CORNELL POCHILY INVESTMENT ADVISORS, INC.
Adviser information for CORNELL POCHILY INVESTMENT ADVISORS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,228 | $492.2M |
| Non-Discretionary | 0 | $0 |
| Total | 1,228 | $492.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 357 | $92.5M |
| HNW Individuals | 168 | $391.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.9M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 70 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
2415 NORTH TRIPHAMMER ROADSUITE 1
ITHACA
NY
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 607-391-7080, Fax: 607-697-0147
Websites
Chief Compliance Officer
LAURA M. BARNHILL
2415 NORTH TRIPHAMMER ROAD
SUITE 1
ITHACA
NY
United States
Tel:
607-391-7080
Fax:
607-697-0147
L*@*****************M
(Full email address available in API data)
Regulatory Contact
SHANE P. O'NEILL
PRESIDENT
2415 NORTH TRIPHAMMER ROAD
SUITE 1
ITHACA
NY
United States
Tel:
607-391-7080
Fax:
607-697-0147
S**@*****************M
(Full email address available in API data)
Industry Affiliates
| LAURA M. BARNHILL | Lawyer or law firm |
| SHANE O'NEILL | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CORNELL, EZRA | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2008 | > 75% |
| MEAD, NELSON, BRADFORD | Individual | – | CHIEF INVESTMENT OFFICER | 03/2019 | 10-25% |
| O'NEILL, SHANE, PATRICK | Individual | – | PRESIDENT, CHIEF FINANCIAL OFFICER & CHIEF OPERATING OFFICER | 10/2020 | 5-10% |
| BARNHILL, LAURA, M. | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2020 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AT&T INC | COM | 1M | 72K | – |
| ABBOTT LABS | COM | 2M | 22K | – |
| ABBVIE INC | COM | 5M | 27K | – |
| ADOBE INC | COM | 522K | 939 | – |
| AIR PRODS &CHEMS INC | COM | 1M | 4K | – |
| ALPHABET INC | CAP STK CL C | 5M | 30K | – |
| ALPHABET INC | CAP STK CL A | 3M | 14K | – |
| ALTRIA GROUP INC | COM | 208K | 5K | – |
| AMAZON COM INC | COM | 5M | 24K | – |
| AMERICAN CENTY ETF TR | US SML CP VALU | 841K | 9K | – |
| AMERICAN ELEC PWR CO INC | COM | 453K | 5K | – |
| AMERICAN EXPRESS CO | COM | 371K | 2K | – |
| AMERICAN TOWER CORP NEW | COM | 790K | 4K | – |
| AMGEN INC | COM | 2M | 8K | – |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 357K | 6K | – |
| APPLE INC | COM | 23M | 108K | – |
| ASTRAZENECA PLC | SPONSORED ADR | 301K | 4K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 848K | 4K | – |
| BANK NEW YORK MELLON CORP | COM | 428K | 7K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 7M | 12 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 5M | 12K | – |
| BIOGEN INC | COM | 317K | 1K | – |
| BLACKROCK INC | COM | 853K | 1K | – |
| BOEING CO | COM | 225K | 1K | – |
| BOOKING HOLDINGS INC | COM | 1M | 282 | – |
| BORGWARNER INC | COM | 683K | 21K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 582K | 14K | – |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 1M | 44K | – |
| CATERPILLAR INC | COM | 3M | 8K | – |
| CHEVRON CORP NEW | COM | 2M | 13K | – |
| CISCO SYS INC | COM | 2M | 33K | – |
| COCA COLA CO | COM | 1M | 17K | – |
| COGENT COMMUNICATIONS HLDGS | COM NEW | 277K | 5K | – |
| COLGATE PALMOLIVE CO | COM | 897K | 9K | – |
| COMMUNITY FINANCIAL SYSTEM I | COM | 323K | 7K | – |
| CONOCOPHILLIPS | COM | 371K | 3K | – |
| CONSOLIDATED EDISON INC | COM | 605K | 7K | – |
| CONSTELLATION BRANDS INC | CL A | 1M | 5K | – |
| CORNING INC | COM | 464K | 12K | – |
| COSTCO WHSL CORP NEW | COM | 3M | 3K | – |
| DEERE &CO | COM | 1M | 3K | – |
| DISNEY WALT CO | COM | 680K | 7K | – |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 18K | – |
| EMERSON ELEC CO | COM | 3M | 28K | – |
| ENBRIDGE INC | COM | 515K | 14K | – |
| ENTERGY CORP NEW | COM | 236K | 2K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 403K | 14K | – |
| EXXON MOBIL CORP | COM | 6M | 49K | – |
| META PLATFORMS INC | CL A | 726K | 1K | – |
| FEDEX CORP | COM | 237K | 791 | – |
| FIDELITY COVINGTON TRUST | MSCI HLTH CARE I | 461K | 7K | – |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 293K | 2K | – |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 709K | 16K | – |
| FIRST TR EXCHANGE-TRADED FD | NY ARCA BIOTECH | 244K | 2K | – |
| FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 850K | 49K | – |
| FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 2M | 37K | – |
| FISERV INC | COM | 348K | 2K | – |
| FIRSTENERGY CORP | COM | 625K | 16K | – |
| GENERAL DYNAMICS CORP | COM | 442K | 2K | – |
| GE AEROSPACE | COM NEW | 259K | 2K | – |
| GENERAL MLS INC | COM | 981K | 16K | – |
| GILEAD SCIENCES INC | COM | 757K | 11K | – |
| HOME DEPOT INC | COM | 379K | 1K | – |
| HONEYWELL INTL INC | COM | 827K | 4K | – |
| INTEL CORP | COM | 901K | 29K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 11K | – |
| INVESCO QQQ TR | UNIT SER 1 | 5M | 10K | – |
| INTUITIVE SURGICAL INC | COM NEW | 540K | 1K | – |
| ISHARES TR | CORE S&P TTL STK | 9M | 78K | – |
| ISHARES TR | SELECT DIVID ETF | 2M | 14K | – |
| ISHARES TR | CORE S&P500 ETF | 4M | 7K | – |
| ISHARES TR | S&P 500 GRWT ETF | 2M | 20K | – |
| ISHARES TR | S&P 500 VAL ETF | 424K | 2K | – |
| ISHARES TR | CORE S&P MCP ETF | 947K | 16K | – |
| ISHARES TR | RUS 1000 VAL ETF | 561K | 3K | – |
| ISHARES TR | RUS 1000 GRW ETF | 618K | 2K | – |
| ISHARES TR | RUS 2000 VAL ETF | 224K | 1K | – |
| ISHARES TR | CORE S&P US GWT | 3M | 21K | – |
| ISHARES TR | CORE S&P SCP ETF | 3M | 27K | – |
| ISHARES TR | S&P SML 600 GWT | 225K | 2K | – |
| ISHARES TR | CORE HIGH DV ETF | 1M | 10K | – |
| ISHARES TR | MSCI USA MIN VOL | 603K | 7K | – |
| ISHARES TR | CORE MSCI EAFE | 637K | 7K | – |
| ISHARES INC | CORE MSCI EMKT | 646K | 12K | – |
| ISHARES TR | 0-5YR INVT GR CP | 270K | 5K | – |
| ISHARES TR | CORE DIV GRWTH | 4M | 69K | – |
| ISHARES TR | IBONDS DEC25 ETF | 2M | 76K | – |
| ISHARES TR | IBONDS DEC24 ETF | 435K | 17K | – |
| ISHARES TR | IBONDS DEC2026 | 1M | 59K | – |
| ISHARES TR | IBDS DEC28 ETF | 1M | 43K | – |
| ISHARES TR | IBONDS 27 ETF | 1M | 49K | – |
| ISHARES TR | IBONDS DEC 29 | 993K | 44K | – |
| JPMORGAN CHASE &CO. | COM | 3M | 16K | – |
| JOHN HANCOCK EXCHANGE TRADED | MULTIFACTR SML | 330K | 9K | – |
| JOHNSON &JOHNSON | COM | 3M | 21K | – |
| KELLANOVA | COM | 483K | 8K | – |
| KIMBERLY-CLARK CORP | COM | 827K | 6K | – |
| KRAFT HEINZ CO | COM | 262K | 8K | – |
| L3HARRIS TECHNOLOGIES INC | COM | 465K | 2K | – |
| LABCORP HOLDINGS INC | COM SHS | 582K | 3K | – |
| ELI LILLY &CO | COM | 1M | 2K | – |
| LOCKHEED MARTIN CORP | COM | 1M | 3K | – |
| LOWES COS INC | COM | 2M | 11K | – |
| MASTERCARD INCORPORATED | CL A | 237K | 537 | – |
| MCDONALDS CORP | COM | 1M | 6K | – |
| MERCK &CO INC | COM | 1M | 9K | – |
| MICROSOFT CORP | COM | 9M | 20K | – |
| MONDELEZ INTL INC | CL A | 262K | 4K | – |
| NBT BANCORP INC | COM | 259K | 7K | – |
| NETFLIX INC | COM | 235K | 348 | – |
| NORFOLK SOUTHN CORP | COM | 407K | 2K | – |
| NORTHROP GRUMMAN CORP | COM | 925K | 2K | – |
| NVIDIA CORPORATION | COM | 13M | 103K | – |
| ONEOK INC NEW | COM | 559K | 7K | – |
| ORACLE CORP | COM | 501K | 4K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 6K | – |
| PAYCHEX INC | COM | 2M | 16K | – |
| PEPSICO INC | COM | 1M | 7K | – |
| PFIZER INC | COM | 416K | 15K | – |
| PROCTER AND GAMBLE CO | COM | 5M | 28K | – |
| PROSHARES TR | S&P 500 DV ARIST | 306K | 3K | – |
| PRUDENTIAL FINL INC | COM | 240K | 2K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 765K | 10K | – |
| QUALCOMM INC | COM | 2M | 11K | – |
| RTX CORPORATION | COM | 1M | 14K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 9M | 17K | – |
| SPDR GOLD TR | GOLD SHS | 267K | 1K | – |
| SPDR SER TR | S&P BIOTECH | 200K | 2K | – |
| SSGA ACTIVE ETF TR | SPDR TR TACTIC | 461K | 12K | – |
| SALESFORCE INC | COM | 2M | 6K | – |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 620K | 8K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 750K | 3K | – |
| SERVICENOW INC | COM | 268K | 341 | – |
| SMUCKER J M CO | COM NEW | 241K | 2K | – |
| SOUTHERN CO | COM | 1M | 17K | – |
| STARBUCKS CORP | COM | 770K | 10K | – |
| SYSCO CORP | COM | 255K | 4K | – |
| TJX COS INC NEW | COM | 350K | 3K | – |
| TERADYNE INC | COM | 286K | 2K | – |
| TESLA INC | COM | 672K | 3K | – |
| TEXAS INSTRS INC | COM | 260K | 1K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 4M | 6K | – |
| 3M CO | COM | 207K | 2K | – |
| TOMPKINS FINL CORP | COM | 5M | 109K | – |
| TRAVELERS COMPANIES INC | COM | 296K | 1K | – |
| US BANCORP DEL | COM NEW | 534K | 13K | – |
| UNION PAC CORP | COM | 1M | 6K | – |
| UNITED PARCEL SERVICE INC | CL B | 300K | 2K | – |
| VANECK ETF TRUST | MRNGSTR WDE MOAT | 2M | 25K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 12K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 3M | 29K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 208K | 3K | – |
| VEEVA SYS INC | CL A COM | 655K | 4K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 878K | 2K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 1M | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 6K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 57K | – |
| VICI PPTYS INC | COM | 201K | 7K | – |
| VISA INC | COM CL A | 2M | 7K | – |
| WEC ENERGY GROUP INC | COM | 1M | 13K | – |
| WALMART INC | COM | 241K | 4K | – |
| WELLTOWER INC | COM | 1M | 12K | – |
| WESCO INTL INC | COM | 2M | 10K | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 658K | 6K | – |
| EATON CORP PLC | SHS | 514K | 2K | – |
| MEDTRONIC PLC | SHS | 236K | 3K | – |