NOVANT ASSET MANAGEMENT, LLC
Adviser information for NOVANT ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $945.8M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $945.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $201.0M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | <5 | $744.8M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Principal Office
2085 FRONTIS PLAZAWINSTON-SALEM
NC
United States
Monday - Friday, 9:00 AM TO 6:00 PM
Tel: (704) 384-5715, Fax: None
Chief Compliance Officer
YI SUN
MANAGER, INVESTMENTS
2085 FRONTIS PLAZA
WINSTON-SALEM
NC
United States
Tel:
(704) 384-5715
Y***@***************G
(Full email address available in API data)
Regulatory Contact
SYED HAQUE
CHIEF INVESTMENT OFFICER
108 PROVIDENCE ROAD
CHARLOTTE
NC
United States
Tel:
(678) 662-2543
S*****@***************G
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NOVANT HEALTH INC. | Domestic Entity | – | MANAGING MEMBER | 08/2007 | > 75% |
| Haque, Syed, Ehteshamul | Individual | – | CHIEF INVESTMENT OFFICER | 06/2021 | < 5% |
| Sun, Yi | Individual | – | CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |