HARVEST FINANCIAL ADVISORS, LLC
Adviser information for HARVEST FINANCIAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,104 | $389.1M |
| Non-Discretionary | 11 | $17.2M |
| Total | 1,115 | $406.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 391 | $318.1M |
| HNW Individuals | 12 | $88.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-68507 |
|---|---|
| SEC ERA File Number | 801-68507 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145552 |
| Legal Entity Identifier | None |
Principal Office
8840 CINCINNATI-DAYTON ROADWEST CHESTER
OH
United States
Monday - Friday, 8:30 AM TO 5 PM
Tel: 513-779-3030, Fax: 888-779-4033
Chief Compliance Officer
MARC ERLE HENN
PRESIDENT
8840 CINCINNATI-DAYTON ROAD
WEST CHESTER
OH
United States
Tel:
513-779-3030
Fax:
888-779-4033
M***@******************M
(Full email address available in API data)
Regulatory Contact
MARC ERLE HENN
PRESIDENT
8840 CINCINNATI-DAYTON ROAD
WEST CHESTER
OH
United States
Tel:
513-779-3030
Fax:
888-779-4033
M***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HENN, MARC, ERLE | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 06/2007 | > 75% |
| BURGDORF, PAUL, E. | Individual | – | SENIOR VICE PRESIDENT | 01/2022 | 25-50% |