Hedge Fund Database

POPLAR FOREST CAPITAL LLC

Adviser information for POPLAR FOREST CAPITAL LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 41 $728.5M
Non-Discretionary 30 $485.9M
Total 71 $1.2B

Clients

Type Number RAUM
Individuals <5 $419,304
HNW Individuals 24 $154.3M
Banking or thrift institutions 0 $0
Investment companies 3 $396.4M
Business development companies 0 $0
Pooled investment vehicles 1 $96.6M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 7 $562.3M
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPROVISION OF INVESTMENT MODELS FOR OTHER ADVISERS
Compensation % of AUM

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 3.8M
Both for Same 0
Portfolio Manager to Program Sponsor
UBS MANAGED ACCOUNTS CONSULTING (MAC) UBS FINANCIAL SERVICES INC.
RAYMOND JAMES OUTSIDE MANAGER PLATFORM RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Identifiers

SEC RIA File Number 801-68455
SEC ERA File Number 801-68455
SEC CIK Numbers 1454949
SEC CRD Numbers 145250
Legal Entity Identifier None

Principal Office

225 SOUTH LAKE AVENUE
SUITE 950
PASADENA
CA
United States
Monday - Friday, 6:30 AM - 4:00 PM
Tel: 626-304-6000, Fax: 626-304-0827

Websites

www.poplarforestllc.com www.poplarforestfunds.com www.linkedin.com/company/poplar-forest-capital-llc/

Chief Compliance Officer

ERIN CHETWOOD
225 SOUTH LAKE AVENUE
SUITE 950
PASADENA
CA
United States
Tel: 626-304-6000
Fax: 626-304-0827
(Full email address available in API data)

Regulatory Contact

NEWMAN, ANNE RYAN
CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER
225 SOUTH LAKE AVENUE
SUITE 950
PASADENA
CA
United States
Tel: 626-304-6000
Fax: 626-304-0827
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
POPLAR FOREST FUND, L.P. LONG ONLY EQUITY FUND $96.6M $2.5M 15

Control Persons

Name Type Entity Title Since Ownership
HARVEY, JAMES, DALE Individual – MANAGING MEMBER, CHAIRMAN, & CEO 09/2007 > 75%
NEWMAN, ANNE, RYAN Individual – CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER 01/2012 < 5%
DERMAN, DEREK, SCOTT Individual – RESEARCH ANALYST & CO-PORTFOLIO MANAGER 07/2017 5-10%
CHETWOOD, ERIN Individual – CHIEF COMPLIANCE OFFICER 03/2022 < 5%
TAYLOR, DREW, WAYNE Individual – PRESIDENT 03/2022 < 5%

No. Employees, Historic

20100201920202021202220232024202513 on 10/14/201913 on 11/7/201915 on 3/20/202015 on 6/30/202015 on 3/29/202115 on 5/18/202115 on 1/11/202214 on 3/31/202213 on 3/21/202313 on 3/28/2024

RAUM, Historic

2B1B020192020202120222023202420251679303598 on 10/14/20191679303598 on 11/7/20191469455832 on 3/20/20201469455832 on 6/30/20201073391845 on 3/29/20211073391845 on 5/18/20211073391845 on 1/11/20221228205139 on 3/31/20221108081110 on 3/21/20231214373895 on 3/28/2024

No. Clients, Historic

40200201920202021202220232024202537 on 10/14/201937 on 11/7/201932 on 3/20/202032 on 6/30/202028 on 3/29/202128 on 5/18/202128 on 1/11/202225 on 3/31/202234 on 3/21/202335 on 3/28/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 1M 13K –
ABBOTT LABS COM 1M 14K –
ABBVIE INC COM 2M 15K –
ALLSTATE CORP COM 32M 202K –
ALLY FINL INC COM 18M 466K –
ALPHABET INC CAP STK CL A 233K 1K –
ALPHABET INC CAP STK CL C 235K 1K –
AMERICAN INTL GROUP INC COM NEW 10M 134K –
APOLLO GLOBAL MGMT INC COM 475K 4K –
APPLE INC COM 1M 5K –
AT&T INC COM 31M 2M –
BANK AMERICA CORP COM 214K 5K –
BRISTOL-MYERS SQUIBB CO COM 996K 24K –
CENCORA INC COM 27M 120K –
CHEVRON CORP NEW COM 29M 187K –
CITIGROUP INC COM NEW 25M 393K –
COSTCO WHSL CORP NEW COM 425K 500 –
CVS HEALTH CORP COM 23M 382K –
DOLLAR TREE INC COM 19M 180K –
DOMINION ENERGY INC COM 30M 603K –
DOW INC COM 27M 502K –
EMERSON ELEC CO COM 2M 18K –
ENERGY TRANSFER L P COM UT LTD PTN 429K 26K –
EQUITABLE HLDGS INC COM 38M 919K –
FEDEX CORP COM 26M 85K –
FIDELITY NATL INFORMATION SV COM 23M 304K –
FLAHERTY & CRUMRINE PFD INCO COM 161K 15K –
INTEL CORP COM 29M 925K –
INTERNATIONAL BUSINESS MACHS COM 27M 157K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 296K 4K –
ISHARES TR RUSSELL 2000 ETF 852K 4K –
JOHNSON & JOHNSON COM 2M 14K –
KRAFT HEINZ CO COM 26M 818K –
LAS VEGAS SANDS CORP COM 19M 420K –
MERCK & CO INC COM 29M 231K –
MICROSOFT CORP COM 835K 2K –
MURPHY OIL CORP COM 14M 334K –
NATIONAL FUEL GAS CO COM 32M 586K –
ORACLE CORP COM 725K 5K –
PEPSICO INC COM 1M 6K –
PROCTER AND GAMBLE CO COM 4M 26K –
SENSATA TECHNOLOGIES HLDG PL SHS 21M 550K –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
STIFEL FINL CORP COM 16M 190K –
SUN CMNTYS INC COM 15M 122K –
T ROWE PRICE ETF INC US HIGH YIELD 249K 5K –
TAPESTRY INC COM 14M 319K –
TYSON FOODS INC CL A 32M 551K –
UNITED THERAPEUTICS CORP DEL COM 35M 111K –
VANGUARD BD INDEX FDS INTERMED TERM 1M 14K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 300K 7K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 477K 6K –
VISHAY INTERTECHNOLOGY INC COM 21M 949K –
WARNER BROS DISCOVERY INC COM SER A 7M 939K –