Hedge Fund Database

BARRY INVESTMENT ADVISORS, LLC

Adviser information for BARRY INVESTMENT ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 11
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,328 $522.7M
Non-Discretionary 159 $132.2M
Total 1,487 $654.9M

Clients

Type Number RAUM
Individuals 233 $66.1M
HNW Individuals 164 $566.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $19.2M
Charitable organizations 5 $3.4M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 654.9M
Portfolio Manager to Program Sponsor
BARRY INVESTMENTS ADVISORS, LLC WRAP FEE PROGRAM BARRY INVESTMENT ADVISORS, LLC

Identifiers

SEC RIA File Number 801-68447
SEC ERA File Number 801-68447
SEC CIK Numbers 1631639
SEC CRD Numbers 144955
Legal Entity Identifier None

Principal Office

128 UNION STREET
SUITE 507
NEW BEDFORD
MA
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 888-992-8601, Fax: 508-992-4700

Websites

www.barryinvestmentadvisors.com twitter.com/barryias www.linkedin.com/company/barry-investment-advisors www.facebook.com/barryias www.vimeo.com

Chief Compliance Officer

JOSEPH M. BARRY
CHIEF FINANCIAL OFFICER
128 UNION STREET
SUITE 507
NEW BEDFORD
MA
United States
Tel: 888-992-8601
Fax: 508-992-4700
(Full email address available in API data)

Regulatory Contact

KATHY A. ALVES
PRESIDENT
128 UNION STREET
SUITE 507
NEW BEDFORD
MA
United States
Tel: 508-992-8600
Fax: 508-992-4700
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BARRY, JOSEPH, MICHAEL Individual – MANAGING MEMBER, CHIEF COMPLIANCE OFFICER, AND CHIEF FINANCIAL OFFICER 11/2007 < 5%
BARRY, PATRICK, JOHN Individual – MEMBER 12/2014 > 75%
BARRY, JEANINE, MARIE Individual – MEMBER 12/2014 10-25%
ALVES, KATHY, ANN Individual – PRESIDENT 11/2007 < 5%
HOLLAND, WHITNEY, E. Individual – CHIEF OPERATING OFFICER 01/2023 < 5%

No. Employees, Historic

20100201920202021202220232024202513 on 6/18/201913 on 12/6/201913 on 3/20/202013 on 5/11/202013 on 6/8/202013 on 3/12/202113 on 10/21/202113 on 3/21/202212 on 3/28/202312 on 5/2/202312 on 5/26/202311 on 3/29/2024

RAUM, Historic

800M400M02019202020212022202320242025602157363 on 6/18/2019602157363 on 12/6/2019643638522 on 3/20/2020643638522 on 5/11/2020643638522 on 6/8/2020666839248 on 3/12/2021666839248 on 10/21/2021750026189 on 3/21/2022656924508 on 3/28/2023656924508 on 5/2/2023656924508 on 5/26/2023654891161 on 3/29/2024

No. Clients, Historic

50025002019202020212022202320242025375 on 6/18/2019375 on 12/6/2019362 on 3/20/2020362 on 5/11/2020362 on 6/8/2020375 on 3/12/2021375 on 10/21/2021384 on 3/21/2022409 on 3/28/2023409 on 5/2/2023409 on 5/26/2023402 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 224K 2K –
ABBVIE INC COM 350K 2K –
ALPHABET INC CAP STK CL A 401K 2K –
ALPHABET INC CAP STK CL C 433K 2K –
ALPS ETF TR ALERIAN MLP 2M 41K –
ALTRIA GROUP INC COM 230K 5K –
AMAZON COM INC COM 586K 3K –
AMERICAN ELEC PWR CO INC COM 422K 5K –
AMGEN INC COM 643K 2K –
APPLE INC COM 7M 35K –
ASTRAZENECA PLC SPONSORED ADR 312K 4K –
BANK AMERICA CORP COM 611K 15K –
BERKSHIRE HATHAWAY INC DEL CL A 612K 1 –
BERKSHIRE HATHAWAY INC DEL CL B NEW 201K 495 –
BRISTOL-MYERS SQUIBB CO COM 587K 14K –
BROADCOM INC COM 328K 204 –
CHEVRON CORP NEW COM 640K 4K –
CHUBB LIMITED COM 210K 822 –
CISCO SYS INC COM 7M 152K –
CITIGROUP INC COM NEW 1M 21K –
CONSTELLATION BRANDS INC CL A 253K 982 –
CORNING INC COM 335K 9K –
CSX CORP COM 397K 12K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 626K 24K –
DIMENSIONAL ETF TRUST SHORT DURATION F 776K 17K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 454K 14K –
DIMENSIONAL ETF TRUST WORLD EQUITY ETF 894K 15K –
EASTERLY GOVT PPTYS INC COM 256K 21K –
ENTERPRISE PRODS PARTNERS L COM 205K 7K –
ETF SER SOLUTIONS DISTILLATE US 694K 14K –
EVERSOURCE ENERGY COM 307K 5K –
EXXON MOBIL CORP COM 782K 7K –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 2M 38K –
FIDELITY COVINGTON TRUST MSCI HLTH CARE I 4M 61K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 1M 32K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 397K 23K –
FIRST TR EXCHANGE TRADED FD GROWTH STRENGTH 465K 15K –
FIRST TR EXCHANGE-TRADED FD NASD TECH DIV 318K 4K –
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 12M 401K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 266K 8K –
FISERV INC COM 3M 19K –
FLEXSHARES TR MORNSTAR UPSTR 4M 88K –
FORD MTR CO DEL COM 158K 13K –
GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 46K 11K –
GENERAL DYNAMICS CORP COM 208K 716 –
GENERAL MLS INC COM 497K 8K –
GLOBAL X FDS GBL X FTSE ETF 982K 66K –
GLOBAL X FDS GLBL X MLP ETF 8M 159K –
GSK PLC SPONSORED ADR 694K 18K –
HP INC COM 273K 8K –
INVESCO EXCHANGE TRADED FD T DJ INDL AVG DV 14M 292K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 547K 5K –
ISHARES INC MSCI GBL ETF NEW 1M 25K –
ISHARES INC MSCI GERMANY ETF 773K 25K –
ISHARES INC MSCI JPN ETF NEW 281K 4K –
ISHARES INC MSCI SINGPOR ETF 2M 79K –
ISHARES TR 1 3 YR TREAS BD 1M 12K –
ISHARES TR CORE S&P500 ETF 227K 414 –
ISHARES TR EUROPE ETF 4M 80K –
ISHARES TR GLOB HLTHCRE ETF 511K 6K –
ISHARES TR MORTGE REL ETF 3M 140K –
ISHARES TR MSCI JP VALUE 221K 7K –
ISHARES TR MSCI UK ETF NEW 1M 33K –
ISHARES TR PFD AND INCM SEC 557K 18K –
JAPAN SMALLER CAPITALIZATION COM 1M 197K –
JOHNSON & JOHNSON COM 7M 46K –
LABCORP HOLDINGS INC COM SHS 623K 3K –
LIFEMD INC COM 1M 178K –
MANULIFE FINL CORP COM 4M 166K –
MEDTRONIC PLC SHS 494K 6K –
MERCK & CO INC COM 2M 13K –
META PLATFORMS INC CL A 274K 544 –
MICROSOFT CORP COM 513K 1K –
MIZUHO FINANCIAL GROUP INC SPONSORED ADR 77K 18K –
NATIONAL GRID PLC SPONSORED ADR NE 441K 8K –
NB BANCORP INC COM 302K 20K –
NEWMONT CORP COM 310K 7K –
NOVARTIS AG SPONSORED ADR 226K 2K –
NUVEEN AMT FREE QLTY MUN INC COM 5M 469K –
NUVEEN QUALITY MUNCP INCOME COM 429K 36K –
NVIDIA CORPORATION COM 1M 9K –
PEPSICO INC COM 376K 2K –
PFIZER INC COM 6M 198K –
PHILLIPS 66 COM 1M 10K –
PROCTER AND GAMBLE CO COM 703K 4K –
QUALCOMM INC COM 1M 7K –
RING ENERGY INC COM 17K 10K –
RIO TINTO PLC SPONSORED ADR 291K 4K –
RTX CORPORATION COM 5M 55K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 25M 719K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 35K –
SELECT SECTOR SPDR TR SBI INT-UTILS 651K 10K –
SHELL PLC SPON ADS 2M 21K –
SIMON PPTY GROUP INC NEW COM 254K 2K –
SPDR GOLD TR GOLD SHS 6M 28K –
SPDR SER TR ICE PFD SEC ETF 8M 247K –
SPDR SER TR PRTFLO S&P500 HI 13M 312K –
SPROTT ETF TRUST GOLD MINERS ETF 207K 8K –
SSGA ACTIVE ETF TR SPDR TR TACTIC 10M 248K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 262K 2K –
THE CIGNA GROUP COM 247K 747 –
TOTALENERGIES SE SPONSORED ADS 4M 65K –
UNILEVER PLC SPON ADR NEW 6M 114K –
UNITEDHEALTH GROUP INC COM 281K 552 –
VANECK ETF TRUST AGRIBUSINESS ETF 3M 37K –
VANECK ETF TRUST GOLD MINERS ETF 19M 555K –
VANGUARD INDEX FDS SM CP VAL ETF 4M 22K –
VANGUARD INDEX FDS VALUE ETF 936K 6K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 9M 209K –
VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 7M 61K –
VANGUARD MALVERN FDS STRM INFPROIDX 296K 6K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 4M 74K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 799K 7K –
VANGUARD WHITEHALL FDS INTL DVD ETF 885K 11K –
VANGUARD WHITEHALL FDS INTL HIGH ETF 26M 375K –
VODAFONE GROUP PLC NEW SPONSORED ADR 96K 11K –
WISDOMTREE TR JP SMALLCP DIV 6M 75K –