PAOLINO, WILLIAM
PAOLINO, WILLIAM JOHN Legal Name
Adviser information for PAOLINO, WILLIAM last updated from Form ADV on March 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 649 | $139.7M |
| Non-Discretionary | 0 | $0 |
| Total | 649 | $139.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 344 | $48.3M |
| HNW Individuals | 49 | $88.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Accountant or accounting firm |
Identifiers
| SEC RIA File Number | 801-68422 |
|---|---|
| SEC ERA File Number | 801-68422 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126118 |
| Legal Entity Identifier | None |
Principal Office
NYACK BUSINESS CENTER99 MAIN ST., #108
NYACK
NY
United States
Monday - Friday, 9 A.M. - 5 P.M.
Tel: 845-348-7663, Fax: 845-348-0133
Chief Compliance Officer
WILLIAM PAOLINO
PRESIDENT
NYACK BUSINESS CENTER
99 MAIN STREET, #108
NYACK
NY
United States
Tel:
845-348-7663
Fax:
845-348-0133
B*******@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAOLINO, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 10/1995 | > 75% |