AUXANO ADVISORS
AUXANO ADVISORS, LLC Legal Name
Adviser information for AUXANO ADVISORS last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,773 | $1.2B |
| Non-Discretionary | 114 | $68.9M |
| Total | 1,887 | $1.3B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 374 | $127.8M |
| HNW Individuals | 220 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $43.1M |
| Charitable organizations | <5 | $14.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $9.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Insurance broker or agent |
Principal Office
10900 NE 4TH STREETSUITE 1950
BELLEVUE
WA
United States
Monday - Friday, 8:00AM - 5:00PM
Tel: (425) 889-1261, Fax: (425) 828-6363
Chief Compliance Officer
PETER W. CLINE
FOUNDER, CHIEF EXECUTIVE OFFICER AND CLIENT ADVISOR
10900 NE 4TH STREET
SUITE 1950
BELLEVUE
WA
United States
Tel:
(425) 889-1261
Fax:
(425) 828-6363
P****@*****************M
(Full email address available in API data)
Regulatory Contact
BRIAN Y. HILL
DIRECTOR OF OPERATIONS
10900 NE 4TH STREET
SUITE 1950
BELLEVUE
WA
United States
Tel:
(425) 889-1261
Fax:
(425) 828-6363
B****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CLINE, PETER, WESSON | Individual | – | FOUNDER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER AND CLIENT ADVISOR | 07/2007 | > 75% |
| LEE, ALEXANDER, KANGHEE | Individual | – | CLIENT ADVISOR | 07/2015 | 5-10% |
| WHITING, DWIGHT, S. | Individual | – | CLIENT ADVISOR | 07/2015 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 2023 ETF SERIES TRUST II | GMO US QUALITY E | 10M | 318K | – |
| 3M CO | COM | 643K | 6K | – |
| ABBOTT LABS | COM | 653K | 6K | – |
| ABBVIE INC | COM | 588K | 3K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 752K | 2K | – |
| ADOBE INC | COM | 2M | 4K | – |
| ADVANCED MICRO DEVICES INC | COM | 288K | 2K | – |
| ALLSTATE CORP | COM | 984K | 6K | – |
| ALPHABET INC | CAP STK CL A | 6M | 32K | – |
| ALPHABET INC | CAP STK CL C | 2M | 9K | – |
| AMAZON COM INC | COM | 31M | 163K | – |
| AMERICAN CENTY ETF TR | US EQT ETF | 8M | 85K | – |
| AMERICAN EXPRESS CO | COM | 561K | 2K | – |
| AMERICAN INTL GROUP INC | COM NEW | 1M | 19K | – |
| AMGEN INC | COM | 782K | 3K | – |
| APPLE INC | COM | 30M | 142K | – |
| ASHLAND INC | COM | 1M | 12K | – |
| BANK AMERICA CORP | COM | 1M | 26K | – |
| BECTON DICKINSON & CO | COM | 301K | 1K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 2M | 6K | – |
| BIOGEN INC | COM | 598K | 3K | – |
| BOOKING HOLDINGS INC | COM | 202K | 51 | – |
| BROADCOM INC | COM | 684K | 426 | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 645K | 7K | – |
| CARMAX INC | COM | 929K | 13K | – |
| CENTENE CORP DEL | COM | 1M | 21K | – |
| CHEVRON CORP NEW | COM | 821K | 5K | – |
| CIMPRESS PLC | SHS EURO | 1M | 13K | – |
| CISCO SYS INC | COM | 1M | 22K | – |
| COHEN & STEERS QUALITY INCOM | COM | 241K | 21K | – |
| COHERENT CORP | COM | 498K | 7K | – |
| CONCRETE PUMPING HLDGS INC | COM | 92K | 15K | – |
| CONOCOPHILLIPS | COM | 333K | 3K | – |
| COPART INC | COM | 208K | 4K | – |
| COSTCO WHSL CORP NEW | COM | 25M | 30K | – |
| DIAGEO PLC | SPON ADR NEW | 548K | 4K | – |
| DIAMONDBACK ENERGY INC | COM | 395K | 2K | – |
| DIMENSIONAL ETF TRUST | US CORE EQT MKT | 2M | 61K | – |
| DISNEY WALT CO | COM | 2M | 18K | – |
| DUKE ENERGY CORP NEW | COM NEW | 203K | 2K | – |
| EATON CORP PLC | SHS | 239K | 761 | – |
| ELI LILLY & CO | COM | 2M | 2K | – |
| ENOVIS CORPORATION | COM | 900K | 20K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 207K | 7K | – |
| EXTRA SPACE STORAGE INC | COM | 488K | 3K | – |
| EXXON MOBIL CORP | COM | 2M | 15K | – |
| FTAI AVIATION LTD | SHS | 278K | 3K | – |
| GENERAL DYNAMICS CORP | COM | 1M | 3K | – |
| GENERAL MLS INC | COM | 307K | 5K | – |
| GENERAL MTRS CO | COM | 898K | 19K | – |
| GENWORTH FINL INC | COM SHS | 66K | 11K | – |
| GOLDMAN SACHS GROUP INC | COM | 290K | 641 | – |
| HCA HEALTHCARE INC | COM | 480K | 1K | – |
| HOME DEPOT INC | COM | 2M | 7K | – |
| HONEYWELL INTL INC | COM | 208K | 974 | – |
| HP INC | COM | 267K | 8K | – |
| IMPINJ INC | COM | 1M | 9K | – |
| INTEL CORP | COM | 761K | 25K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 564K | 3K | – |
| INTERNATIONAL PAPER CO | COM | 314K | 7K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 PUR GWT | 7M | 190K | – |
| INVESCO QQQ TR | UNIT SER 1 | 551K | 1K | – |
| ISHARES GOLD TR | ISHARES NEW | 877K | 20K | – |
| ISHARES INC | CORE MSCI EMKT | 2M | 28K | – |
| ISHARES TR | 1 3 YR TREAS BD | 5M | 60K | – |
| ISHARES TR | 20 YR TR BD ETF | 716K | 8K | – |
| ISHARES TR | CORE S&P MCP ETF | 350K | 6K | – |
| ISHARES TR | CORE S&P500 ETF | 4M | 8K | – |
| ISHARES TR | ESG AW MSCI EAFE | 201K | 3K | – |
| ISHARES TR | RUS 1000 ETF | 16M | 55K | – |
| ISHARES TR | RUS 1000 GRW ETF | 285K | 783 | – |
| ISHARES TR | RUS 1000 VAL ETF | 601K | 3K | – |
| ISHARES TR | RUS 2000 VAL ETF | 661K | 4K | – |
| ISHARES TR | RUS MDCP VAL ETF | 763K | 6K | – |
| ISHARES TR | RUS TP200 GR ETF | 7M | 31K | – |
| ISHARES TR | RUSSELL 3000 ETF | 229K | 742 | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 2M | 34K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 12M | 233K | – |
| JOHNSON & JOHNSON | COM | 2M | 14K | – |
| JPMORGAN CHASE & CO. | COM | 2M | 11K | – |
| KEYCORP | COM | 637K | 45K | – |
| KULICKE & SOFFA INDS INC | COM | 231K | 5K | – |
| LEAR CORP | COM NEW | 645K | 6K | – |
| LINDE PLC | SHS | 305K | 696 | – |
| LISTED FD TR | HORIZON KINETICS | 1M | 41K | – |
| MARATHON PETE CORP | COM | 439K | 3K | – |
| MASTERCARD INCORPORATED | CL A | 716K | 2K | – |
| MCDONALDS CORP | COM | 237K | 931 | – |
| MEDTRONIC PLC | SHS | 1M | 13K | – |
| MERCK & CO INC | COM | 2M | 14K | – |
| META PLATFORMS INC | CL A | 2M | 3K | – |
| MICROSOFT CORP | COM | 46M | 103K | – |
| MORGAN STANLEY | COM NEW | 265K | 3K | – |
| MR COOPER GROUP INC | COM | 2M | 24K | – |
| NETFLIX INC | COM | 366K | 542 | – |
| NEXTERA ENERGY INC | COM | 217K | 3K | – |
| NIKE INC | CL B | 1M | 13K | – |
| NORTHROP GRUMMAN CORP | COM | 393K | 901 | – |
| NOVO-NORDISK A S | ADR | 4M | 30K | – |
| NVIDIA CORPORATION | COM | 5M | 43K | – |
| OCCIDENTAL PETE CORP | COM | 248K | 4K | – |
| ONEOK INC NEW | COM | 457K | 6K | – |
| ORACLE CORP | COM | 2M | 11K | – |
| PACCAR INC | COM | 318K | 3K | – |
| PARKER-HANNIFIN CORP | COM | 204K | 403 | – |
| PEPSICO INC | COM | 940K | 6K | – |
| PFIZER INC | COM | 564K | 20K | – |
| PROCTER AND GAMBLE CO | COM | 1M | 7K | – |
| PRUDENTIAL FINL INC | COM | 208K | 2K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 212K | 3K | – |
| RED ROCK RESORTS INC | CL A | 1M | 24K | – |
| REGAL REXNORD CORPORATION | COM | 1M | 8K | – |
| REGENERON PHARMACEUTICALS | COM | 346K | 329 | – |
| REMITLY GLOBAL INC | COM | 244K | 20K | – |
| RTX CORPORATION | COM | 2M | 20K | – |
| SBA COMMUNICATIONS CORP NEW | CL A | 466K | 2K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL US S | 332K | 6K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 5M | 60K | – |
| SELECT SECTOR SPDR TR | ENERGY | 414K | 5K | – |
| SELECT SECTOR SPDR TR | INDL | 321K | 3K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 237K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 2M | 7K | – |
| SOUTHERN CO | COM | 275K | 4K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 1M | 3K | – |
| SPDR GOLD TR | GOLD SHS | 381K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 6M | 11K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 250K | 797 | – |
| SPROTT ETF TRUST | GOLD MINERS ETF | 3M | 108K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 18M | 977K | – |
| SS&C TECHNOLOGIES HLDGS INC | COM | 764K | 12K | – |
| SSGA ACTIVE ETF TR | MULT ASS RLRTN | 2M | 67K | – |
| STARBUCKS CORP | COM | 2M | 28K | – |
| STRYKER CORPORATION | COM | 263K | 774 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 368K | 2K | – |
| TARGET CORP | COM | 990K | 7K | – |
| TESLA INC | COM | 6M | 32K | – |
| TEXAS INSTRS INC | COM | 906K | 5K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 288K | 521 | – |
| UNILEVER PLC | SPON ADR NEW | 2M | 31K | – |
| UNION PAC CORP | COM | 755K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 557K | 1K | – |
| VALERO ENERGY CORP | COM | 505K | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 292K | 1K | – |
| VANGUARD INDEX FDS | VALUE ETF | 4M | 24K | – |
| VANGUARD STAR FDS | VG TL INTL STK F | 879K | 15K | – |
| VISA INC | COM CL A | 3M | 10K | – |
| WALMART INC | COM | 899K | 13K | – |
| WASTE MGMT INC DEL | COM | 627K | 3K | – |
| WELLS FARGO CO NEW | COM | 462K | 8K | – |
| WESCO INTL INC | COM | 1M | 7K | – |