SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD.
Adviser information for SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (UK) LTD. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
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Fiscal Year End | DECEMBER |
Legal Location | United Kingdom |
Employees
Total Number of Employees | 3 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | <5 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | INVESTMENT RESEARCH FOR PARENT COMPANY WHICH RETAINS DISCRETION OVER PORTFOLIOS |
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Compensation | FEES FROM PARENT COMPANY REVIEWED ANNUALLY |
Identifiers
SEC RIA File Number | 801-68394 |
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SEC ERA File Number | 801-68394 |
SEC CIK Numbers | None |
SEC CRD Numbers | 145207 |
Legal Entity Identifier | None |
Principal Office
28 SAVILE ROW3RD FLOOR
LONDON
United Kingdom
Monday - Friday, 9:00AM TO 5:00PM
Tel: 44(0) 20 7479 4200, Fax: 44(0) 20 7478 9061
Websites
Chief Compliance Officer
MICHAEL J. WITTKE
6410 POPLAR AVENUE
SUITE 900
MEMPHIS
TN
United States
Tel:
901-818-5173
Fax:
901-818-5160
M******@**********M
(Full email address available in API data)
Regulatory Contact
ANDREW R. MCCARROLL
GENERAL COUNSEL
C/O SOUTHEASTERN ASSET MANAGEMENT, INC.
6410 POPLAR AVENUE, SUITE 900
MEMPHIS
TN
United States
Tel:
901-818-5185
Fax:
901-260-0885
A*********@**********M
(Full email address available in API data)
Industry Affiliates
SOUTHEASTERN ASSET MANAGEMENT INC. | Other investment adviser, including financial planners |
SOUTHEASTERN ASSET MANAGEMENT INTERNATIONAL (SINGAPORE) PTE. LTD | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SOUTHEASTERN ASSET MANAGEMENT INC. | Domestic Entity | – | SHAREHOLDER | 09/2007 | > 75% |
HAWKINS, OTIS, MASON | Individual | SOUTHEASTERN ASSET MANAGEMENT, INC. | CHAIRMAN-CEO/SHAREHOLDER/DIRECTOR | 09/1975 | 50-75% |
CATES, GEORGE, STALEY | Individual | SOUTHEASTERN ASSET MANAGEMENT INC. | VICE CHAIRMAN/SHAREHOLDER/DIRECTOR | 08/1987 | 25-50% |
WITTKE, MICHAEL, JASON | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2007 | < 5% |
MCCARROLL, ANDREW, ROWAN | Individual | – | GENERAL COUNSEL | 09/2007 | < 5% |
Myerberg, Louise, Griesbeck | Individual | – | CEO | 12/2015 | < 5% |
PRESSGROVE, JESSICA, BOGGAN | Individual | – | CHIEF FINANCIAL OFFICER | 12/2018 | < 5% |