LUMINA FUND MANAGEMENT LLC
Adviser information for LUMINA FUND MANAGEMENT LLC last updated from Form ADV on March 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 4 |
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Investment Advisory/Research | 2 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 1 | $7.0M |
Non-Discretionary | 0 | $0 |
Total | 1 | $7.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 1 | $7.0M |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for pooled investment vehicles |
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Compensation | % of AUMPerformance-based fees |
Principal Office
48 WALL STREETSUITE 1100
NEW YORK
NY
United States
Monday - Friday, 9 TO 5
Tel: 212-918-4645, Fax: None
Chief Compliance Officer
ERIC HOYLE
CHIEF OPERATING OFFICER
48 WALL STREET
SUITE 1100
NEW YORK
NY
United States
Tel:
212-918-4645
E*****@*************M
(Full email address available in API data)
Regulatory Contact
DIEGO GIURLEO
MANAGING MEMBER
48 WALL STREET
SUITE 1100
NEW YORK
NY
United States
Tel:
212-918-4645
D*******@*************M
(Full email address available in API data)
Industry Affiliates
LUMINA FUND ADVISORS LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
LUMINA PARTNERS LP | Hedge Fund | $7.0M | $1.0M | 8 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
GIURLEO, DIEGO | Individual | – | MANAGING MEMBER | 09/2003 | > 75% |
HOYLE, ERIC, LANE | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 06/2012 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed February 2nd, 2024 for period ending December 31st, 2023
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
INVESCO QQQ TR | UNIT SER 1 | 9K | 23K | – |
SPDR S&P 500 ETF TR | TR UNIT | 153K | 322K | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 2K | 14K | – |