RM SINCERBEAUX CAPITAL MANAGEMENT, LLC.
R.M.SINCERBEAUX CAPITAL MANAGEMENT, LLC. Legal Name
Adviser information for RM SINCERBEAUX CAPITAL MANAGEMENT, LLC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $2.6M |
| Non-Discretionary | 12 | $175.5M |
| Total | 14 | $178.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 2 | $2.6M |
| HNW Individuals | 12 | $175.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Principal Office
1120 6TH AVENUE, SUITE 4044NEW YORK
NY
United States
Monday - Friday, 9 A.M. - 6 P.M
Tel: 212-626-6544, Fax: 212-626-6543
Chief Compliance Officer
RICHARD M. SINCERBEAUX, SR
MANAGING MEMBER
1120 6TH AVENUE SUITE 4044
NEW YORK
NY
United States
Tel:
212-626-6544
Fax:
212-626-6543
D***@*****************M
(Full email address available in API data)
Regulatory Contact
DIANNE MATTIOLI
COMPLIANCE CONSULTANT
1120 6TH AVENUE, 4TH FLOOR
NEW YORK
NY
United States
Tel:
3476093945
D*****@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SINCERBEAUX, RICHARD, MORLEY | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 04/2007 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 1M | 12K | – |
| ABBVIE INC | COM | 10M | 57K | – |
| ALTRIA GROUP INC | COM | 847K | 19K | – |
| ANALOG DEVICES INC | COM | 3M | 14K | – |
| APPLE INC | COM | 347K | 2K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 9M | 37K | – |
| BANK AMERICA CORP | COM | 7M | 164K | – |
| BOEING CO | COM | 3M | 17K | – |
| BROADRIDGE FINL SOLUTIONS IN | COM | 3M | 13K | – |
| CHEVRON CORP NEW | COM | 618K | 4K | – |
| CISCO SYS INC | COM | 2M | 41K | – |
| CITIGROUP INC | COM NEW | 1M | 18K | – |
| COCA COLA CO | COM | 2M | 34K | – |
| COLGATE PALMOLIVE CO | COM | 323K | 3K | – |
| CONOCOPHILLIPS | COM | 595K | 5K | – |
| EBAY INC. | COM | 3M | 50K | – |
| FEDEX CORP | COM | 5M | 18K | – |
| GOLDMAN SACHS GROUP INC | COM | 5M | 11K | – |
| HOME DEPOT INC | COM | 3M | 8K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 762K | 4K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 31K | – |
| KINDER MORGAN INC DEL | COM | 8M | 379K | – |
| LINDE PLC | SHS | 702K | 2K | – |
| LOWES COS INC | COM | 441K | 2K | – |
| MICROSOFT CORP | COM | 22M | 48K | – |
| ONEOK INC NEW | COM | 1M | 14K | – |
| PAYPAL HLDGS INC | COM | 2M | 35K | – |
| PFIZER INC | COM | 1M | 45K | – |
| PHILIP MORRIS INTL INC | COM | 958K | 9K | – |
| PROCTER AND GAMBLE CO | COM | 286K | 2K | – |
| QUALCOMM INC | COM | 11M | 57K | – |
| TRAVEL PLUS LEISURE CO | COM | 1M | 33K | – |
| VIATRIS INC | COM | 2M | 160K | – |
| VISA INC | COM CL A | 16M | 60K | – |
| WALMART INC | COM | 5M | 75K | – |
| WILLIAMS COS INC | COM | 12M | 288K | – |
| WYNDHAM HOTELS & RESORTS INC | COM | 2M | 33K | – |