ALLSTATE FINANCIAL ADVISORS, LLC
Adviser information for ALLSTATE FINANCIAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 350 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 350 |
| Registered State Investment Advisers | 350 |
| Licensed Agents of an Insurance Company | 314 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 189 | $62.1M |
| Total | 189 | $62.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 189 | $62.1M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Selection of other advisers (including private fund managers) |
|---|---|
| Compensation | THIRD PARTY ADVISORY FEES |
Identifiers
| SEC RIA File Number | 801-68510 |
|---|---|
| SEC ERA File Number | 801-68510 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 109524 |
| Legal Entity Identifier | None |
Principal Office
151 N 8TH STREET, SUITE 450LINCOLN
NE
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 877-232-2142, Fax: 877-261-6154
Chief Compliance Officer
MICHAEL SWEENEY
151 N 8TH STREET, SUITE 450
LINCOLN
NE
United States
Tel:
610-251-3417
Fax:
866-513-7073
M****@***********M
(Full email address available in API data)
Regulatory Contact
JOE PALMER
151 N 8TH STREET, SUITE 450
LINCOLN
NE
United States
Tel:
402-968-0404
Fax:
877-261-6154
J****@***********M
(Full email address available in API data)
Industry Affiliates
| ADIRONDACK INSURANCE EXCHANGE | Insurance company or agency |
| AGENT ALLIANCE INSURANCE COMPANY | Insurance company or agency |
| AGENTCUBED, LLC | Insurance company or agency |
| ALLSTATE COUNTY MUTUAL INSURANCE COMPANY | Insurance company or agency |
| ALLSTATE FINANCIAL SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ALLSTATE FIRE AND CASUALTY INSURANCE COMPANY | Insurance company or agency |
| ALLSTATE INDEMNITY COMPANY | Insurance company or agency |
| ALLSTATE INSURANCE COMPANY | Insurance company or agency |
| ALLSTATE INSURANCE COMPANY OF CANADA | Insurance company or agency |
| ALLSTATE INSURANCE SERVICES, INC | Insurance company or agency |
| ALLSTATE INVESTMENT MANAGEMENT COMPANY | Other investment adviser, including financial planners |
| ALLSTATE INVESTMENTS, LLC (UNREGISTERED) | Other investment adviser, including financial planners |
| ALLSTATE LIFE INSURANCE COMPANY OF CANADA | Insurance company or agency |
| ALLSTATE NEW JERSEY INSURANCE COMPANY | Insurance company or agency |
| ALLSTATE NEW JERSEY PROPERTY AND CASUALTY INSURANCE COMPANY | Insurance company or agency |
| ALLSTATE NON-INSURANCE HOLDINGS, INC. | Sponsor, GP, manager of pooled investment vehicles |
| ALLSTATE NORTH AMERICAN INSURANCE COMPANY | Insurance company or agency |
| ALLSTATE NORTHBROOK INDEMNITY COMPANY | Insurance company or agency |
| ALLSTATE PROPERTY AND CASUALTY INSURANCE COMPANY | Insurance company or agency |
| ALLSTATE TEXAS LLOYD'S | Insurance company or agency |
| ALLSTATE VEHICLE AND PROPERTY INSURANCE COMPANY | Insurance company or agency |
| AMERICA'S HEALTH CARE/RX PLAN AGENCY, INC. | Insurance company or agency |
| AMERICAN HERITAGE LIFE INSURANCE COMPANY | Insurance company or agency |
| ASMI AUTO INSURANCE COMPANY | Insurance company or agency |
| ASSIGNED RISK SOLUTIONS, LTD. | Insurance company or agency |
| CASTLE KEY INDEMNITY COMPANY | Insurance company or agency |
| CASTLE KEY INSURANCE COMPANY | Insurance company or agency |
| CENTURY-NATIONAL INSURANCE COMPANY | Insurance company or agency |
| CLEARSIDE GENERAL INSURANCE SERVICES, LLC | Insurance company or agency |
| COMESCO INSURANCE AGENCY | Insurance company or agency |
| DIRECT GENERAL INSURANCE AGENCY, INC. | Insurance company or agency |
| DIRECT GENERAL INSURANCE COMPANY | Insurance company or agency |
| DIRECT GENERAL INSURANCE COMPANY OF MISSISSIPPI | Insurance company or agency |
| DIRECT GENERAL LIFE INSURANCE COMPANY | Insurance company or agency |
| DIRECT INSURANCE COMPANY | Insurance company or agency |
| DIRECT NATIONAL INSURANCE COMPANY | Insurance company or agency |
| ECMI AUTO INSURANCE COMPANY | Insurance company or agency |
| ENCOMPASS FLORIDIAN INDEMNITY COMPANY | Insurance company or agency |
| ENCOMPASS FLORIDIAN INSURANCE COMPANY | Insurance company or agency |
| ENCOMPASS HOME AND AUTO INSURANCE COMPANY | Insurance company or agency |
| ENCOMPASS INDEMNITY COMPANY | Insurance company or agency |
| ENCOMPASS INDEPENDENT INSURANCE COMPANY | Insurance company or agency |
| ENCOMPASS INSURANCE COMPANY | Insurance company or agency |
| ENCOMPASS INSURANCE COMPANY OF AMERICA | Insurance company or agency |
| ENCOMPASS INSURANCE COMPANY OF MASSACHUSETTS | Insurance company or agency |
| ENCOMPASS INSURANCE COMPANY OF NEW JERSEY | Insurance company or agency |
| ENCOMPASS PROPERTY AND CASUALTY COMPANY | Insurance company or agency |
| ENCOMPASS PROPERTY AND CASUALTY INSURANCE COMPANY OF NEW JERSEY | Insurance company or agency |
| ESMI AUTO INSURANCE COMPANY | Insurance company or agency |
| ESURANCE INSURANCE COMPANY | Insurance company or agency |
| ESURANCE INSURANCE COMPANY OF CANADA | Insurance company or agency |
| ESURANCE INSURANCE COMPANY OF NEW JERSEY | Insurance company or agency |
| ESURANCE INSURANCE SERVICES COMPANY OF CANADA | Insurance company or agency |
| ESURANCE INSURANCE SERVICES, INC. | Insurance company or agency |
| ESURANCE PROPERTY AND CASUALTY INSURANCE COMPANY | Insurance company or agency |
| FIRST COLONIAL INSURANCE COMPANY | Insurance company or agency |
| HEALTHCARE SOLUTIONS TEAM, LLC | Insurance company or agency |
| HEALTHCOMPARE INSURANCE SERVICES, INC. | Insurance company or agency |
| IMPERIAL FIRE & CASUALTY INSURANCE COMPANY | Insurance company or agency |
| IMPERIAL GENERAL AGENCY OF TEXAS, INC. | Insurance company or agency |
| INSURANCE AGENCY | Insurance company or agency |
| INSURANCE AGENCY | Insurance company or agency |
| INSURANCE AGENCY | Insurance company or agency |
| INSURANCE AGENCY | Insurance company or agency |
| INSURANCE ANSWER CENTER, LLC | Insurance company or agency |
| INTEGON CASUALTY INSURANCE COMPANY | Insurance company or agency |
| INTEGON GENERAL INSURANCE CORPORATION | Insurance company or agency |
| INTEGON INDEMNITY CORPORATION | Insurance company or agency |
| INTEGON NATIONAL INSURANCE COMPANY | Insurance company or agency |
| INTEGON PREFERRED INSURANCE COMPANY | Insurance company or agency |
| IVANTAGE INSURANCE BROKERS, INC. | Insurance company or agency |
| IVANTAGE SELECT AGENCY, INC. | Insurance company or agency |
| MIC GENERAL INSURANCE CORPORATION | Insurance company or agency |
| MOUNTAIN VALLEY INDEMNITY COMPANY | Insurance company or agency |
| NATIONAL FARMERS UNION PROPERTY AND CASUALTY COMPANY | Insurance company or agency |
| NATIONAL GENERAL ASSURANCE COMPANY | Insurance company or agency |
| NATIONAL GENERAL INSURANCE COMPANY | Insurance company or agency |
| NATIONAL GENERAL INSURANCE LTD. | Insurance company or agency |
| NATIONAL GENERAL INSURANCE MANAGEMENT LTD. | Insurance company or agency |
| NATIONAL GENERAL INSURANCE MARKETING INC. | Insurance company or agency |
| NATIONAL GENERAL INSURANCE ONLINE, INC. | Insurance company or agency |
| NATIONAL GENERAL PREMIER INSURANCE COMPANY | Insurance company or agency |
| NATIONAL GENERAL RE, LTD. | Insurance company or agency |
| NATIONAL HEALTH INSURANCE COMPANY | Insurance company or agency |
| NEW JERSEY SKYLANDS INSURANCE ASSOCIATION | Insurance company or agency |
| NEW SOUTH INSURANCE COMPANY | Insurance company or agency |
| NEWPORT MANAGEMENT CORPORATION | Insurance company or agency |
| NGLS ADJUSTING, LLC | Insurance company or agency |
| NGLS INSURANCE SERVICES, INC. | Insurance company or agency |
| NORTH LIGHT SPECIALTY INSURANCE COMPANY | Insurance company or agency |
| NORTHBROOK INDEMNITY COMPANY | Insurance company or agency |
| NSM SALES CORPORATION | Insurance company or agency |
| PAFCO INSURANCE COMPANY | Insurance company or agency |
| PEMBRIDGE INSURANCE COMPANY | Insurance company or agency |
| PERSONAL EXPRESS INSURANCE SERVICES, INC. | Insurance company or agency |
| QUOTIT CORPORATION | Insurance company or agency |
| R.A.C. INSURANCE PARTNERS, LLC | Insurance company or agency |
| RIGHT ANSWER INSURANCE AGENCY, LLC | Insurance company or agency |
| SAFE AUTO CHOICE INSURANCE COMPANY | Insurance company or agency |
| SAFE AUTO GROUP AGENCY, INC. | Insurance company or agency |
| SAFE AUTO INSURANCE COMPANY | Insurance company or agency |
| SAFE AUTO VALUE INSURANCE COMPANY | Insurance company or agency |
| SEATTLE SPECIALTY INSURANCE SERVICES, INC. | Insurance company or agency |
| SQUARETRADE AUSTRALIA PTY LTD | Insurance company or agency |
| SQUARETRADE EUROPE BV | Insurance company or agency |
| STANDARD PROPERTY AND CASUALTY INSURANCE COMPANY | Insurance company or agency |
| VELAPOINT, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLSTATE INSURANCE COMPANY | Domestic Entity | ALLSTATE LIFE INSURANCE COMPANY | SHAREHOLDER | 03/1957 | > 75% |
| THE ALLSTATE CORPORATION | Domestic Entity | ALLSTATE INSURANCE COMPANY | SHAREHOLDER | 11/1992 | > 75% |
| SWEENEY, MICHAEL, DANIEL | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2008 | < 5% |
| NELSON, MARY, KRIS | Individual | – | CHAIRMAN OF THE BOARD, MANAGER | 11/2023 | < 5% |
| Whitcomb, Michael, James | Individual | – | CONTROLLER | 10/2023 | < 5% |
| Mueller, David, John | Individual | – | GENERAL COUNSEL AND SECRETARY | 10/2023 | < 5% |
| STONE, ERIC, EMBREE | Individual | – | PRESIDENT AND CHIEF EXECUTIVE OFFICER, MANAGER | 11/2023 | < 5% |
| ALLSTATE INSURANCE COMPANY | Domestic Entity | – | MEMBER | 11/2023 | > 75% |