MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC
Adviser information for MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS (US) LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 1086 |
|---|---|
| Investment Advisory/Research | 205 |
| Registered Broker-Dealer Representatives | 23 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 19 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 99 | $35.3B |
| Non-Discretionary | 70 | $7.3B |
| Total | 169 | $42.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $479.5M |
| Investment companies | 3 | $4.0B |
| Business development companies | 1 | $68.5M |
| Pooled investment vehicles | 39 | $11.8B |
| Pension and profit sharing plans | <5 | $337.6M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 10 | $25.8B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $112.6M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 6 |
| No. of Non-U.S. Clients | 28 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)CREDIT SUPPPORT SERVICES, DEVELOP REAL PROPERTY BUDGETS, TAX/LEGAL/COMPLIANCE SERVICES, (SEE FORM ADV, PART 2A) |
|---|---|
| Compensation | % of AUMPerformance-based feesCLOSING, ORIGINATION AND SERVICING FEES, OTHER (SEE ADV,PART 2A) |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-68506 |
|---|---|
| SEC ERA File Number | 801-68506 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145508 |
| Legal Entity Identifier | None |
Principal Office
197 CLARENDON STREETC02-05
BOSTON
MA
United States
Monday - Friday, 9AM TO 5PM
Tel: 617-572-0693, Fax: None
Chief Compliance Officer
JASON PRATT
SENIOR COUNSEL
197 CLARENDON STREET
C-02-05
BOSTON
MA
United States
Tel:
617-572-0693
J*********@***********M
(Full email address available in API data)
Regulatory Contact
CHRISTIANE SANTOS
COMPLIANCE DIRECTOR
197 CLARENDON STREET
C-02-05
BOSTON
MA
United States
Tel:
617-572-1649
C******@***********M
(Full email address available in API data)
Industry Affiliates
| AZ/JH GP (DC) LLC | Sponsor, GP, manager of pooled investment vehicles |
| AZ/JH GP (IL) LLC | Sponsor, GP, manager of pooled investment vehicles |
| HANCOCK CAPITAL INVESTMENTS IV, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HANCOCK CAPITAL INVESTMENTS V, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HANCOCK CAPITAL INVESTMENTS VI LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HANCOCK CO-INVESTMENTS GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HANCOCK CO-INVESTOR MANAGER LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HCM CO-INVESTMENT OPPORTUNITIES GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HELIOS II GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| HI/JH GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| JOHN HANCOCK DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JOHN HANCOCK INFRASTRUCTURE CO-INVESTOR MANAGER, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JOHN HANCOCK INFRASTRUCTURE FUND GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JOHN HANCOCK INFRASTRUCTURE GP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| JOHN HANCOCK LIFE & HEALTH INSURANCE COMPANY | Commodity pool operator or commodity trading advisorInsurance company or agency |
| JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) | Commodity pool operator or commodity trading advisorInsurance company or agencySponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK | Commodity pool operator or commodity trading advisorInsurance company or agency |
| MANUFACTURERS FINANCIAL CORPORATION | Insurance company or agency |
| MANUFACTURERS LIFE REINSURANCE LIMITED | Insurance company or agency |
| MANULIFE (INTERNATIONAL) LIMITED | Insurance company or agency |
| MANULIFE (SINGAPORE) PTE. LIMITED | Insurance company or agency |
| MANULIFE BCFPERS CO-INVESTMENT PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE CAPITAL INVESTMENTS VII GP, LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE CO-INVESTMENT PARTNERS II GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE CO-INVESTMENT PARTNERS III GP (LUXEMBOURG), S.� R.L. | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE CO-INVESTMENT PARTNERS III GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE CO-INVESTMENT PARTNERS III GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE DLF GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE GENERAL ACCOUNT INVESTMENTS (HK) LIMITED | Other investment adviser, including financial planners |
| MANULIFE GENERAL ACCOUNT INVESTMENTS (SINGAPORE) PTE. LTD. | Other investment adviser, including financial planners |
| MANULIFE IM PM (CAYMAN) GP LTD. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE IM PM (LUX) GP SARL | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE INDUSTRIAL RECAPITALIZATION AGGREGATOR GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE INSURANCE LABUAN LIMITED | Insurance company or agency |
| MANULIFE INVESTMENT MANAGEMENT (JAPAN) LIMITED | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (EUROPE) LIMITED | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (IRELAND) LIMITED | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (SINGAPORE) PTE LTD. | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (TAIWAN) CO. LTD. | Other investment adviser, including financial planners |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE INVESTMENT MANAGEMENT DISTRIBUTORS INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MANULIFE INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnerships |
| MANULIFE INVESTMENT MANAGEMENT PRIVATE EQUITY AND CREDIT (US) LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE INVESTMENT MANAGEMENT PRIVATE MARKETS HOLDINGS (US) LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE INVESTMENT MANAGEMENT TIMBERLAND AND AGRICULTURE INC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MANULIFE MPEP FUNDS GP (CANADA) CORP. | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE PE PARTNERS GP, L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE PE PARTNERS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE REAL ESTATE MANAGEMENT PTE. LTD. | Other investment adviser, including financial planners |
| MANULIFE SENIOR DEBT FUND - MH GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE SENIOR DEBT FUND-OH GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE SENIOR DEBT FUND-OH, GP L.P. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE SENIOR DEBT METRIC FUND GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| MANULIFE STRATEGIC SECONDARIES GP LP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE U.S. REAL ESTATE GP, LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MANULIFE US REAL ESTATE PRIVATE ACCESS GENERAL PARTNER, INC. | Sponsor, GP, manager of pooled investment vehicles |
| MARCHES PRIVES GESTION DE PLACEMENTS MANUVIE (CANADA) CORP. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| MIF II GP 2, LLC | Sponsor, GP, manager of pooled investment vehicles |
| MIF II GP, SARL | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MIF III GP LP | Sponsor, GP, manager of pooled investment vehicles |
| MIF III GP S.A R.L | Sponsor, GP, manager of pooled investment vehicles |
| MSSF (LUX) GP | Sponsor, GP, manager of pooled investment vehicles |
| MSSF (LUX) GP | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| THE MANUFACTURER'S LIFE INSURANCE COMPANY | Insurance company or agencySponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HANCOCK CAPITAL PARTNERS IV, L.P. | Private Equity Fund | $13.9M | $5.0M | 21 |
| HANCOCK CAPITAL PARTNERS V, L.P. | Private Equity Fund | $72.0M | $5.0M | 32 |
| HANCOCK CAPITAL PARTNERS VI L.P. | Private Equity Fund | $328.3M | $5.0M | 24 |
| HANCOCK CO-INVESTMENT PARTNERS L.P. | Private Equity Fund | $340.0M | $5.0M | 12 |
| HANCOCK CO-INVESTORS V, LLC | Private Equity Fund | $7.8M | $0.0M | 3 |
| HCM CO-INVESTMENT OPPORTUNITIES FUND | Private Equity Fund | $40.3M | $0.0M | 5 |
| HI/JH CO-INVESTMENT VENTURE L.P | Real Estate Fund | $693.7M | $0.3M | 3 |
| JOHN HANCOCK INFRASTRUCTURE MASTER FUND L.P. | Private Equity Fund | $1,829.4M | $20.0M | 30 |
| MANULIFE BCFPERS CO-INVESTMENT PARTNERS L.P. | Private Equity Fund | $47.8M | $0.0M | 1 |
| MANULIFE CAPITAL PARTNERS VII LP | Private Equity Fund | $276.8M | $5.0M | 19 |
| MANULIFE CITRINE CAPITAL CO-INVEST I LLC | Private Equity Fund | $10.5M | $0.0M | 1 |
| MANULIFE CO-INVESTMENT PARTNERS II, L.P. | Private Equity Fund | $386.3M | $5.0M | 51 |
| MANULIFE CO-INVESTMENT PARTNERS III (CAYMAN), L.P. | Private Equity Fund | $10.2M | $0.0M | 1 |
| MANULIFE CO-INVESTMENT PARTNERS III (LUXEMBOURG) SCSP, L.P. | Private Equity Fund | $0.0M | $0.0M | 0 |
| MANULIFE CO-INVESTMENT PARTNERS III, L.P. | Private Equity Fund | $153.6M | $0.0M | 20 |
| MANULIFE DIRECT LENDING FUND LP | Hedge Fund | $90.0M | $5.0M | 1 |
| MANULIFE IM PM (LUX) SCSP | Hedge Fund | $52.0M | $5.0M | 1 |
| MANULIFE INDUSTRIAL RECAPITALIZATION AGGREGATOR L.P. | Real Estate Fund | $196.7M | $0.0M | 3 |
| MANULIFE INFRASTRUCTURE FUND II (CAYMAN) | Private Equity Fund | $1,465.1M | $20.0M | 23 |
| MANULIFE INFRASTRUCTURE FUND II (LUX), SCSP | Private Equity Fund | $694.5M | $20.0M | 13 |
| MANULIFE INFRASTRUCTURE FUND II, L.P. | Private Equity Fund | $690.4M | $20.0M | 9 |
| MANULIFE INFRASTRUCTURE FUND III (CAYMAN), L.P. | Private Equity Fund | $535.8M | $20.0M | 14 |
| MANULIFE INFRASTRUCTURE FUND III (LUXEMBOURG), SCSP | Private Equity Fund | $75.4M | $20.0M | 4 |
| MANULIFE INFRASTRUCTURE FUND III-B, L.P. | Private Equity Fund | $2.8M | $20.0M | 2 |
| MANULIFE INFRASTRUCTURE FUND III-D, L.P. | Private Equity Fund | $173.6M | $20.0M | 9 |
| MANULIFE INFRASTRUCTURE FUND III, L.P | Private Equity Fund | $79.3M | $20.0M | 4 |
| MANULIFE PRIVATE EQUITY PARTNERS L.P. | Private Equity Fund | $1,607.0M | $20.0M | 86 |
| MANULIFE SENIOR DEBT FUND - OH, L.P. | Hedge Fund | $62.4M | $0.0M | 1 |
| MANULIFE SENIOR DEBT FUND KI, L.P. | Private Equity Fund | $57.1M | $0.0M | 1 |
| MANULIFE STRATEGIC SECONDARIES CAYMAN MASTER L.P. | Private Equity Fund | $64.1M | $5.0M | 5 |
| MANULIFE STRATEGIC SECONDARIES FUND LP | Private Equity Fund | $117.9M | $5.0M | 10 |
| MANULIFE U.S. REAL ESTATE FUND | Real Estate Fund | $718.5M | $5.0M | 21 |
| MIF II KILLINGTON CO-INVEST AGGREGATOR, L.P. | Private Equity Fund | $152.2M | $0.0M | 9 |
| MIF II VIRGINIA CO-INVEST AGGREGATOR, L.P. | Private Equity Fund | $193.3M | $0.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARTZ, SCOTT, SEARS | Individual | – | DIRECTOR, CHAIRMAN | 04/2019 | < 5% |
| MANULIFE HOLDINGS (ALBERTA) LIMITED | Foreign Entity | THE MANUFACTURERS LIFE INSURANCE COMPANY | MEMBER | 12/2009 | > 75% |
| MANULIFE FINANCIAL CORPORATION | Foreign Entity | THE MANUFACTURERS LIFE INSURANCE COMPANY | SHAREHOLDER | 09/1999 | > 75% |
| JOHN HANCOCK FINANCIAL CORPORATION | Domestic Entity | THE MANUFACTURERS INVESTMENT CORPORATION | SHAREHOLDER | 12/2009 | > 75% |
| THE MANUFACTURERS LIFE INSURANCE COMPANY | Foreign Entity | MANULIFE HOLDINGS (ALBERTA) LIMITED | SHAREHOLDER | 12/2003 | > 75% |
| PRATT, JASON, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2013 | < 5% |
| NATAUPSKY, JEFFREY, HOWARD | Individual | – | CHIEF FINANCIAL OFFICER | 07/2016 | < 5% |
| KNAPP, Heidi, GAITO | Individual | – | OPERATIONS | 03/2018 | < 5% |
| THE MANUFACTURERS INVESTMENT CORPORATION | Domestic Entity | – | MEMBER | 09/2018 | > 75% |
| Ghai, Vipon | Individual | – | DIRECTOR | 03/2021 | < 5% |
| PETERSON, GERALD, JOHN | Individual | – | DIRECTOR | 06/2023 | < 5% |
| Taylor-Jones, Michelle, Marie | Individual | – | DIRECTOR | 07/2023 | < 5% |
| Sullivan, Howard, Edwards | Individual | – | CHIEF LEGAL OFFICER | 02/2024 | < 5% |