Hedge Fund Database

ATLAS PRIVATE WEALTH MANAGEMENT, LLC

Adviser information for ATLAS PRIVATE WEALTH MANAGEMENT, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 22
Investment Advisory/Research 12
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 11
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 3,633 $1.3B
Non-Discretionary 0 $0
Total 3,633 $1.3B

Clients

Type Number RAUM
Individuals 1,061 $391.0M
HNW Individuals 369 $838.1M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $5.2M
Charitable organizations 11 $17.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.4M
Other 0 $0
Type Number
No. of Non-RAUM Clients 35
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)Educational seminars/workshopsCREDIT AND CASH MANAGEMENT SOLUTIONS, INSURANCE SOLUTIONS
Compensation % of AUMHourly chargesFixed fees
Other Business Activities CREDIT AND CASH MANAGEMENT AND INSURANCE SOLUTIONS

Identifiers

SEC RIA File Number 801-68444
SEC ERA File Number 801-68444
SEC CIK Numbers 1800369
SEC CRD Numbers 145331
Legal Entity Identifier None

Principal Office

3 ATRIUM DRIVE, SUITE 265
ALBANY
NY
United States
Monday - Friday, 8:00 AM - 4:30 PM
Tel: (518) 482-5777, Fax: (518) 453-6085

Websites

www.linkedin.com/company/connectus-wealth-advisers/ www.instagram.com/atlaspwm/ twitter.com/focusfinancial atlaspwm.com/ twitter.com/atlaspwm www.linkedin.com/company/atlaspwm/ focusfinancialpartners.com www.linkedin.com/company/focus-financial-partners/ www.facebook.com/atlaspwm/ connectuswealth.com/

Chief Compliance Officer

SARAH L. RAPKE
3 ATRIUM DRIVE, SUITE 265
ALBANY
NY
United States
Tel: (518) 482-5777
Fax: (518) 453-6085
(Full email address available in API data)

Regulatory Contact

KRISTEN SCHREER
PRESIDENT
3 ATRIUM DRIVE, SUITE 265
ALBANY
NY
United States
Tel: (518) 482-5777
Fax: (518) 453-6085
(Full email address available in API data)

Industry Affiliates

BUCKINGHAM STRATEGIC PARTNERS, LLC Other investment adviser, including financial planners
CONNECTUS WEALTH Other investment adviser, including financial planners
FOCUS RISK SOLUTIONS Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FOCUS FINANCIAL PARTNERS, LLC Domestic Entity FOCUS OPERATING, LLC MEMBER 01/2007 > 75%
BRITTON, GREGORY, ROBERT Individual – CHIEF EXECUTIVE OFFICER, ATLAS 07/2013 < 5%
OGLE, JOHN, C Individual – CHIEF INVESTMENT OFFICER 11/2015 < 5%
FOCUS FINANCIAL PARTNERS INC. Domestic Entity FOCUS FINANCIAL PARTNERS, LLC MEMBER 07/2018 > 75%
O'BRIEN, KRISTEN, THERESE Individual – PRESIDENT 06/2023 < 5%
RAPKE, SARAH, LYNN Individual – CHIEF COMPLIANCE OFFICER 07/2020 < 5%
CONNECTUS GROUP, LLC Domestic Entity – MEMBER (MANAGER) 11/2020 > 75%
FOCUS OPERATING, LLC Domestic Entity CONNECTUS GROUP, LLC MEMBER 11/2020 > 75%
WALSH, BRENDAN, THOMAS Individual – EXECUTIVE VICE PRESIDENT AND DIRECTOR OF TAX PLANNING 09/2021 < 5%
STELLEY, JOHN, C. Individual – COMPLIANCE OFFICER 03/2022 < 5%
BENNARD, MOLLY, LYNN Individual – CHIEF EXECUTIVE OFFICER, CONNECTUS 08/2022 < 5%
FERDINAND FFP ACQUISITION, LLC Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS A COMMON STOCK 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FOCUS FINANCIAL PARTNERS INC. SHAREHOLDER, CLASS B COMMON STOCK 08/2023 > 75%
FERDINAND FFP INTERMEDIATE HOLDINGS, LLC Domestic Entity FERDINAND FFP ACQUISITION, LLC MEMBER 08/2023 > 75%
FERDINAND FFP PARENT, INC. Domestic Entity FERDINAND FFP INTERMEDIATE HOLDINGS, LLC MEMBER 08/2023 > 75%
FERDINAND FFP ULTIMATE HOLDINGS, LP Domestic Entity FERDINAND FFP PARENT, INC. SHAREHOLDER 08/2023 > 75%
CD&R FERDINAND HOLDINGS, L.P. Domestic Entity FERDINAND FFP ULTIMATE HOLDINGS, LP PARTNER 08/2023 50-75%
CD&R FERDINAND CO-INVESTOR, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 25-50%
CLAYTON, DUBILIER & RICE FUND XII, L.P. Foreign Entity CD&R FERDINAND HOLDINGS, L.P. PARTNER 08/2023 50-75%

No. Employees, Historic

40200201920202021202220232024202526 on 4/30/201924 on 3/23/202024 on 4/20/202024 on 6/29/202024 on 8/3/202024 on 12/10/202024 on 12/10/202024 on 3/26/202124 on 10/7/202124 on 10/18/202124 on 1/27/202228 on 3/25/202228 on 4/18/202228 on 6/8/202228 on 11/3/202232 on 3/28/202332 on 6/12/202332 on 6/12/202332 on 7/31/202332 on 7/31/202332 on 9/12/202332 on 9/26/202332 on 9/27/202322 on 3/25/2024

RAUM, Historic

2B1B02019202020212022202320242025944548272 on 4/30/20191002344503 on 3/23/20201002344503 on 4/20/20201002344503 on 6/29/20201002344503 on 8/3/20201002344503 on 12/10/20201002344503 on 12/10/20201143708517 on 3/26/20211143708517 on 10/7/20211143708517 on 10/18/20211143708517 on 1/27/20221308124496 on 3/25/20221308124496 on 4/18/20221308124496 on 6/8/20221308124496 on 11/3/20221112214738 on 3/28/20231112214738 on 6/12/20231112214738 on 6/12/20231112214738 on 7/31/20231112214738 on 7/31/20231112214738 on 9/12/20231112214738 on 9/26/20231112214738 on 9/27/20231256022576 on 3/25/2024

No. Clients, Historic

2,0001,000020192020202120222023202420251483 on 4/30/20191460 on 3/23/20201460 on 4/20/20201460 on 6/29/20201460 on 8/3/20201460 on 12/10/20201460 on 12/10/20201468 on 3/26/20211468 on 10/7/20211468 on 10/18/20211468 on 1/27/20221508 on 3/25/20221508 on 4/18/20221508 on 6/8/20221508 on 11/3/20221525 on 3/28/20231525 on 6/12/20231525 on 6/12/20231525 on 7/31/20231525 on 7/31/20231525 on 9/12/20231525 on 9/26/20231525 on 9/27/20231444 on 3/25/2024

Holdings

From latest 13F, filed April 15th, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM Stock 1M 6K –
ADOBE INC COM Stock 3M 5K –
ADVANCED MICRO DEVICES INC COM Stock 204K 1K –
AIR PRODS & CHEMS INC COM Stock 267K 1K –
ALPHABET INC CAP STK CL A Stock 6M 43K –
ALPHABET INC CAP STK CL C Stock 343K 2K –
ALTRIA GROUP INC COM Stock 214K 5K –
AMAZON COM INC COM Stock 1M 6K –
AMERICAN TOWER CORP NEW COM REIT 2M 11K –
AMERICAN WTR WKS CO INC NEW COM Stock 2M 14K –
AMGEN INC COM Stock 204K 718 –
APPLE INC COM Stock 7M 43K –
BECTON DICKINSON & CO COM Stock 473K 2K –
BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 4M 9K –
BOEING CO COM Stock 409K 2K –
BRISTOL-MYERS SQUIBB CO COM Stock 246K 5K –
BROADRIDGE FINL SOLUTIONS INC COM Stock 3M 12K –
BROADSTONE NET LEASE INC COM REIT 421K 27K –
CARRIER GLOBAL CORPORATION COM Stock 273K 5K –
CATERPILLAR INC COM Stock 757K 2K –
CHEVRON CORP NEW COM Stock 684K 4K –
CHIPOTLE MEXICAN GRILL INC COM Stock 462K 159 –
CHUBB LIMITED COM Stock 1M 4K –
CINTAS CORP COM Stock 1M 2K –
CISCO SYS INC COM Stock 581K 12K –
COGNIZANT TECHNOLOGY SOLUTIONS CL A Stock 222K 3K –
COMCAST CORP NEW CL A Stock 1M 27K –
COSTCO WHSL CORP NEW COM Stock 248K 339 –
CVS HEALTH CORP COM Stock 287K 4K –
DANAHER CORPORATION COM Stock 2M 6K –
DEVON ENERGY CORP NEW COM Stock 309K 6K –
DIAGEO PLC SPON ADR NEW ADR 1M 9K –
DIGITAL RLTY TR INC COM REIT 2M 17K –
DISNEY WALT CO COM Stock 2M 15K –
ELI LILLY & CO COM Stock 358K 460 –
EVEREST GROUP LTD COM Stock 834K 2K –
EXXON MOBIL CORP COM Stock 2M 14K –
FEDEX CORP COM Stock 289K 997 –
FIDELITY MSCI COMMUNICATION SERVICES INDEX ETF ETF 629K 13K –
FIDELITY MSCI HEALTH CARE INDEX ETF ETF 255K 4K –
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF ETF 1M 9K –
FIDELITY TOTAL BOND ETF ETF 4M 87K –
FIRST TRUST LOW DURATION OPPORTUNITIES ETF ETF 8M 160K –
FIRST TRUST PREFERRED SECURITIES & INCOME ETF ETF 4M 255K –
FIRST TRUST TACTICAL HIGH YIELD ETF ETF 1M 31K –
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 2M 46K –
FRANKLIN DYNAMIC MUNICIPAL BOND ETF ETF 1M 48K –
HOME DEPOT INC COM Stock 4M 10K –
HONEYWELL INTL INC COM Stock 3M 13K –
ILLINOIS TOOL WKS INC COM Stock 849K 3K –
INTERCONTINENTAL EXCHANGE INC COM Stock 2M 12K –
INVESCO QQQ TRUST SERIES I ETF 3M 7K –
INVESCO S&P MIDCAP QUALITY ETF ETF 7M 61K –
IQVIA HLDGS INC COM Stock 747K 3K –
ISHARES 1-3 YEAR TREASURY BOND ETF ETF 9M 112K –
ISHARES CORE MSCI EAFE ETF ETF 5M 68K –
ISHARES CORE S&P 500 ETF ETF 4M 9K –
ISHARES CORE S&P MID-CAP ETF ETF 716K 12K –
ISHARES CORE S&P SMALL CAP ETF ETF 2M 18K –
ISHARES CORE S&P US VALUE ETF ETF 2M 24K –
ISHARES CORE U.S. AGGREGATE BOND ETF ETF 5M 47K –
ISHARES MSCI EAFE GROWTH ETF ETF 4M 36K –
ISHARES MSCI INTL QUALITY FACTOR ETF ETF 2M 49K –
ISHARES MSCI USA MIN VOL FACTOR ETF ETF 2M 23K –
ISHARES S&P 500 GROWTH ETF ETF 4M 45K –
ISHARES S&P MID-CAP 400 GROWTH ETF ETF 1M 15K –
ISHARES S&P SMALL-CAP 600 VALUE ETF ETF 1M 13K –
ISHARES SELECT DIVIDEND ETF ETF 2M 13K –
ISHARES YIELD OPTIMIZED BOND ETF ETF 8M 377K –
JANUS HENDERSON SHORT DURATION INCOME ETF ETF 2M 33K –
JOHNSON & JOHNSON COM Stock 4M 28K –
JPMORGAN CHASE & CO COM Stock 6M 30K –
JPMORGAN MUNICIPAL ETF ETF 6M 116K –
JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF ETF 9M 168K –
LINDE PLC SHS Stock 2M 5K –
LOWES COS INC COM Stock 244K 957 –
MARSH & MCLENNAN COS INC COM Stock 1M 5K –
MASTERCARD INCORPORATED CL A Stock 2M 4K –
MCCORMICK & CO INC COM NON VTG Stock 1M 18K –
MCDONALDS CORP COM Stock 708K 3K –
MERCK & CO INC COM Stock 928K 7K –
META PLATFORMS INC CL A Stock 4M 7K –
MICROSOFT CORP COM Stock 3M 7K –
MORGAN STANLEY COM NEW Stock 2M 22K –
NORFOLK SOUTHN CORP COM Stock 313K 1K –
NVIDIA CORPORATION COM Stock 567K 627 –
ONEOK INC NEW COM Stock 531K 7K –
OTIS WORLDWIDE CORP COM Stock 235K 2K –
PARKER-HANNIFIN CORP COM Stock 1M 2K –
PEPSICO INC COM Stock 2M 10K –
PHILIP MORRIS INTL INC COM Stock 702K 8K –
PHILLIPS 66 COM Stock 2M 14K –
PIMCO INTERMEDIATE MUNICIPAL BOND ACTIVE EXCHANGE-TRADED FUND PIMCO INTERME ETF 408K 8K –
PROCTER AND GAMBLE CO COM Stock 2M 15K –
ROSS STORES INC COM Stock 247K 2K –
RTX CORPORATION COM Stock 663K 7K –
S&P GLOBAL INC COM Stock 2M 4K –
SCHLUMBERGER LTD COM STK Stock 1M 23K –
SCHWAB CHARLES CORP COM Stock 479K 7K –
SHELL PLC SPON ADS ADR 1M 22K –
SHERWIN WILLIAMS CO COM Stock 2M 7K –
SPDR GOLD SHARES ETF 2M 9K –
SPDR NUVEEN BLOOMBERG HIGH YIELD MUNICIPAL BOND ETF ETF 262K 10K –
SPDR S&P 500 ETF TRUST ETF 7M 14K –
SPDR S&P DIVIDEND ETF ETF 223K 2K –
STARBUCKS CORP COM Stock 2M 20K –
TEXAS INSTRS INC COM Stock 645K 4K –
THERMO FISHER SCIENTIFIC INC COM Stock 4M 7K –
UNITED PARCEL SERVICE INC CL B Stock 636K 4K –
UNITEDHEALTH GROUP INC COM Stock 4M 8K –
VANECK LOW CARBON ENERGY ETF ETF 794K 8K –
VANGUARD DIVIDEND APPRECIATION ETF ETF 1M 6K –
VANGUARD FTSE EMERGING MARKETS ETF ETF 1M 25K –
VANGUARD GROWTH ETF ETF 223K 648 –
VANGUARD MID-CAP ETF ETF 1M 6K –
VERISK ANALYTICS INC COM Stock 1M 6K –
VISA INC COM CL A Stock 3M 12K –
WATSCO INC COM Stock 1M 2K –
WEST PHARMACEUTICAL SVSC INC COM Stock 1M 4K –