PARTNERS GROUP (USA) INC.
Adviser information for PARTNERS GROUP (USA) INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 443 |
|---|---|
| Investment Advisory/Research | 267 |
| Registered Broker-Dealer Representatives | 41 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 42 | $21.3B |
| Non-Discretionary | 7 | $1.8B |
| Total | 49 | $23.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $14.3B |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 14 | $3.7B |
| Pension and profit sharing plans | <5 | $1.6M |
| Charitable organizations | <5 | $49.9M |
| State or municipal gov entities | <5 | $866.7M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $86.6M |
| Other | 27 | $4.1B |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 49 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Registered representative of a broker-dealerCommodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-68463 |
|---|---|
| SEC ERA File Number | 801-68463 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145228 |
| Legal Entity Identifier | 11N95XWTSFJYR6QC3B31 |
Principal Office
1114 AVENUE OF THE AMERICAS37TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8AM-5PM
Tel: 212-908-2600, Fax: 212-908-2601
Chief Compliance Officer
ERIN NELSON
1200 ENTREPRENEURIAL DRIVE
BROOMFIELD
CO
United States
Tel:
303-615-4153
E**********@****************M
(Full email address available in API data)
Regulatory Contact
ANNALIE STUFFINS
COMPLIANCE LEAD
1114 AVENUE OF THE AMERICAS
37TH FLOOR
NEW YORK
NY
United States
Tel:
212-908-2781
A***************@****************M
(Full email address available in API data)
Industry Affiliates
| PARTNERS GROUP (EU) GMBH | Other investment adviser, including financial planners |
| PARTNERS GROUP (GUERNSEY) LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP (LUXEMBOURG) S.A. | Other investment adviser, including financial planners |
| PARTNERS GROUP (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| PARTNERS GROUP (UK) LTD. | Other investment adviser, including financial planners |
| PARTNERS GROUP (UK) MANAGEMENT LTD. | Other investment adviser, including financial plannersSponsor or syndicator of limited partnerships |
| PARTNERS GROUP ADVISORS (DIFC) LIMITED | Other investment adviser, including financial planners |
| PARTNERS GROUP AG | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN CLIENT ACCESS MANAGEMENT I LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT DIRECT EQUITY V LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT DIRECT INFRA IV LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT I LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT II LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT III LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT IV LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT REO II LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT SECONDARY VIII LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CAYMAN MANAGEMENT V LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP CLIENT ACCESS MANAGEMENT I LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP FINANCE IBCP (USD), LLC | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP JAPAN KABUSHIKI KAISHA | Other investment adviser, including financial planners |
| PARTNERS GROUP MANAGEMENT (SCOTS) LLP | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT DIRECT EQUITY V S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT DIRECT INFRA IV S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT I S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT II LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT II S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT III LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT III S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT IV (EUR) S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT IV LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT IX LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT REO II S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT V (GBP) S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT V LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VI (USD) S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VI LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VII LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VII S.A.R.L. | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT VIII LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT X LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XI LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XII LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XIII LIMITED | Sponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XIV LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP MANAGEMENT XV LIMITED | Commodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP PRIVATE MARKETS (AUSTRALIA) PTY. LTD. | Other investment adviser, including financial planners |
| PARTNERS GROUP US MANAGEMENT CLO LLC | Other investment adviser, including financial planners |
| PARTNERS GROUP US MANAGEMENT II LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP US MANAGEMENT III LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PARTNERS GROUP US MANAGEMENT LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARTNERS GROUP PRIVATE CREDIT STRATEGY (MASTER FUND), LLC | PRIVATE CREDIT FUND | $625.2M | $5.0M | 49 |
| PARTNERS GROUP PRIVATE EQUITY II (TEI) - CLASS A, LLC | Private Equity Fund | $1,048.4M | $5.0M | 71 |
| PARTNERS GROUP PRIVATE EQUITY II, LLC | Private Equity Fund | $1,569.2M | $5.0M | 64 |
| PARTNERS GROUP PRIVATE MARKETS CREDIT STRATEGIES 2013 USD, L.P. | PRIVATE DEBT FUND | $3.0M | $1.0M | 4 |
| PARTNERS GROUP REAL ESTATE 2019 (USD) OPCO, L.P. | Real Estate Fund | $73.8M | $10.0M | 5 |
| PARTNERS GROUP REAL ESTATE SECONDARY 2013 (CLASS P), L.P. | Real Estate Fund | $19.4M | $0.3M | 58 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARTNERS GROUP HOLDING AG | Foreign Entity | – | OWNER | 06/1997 | > 75% |
| DALLARA, CHARLES, HARRY | Individual | – | DIRECTOR, CHAIRMAN | 04/2013 | < 5% |
| COLLINS, ROBERT, MARTIN | Individual | – | DIRECTOR | 08/2019 | < 5% |
| Nelson, Erin, Douglas | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |
| STEIN, THOMAS, JOSEPH | Individual | – | DIRECTOR, SECRETARY | 11/2023 | < 5% |
| Lester, Anne | Individual | – | DIRECTOR | 01/2024 | < 5% |
| LARKINS, JOEL | Individual | – | DIRECTOR | 05/2023 | < 5% |