WEST RIM CAPITAL ASSOCIATES II, L.P.

Adviser information for WEST RIM CAPITAL ASSOCIATES II, L.P. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Partnership
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	29
Investment Advisory/Research	20
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	20	$1.6B
Non-Discretionary	0	$0
Total	20	$1.6B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	20	$1.6B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-68453
SEC ERA File Number	801-68453
SEC CIK Numbers	1910585
SEC CRD Numbers	145085
Legal Entity Identifier	None

Principal Office

2801 NORTH THANKSGIVING WAY
SUITE 200
LEHI
UT
United States

Monday - Friday, 8:00 AM - 5:00 PM

Tel: 801-407-8400, Fax: None

Websites

www.sorensoncapital.com twitter.com/sorensoncap www.linkedin.com/company/sorenson-capital

Chief Compliance Officer

TOM PIERCE

CHIEF FINANCIAL OFFICER

2801 NORTH THANKSGIVING WAY

SUITE 200

LEHI

United States

Tel: 801-407-8400

T******@**************M

(Full email address available in API data)

Industry Affiliates

SORENSON CAPITAL ASSOCIATES III, LP	Sponsor, GP, manager of pooled investment vehicles
SORENSON CAPITAL ASSOCIATES IV, LP	Sponsor, GP, manager of pooled investment vehicles
SORENSON CAPITAL PARTNERS II CONTINUATION VEHICLE GP, LP	Sponsor, GP, manager of pooled investment vehicles
SORENSON LINKSQUARES SPV GP, LP	Sponsor, GP, manager of pooled investment vehicles
SORENSON SOCURE SPV GP, LP	Sponsor, GP, manager of pooled investment vehicles
SORENSON VENTURES ADVISORS, L.P.	Other investment adviser, including financial planners
SORENSON VENTURES ASSOCIATES II, L.P.	Sponsor, GP, manager of pooled investment vehicles
SORENSON VENTURES ASSOCIATES III, L.P.	Sponsor, GP, manager of pooled investment vehicles
SORENSON VENTURES ASSOCIATES, L.P.	Sponsor, GP, manager of pooled investment vehicles
WEST RIM CAPITAL ADVISORS, L.P.	Other investment adviser, including financial planners
WEST RIM II ADVISORS, L.P.	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
SORENSON CAPITAL INVESTMENT PARTNERS III, L.P.	Private Equity Fund	$10.3M	$10.0M	55
SORENSON CAPITAL INVESTMENT PARTNERS IV, LP	Private Equity Fund	$0.7M	$0.0M	13
SORENSON CAPITAL PARTNERS II CONTINUATION VEHICLE A, LP	Private Equity Fund	$283.4M	$0.0M	39
SORENSON CAPITAL PARTNERS II CONTINUATION VEHICLE B, LP	Private Equity Fund	$107.8M	$0.0M	11
SORENSON CAPITAL PARTNERS III-A, L.P.	Private Equity Fund	$7.6M	$10.0M	15
SORENSON CAPITAL PARTNERS III-B, L.P.	Private Equity Fund	$78.4M	$10.0M	15
SORENSON CAPITAL PARTNERS III, L.P.	Private Equity Fund	$329.3M	$10.0M	59
SORENSON CAPITAL PARTNERS IV-A, LP	Private Equity Fund	$8.9M	$0.0M	10
SORENSON CAPITAL PARTNERS IV-B, LP	Private Equity Fund	$53.8M	$0.0M	21
SORENSON CAPITAL PARTNERS IV, LP	Private Equity Fund	$233.5M	$0.0M	90
SORENSON LINKSQUARES SPV LLC	Private Equity Fund	$8.0M	$0.0M	5
SORENSON SOCURE SPV LLC	Private Equity Fund	$5.8M	$0.0M	10
SORENSON VENTURES II-A, LP	Venture Capital Fund	$1.6M	$0.0M	6
SORENSON VENTURES II, LP	Venture Capital Fund	$152.4M	$0.0M	95
SORENSON VENTURES III, L.P.	Venture Capital Fund	$71.1M	$0.0M	28
SORENSON VENTURES INVESTMENT PARTNERS II, LP	Venture Capital Fund	$6.4M	$0.0M	25
SORENSON VENTURES INVESTMENT PARTNERS, L.P.	Venture Capital Fund	$5.7M	$0.0M	39
SORENSON VENTURES OPPORTUNITY FUND I, L.P.	Venture Capital Fund	$44.4M	$10.0M	2
SORENSON VENTURES, L.P.	Venture Capital Fund	$198.8M	$0.0M	52
WEST RIM CAPITAL INVESTMENT PARTNERS II, LP	Private Equity Fund	$16.0M	$0.0M	65

Control Persons

Name	Type	Entity	Title	Since	Ownership
BULLOCK, DAVID, FRASER	Individual	–	LIMITED PARTNER/MANAGING DIRECTOR	09/2007	10-25%
LAYTON, TIM, WELKER	Individual	–	LIMITED PARTNER/MANAGING DIRECTOR	09/2007	10-25%
MIKA, RONALD, PAUL	Individual	–	LIMITED PARTNER/MANAGING DIRECTOR	09/2007	10-25%
SORENSON, JAMES, LUKE	Individual	–	LIMITED PARTNER/MANAGING DIRECTOR	09/2007	10-25%
WEST RIM CAPITAL ADVISORS, LLC	Domestic Entity	–	GENERAL PARTNER	09/2007	< 5%
BULLOCK, DAVID, FRASER	Individual	WEST RIM CAPITAL ADVISORS, LLC	MEMBER/MANAGER	09/2007
MIKA, RONALD, PAUL	Individual	WEST RIM CAPITAL ADVISORS, LLC	MEMBER/MANAGER	09/2007
LAYTON, TIM, WELKER	Individual	WEST RIM CAPITAL ADVISORS, LLC	MEMBER/MANAGER	09/2007
LUDWIG, MARK, R.	Individual	–	LIMITED PARTNER/MANAGING DIRECTOR	01/2013	10-25%
Pierce, Larry, Thomas	Individual	–	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER	05/2020	< 5%
LUDWIG, MARK, R.	Individual	WEST RIM CAPITAL ADVISORS, LLC	MEMBER/MANAGER	01/2013
RUECKERT, ROBERT, JOSEPH	Individual	WEST RIM CAPITAL ADVISORS, LLC	MEMBER/MANAGER	09/2007
ELEFANT, KENNETH, MARK	Individual	WEST RIM CAPITAL ADVISORS, LLC	MEMBER/MANAGER	01/2021
DAVIS, BURKE, MARTIN	Individual	WEST RIM CAPITAL ADVISORS, LLC	MEMBER/MANAGER	01/2021
Broadbent, Brady, Reed	Individual	WEST RIM CAPITAL ADVISORS, LLC	MEMBER/MANAGER	01/2021

No. Employees, Historic

RAUM, Historic

No. Clients, Historic

Holdings

From latest 13F, filed November 7th, 2023 for period ending September 30th, 2023

Name	Class	Value $USD	# Shares	Private Fund
COUCHBASE INC	COMMON STOCK	47M	3M	–