CUBIC ASSET MANAGEMENT, LLC

Advisory Business

Type of Organization	Limited Liability Partnership
Fiscal Year End	DECEMBER
Legal Location	Massachusetts, United States

Employees

Total Number of Employees	6
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	1
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	305	$679.3M
Non-Discretionary	0	$0
Total	305	$679.3M

Clients

Type	Number	RAUM
Individuals	51	$12.1M
HNW Individuals	215	$583.1M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	3	$46.4M
Pension and profit sharing plans	22	$27.3M
Charitable organizations	12	$6.7M
State or municipal gov entities	0	$0
Other investment advisers	1	$2.9M
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	1	$801,910
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation	% of AUMFixed feesPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	2.9M
Both for Same	0

Portfolio Manager to Program	Sponsor
WELLINGTON-SHIELDS CMA WRAP FEE PROGRAM	CAPITAL MANAGEMENT ASSOCIATES

Identifiers

SEC RIA File Number	801-68445
SEC ERA File Number	801-68445
SEC CIK Numbers	1424322
SEC CRD Numbers	145169
Legal Entity Identifier	None

Principal Office

800 BOYLSTON STREET
SUITE 2830
BOSTON
MA
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic