HANCOCK WHITNEY INVESTMENT SERVICES INC.
Adviser information for HANCOCK WHITNEY INVESTMENT SERVICES INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 45 |
|---|---|
| Investment Advisory/Research | 45 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,125 | $218.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,125 | $218.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,082 | $205.5M |
| HNW Individuals | 1 | $345,202 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $2.4M |
| Other | 36 | $10.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealer |
Identifiers
| SEC RIA File Number | 801-68420 |
|---|---|
| SEC ERA File Number | 801-68420 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 40637 |
| Legal Entity Identifier | 254900PJ7SNKYPK21W02 |
Principal Office
701 POYDRAS ST.SUITE 3100
NEW ORLEANS
LA
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 504-586-7290, Fax: 504-962-4722
Chief Compliance Officer
JOHN RIGNEY
CHIEF COMPLIANCE OFFICER
701 POYDRAS ST.
SUITE 3100
NEW ORLEANS
LA
United States
Tel:
(504) 299-5168
Fax:
(504) 962-4722
J**********@*****************M
(Full email address available in API data)
Regulatory Contact
ANTHONY VINING
COMPLIANCE DIRECTOR
701 POYDRAS ST.
SUITE 3100
NEW ORLEANS
LA
United States
Tel:
(985)226-4685
A*************@*****************M
(Full email address available in API data)
Industry Affiliates
| HANCOCK WHITNEY BANK | Banking or thrift institution |
| WHITNEY BANK TRUST & ASSET MANAGEMENT MUNICIPAL ADVISORS GROUP | Registered municipal advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HANCOCK WHITNEY CORPORATION | Domestic Entity | – | SHAREHOLDER | 03/2017 | > 75% |
| MILTON, MILES STUART | Individual | – | PRESIDENT/CEO AND DIRECTOR | 07/2018 | < 5% |
| NICHOALDS, STUART TODD | Individual | – | AML/BSA OFFICER | 04/2016 | < 5% |
| LOUPE, PATRICIA KIVES | Individual | – | ASSISTANT SECRETARY | 05/2017 | < 5% |
| SMITH, KYNA NATASHA | Individual | – | ASSISTANT SECRETARY | 08/2020 | < 5% |
| SCHEXNAYDER, ANITA GREGOIRE | Individual | – | VICE PRESIDENT/CHIEF FINANCIAL OFFICER & DIRECTOR | 08/2022 | < 5% |
| RIGNEY, JOHN MARIO JR | Individual | – | RIA-CCO/VP/SECRETARY & DIRECTOR | 08/2022 | < 5% |
| BARTLETT, DONNA | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |