Hedge Fund Database

BROOKMONT CAPITAL MANAGEMENT

BROOKMONT CAPITAL MANAGEMENT, LLC Legal Name

Adviser information for BROOKMONT CAPITAL MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Texas, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 146 $712.9M
Non-Discretionary 0 $0
Total 146 $712.9M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 53 $185.8M
Banking or thrift institutions 0 $0
Investment companies 2 $219.7M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $18.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 10 $289.0M
Type Number
No. of Non-RAUM Clients 5
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPublication of periodicals or newslettersPORTFOLIO MANAGEMENT STRATEGY CONSULTING
Compensation % of AUMPERCENTAGE OF ASSETS CONSULTED UPON

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 139.6M
Both for Same 0
Portfolio Manager to Program Sponsor
FUSION INVESTMENT ADVISERS WRAP FEE PROGRAM COPPELL ADVISORY SOLUTIONS LLC
WRAPMANAGER ASSEMBLY WEALTH
SUNBELT SECURITIES WRAP FEE PROGRAM U. S. A. INVESTMENTS INCORPORATED

Identifiers

SEC RIA File Number 801-68533
SEC ERA File Number 801-68533
SEC CIK Numbers 1512978
SEC CRD Numbers 145475
Legal Entity Identifier None

Principal Office

5950 BERKSHIRE LANE
SUITE 1420
DALLAS
TX
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 214-953-0190, Fax: 214-953-0394

Websites

www.brookmont.com

Chief Compliance Officer

NEAL SCOTT
MANAGING MEMBER AND HEAD OF THE INVESTMENT COMMITTEE
5950 BERKSHIRE LANE
SUITE 1420
DALLAS
TX
United States
Tel: 214-953-0190
Fax: 214-953-0394
(Full email address available in API data)

Regulatory Contact

SUSAN BEGANDO
COMPLIANCE OFFICER
5950 BERKSHIRE LANE
SUITE 1420
DALLAS
TX
United States
Tel: 214-953-0190
Fax: 214-953-0394
(Full email address available in API data)

Industry Affiliates

IMPACT SHARES Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SCOTT, NEAL, RAY Individual – MANAGING MEMBER, HEAD OF THE INVESTMENT COMMITTEE & CHIEF COMPLIANCE OFFICER 08/2007 50-75%
POWELL, ETHAN, KENDALL Individual – PRINCIPAL AND CHIEF INVESTMENT OFFICER 09/2020 50-75%

No. Employees, Historic

105020192020202120222023202420255 on 11/12/20195 on 12/20/20196 on 3/24/20206 on 6/26/20206 on 10/14/20206 on 3/29/20216 on 5/19/20215 on 3/29/20226 on 3/28/20236 on 3/28/2024

RAUM, Historic

800M400M02019202020212022202320242025300678296 on 11/12/2019300678296 on 12/20/2019365392743 on 3/24/2020365392743 on 6/26/2020365392743 on 10/14/2020575946950 on 3/29/2021575946950 on 5/19/2021672452417 on 3/29/2022679899678 on 3/28/2023712891749 on 3/28/2024

No. Clients, Historic

70350201920202021202220232024202558 on 11/12/201958 on 12/20/201954 on 3/24/202054 on 6/26/202054 on 10/14/202052 on 3/29/202152 on 5/19/202159 on 3/29/202267 on 3/28/202369 on 3/28/2024

Holdings

From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 5M 44K –
ACCENTURE PLC IRELAND SHS CLASS A 4M 12K –
AMAZON COM INC COM 213K 1K –
AMGEN INC COM 2M 6K –
ANALOG DEVICES INC COM 3M 15K –
ASTRAZENECA PLC SPONSORED ADR 3M 37K –
BANK AMERICA CORP COM 3M 77K –
BROADCOM INC COM 219K 137 –
BWX TECHNOLOGIES INC COM 311K 3K –
CHEVRON CORP NEW COM 4M 23K –
CINTAS CORP COM 201K 286 –
COMCAST CORP NEW CL A 4M 102K –
CONOCOPHILLIPS COM 4M 32K –
DIAGEO PLC SPON ADR NEW 1M 11K –
DISNEY WALT CO COM 248K 2K –
DUPONT DE NEMOURS INC COM 4M 51K –
EASTMAN CHEM CO COM 2M 17K –
EQUINIX INC COM 3M 3K –
EVERGY INC COM 1M 19K –
EXXON MOBIL CORP COM 412K 4K –
GALLAGHER ARTHUR J & CO COM 6M 22K –
GE AEROSPACE COM NEW 246K 2K –
GILEAD SCIENCES INC COM 3M 45K –
HOME DEPOT INC COM 57M 165K –
HONEYWELL INTL INC COM 5M 22K –
ISHARES TR CORE S&P MCP ETF 978K 17K –
ISHARES TR CORE S&P SCP ETF 935K 9K –
ISHARES TR CORE S&P500 ETF 2M 3K –
ISHARES TR CORE US AGGBD ET 799K 8K –
ISHARES TR MSCI EAFE ETF 730K 9K –
ISHARES TR RUS 1000 GRW ETF 2M 4K –
ISHARES TR RUS 1000 VAL ETF 204K 1K –
JOHNSON & JOHNSON COM 2M 15K –
JPMORGAN CHASE & CO. COM 6M 28K –
L3HARRIS TECHNOLOGIES INC COM 4M 17K –
MCDONALDS CORP COM 4M 16K –
MICROCHIP TECHNOLOGY INC. COM 4M 42K –
MICROSOFT CORP COM 5M 12K –
NOVO-NORDISK A S ADR 6M 39K –
NVIDIA CORPORATION COM 1M 8K –
PEPSICO INC COM 3M 16K –
PNC FINL SVCS GROUP INC COM 2M 14K –
PROCTER AND GAMBLE CO COM 4M 27K –
RTX CORPORATION COM 2M 16K –
SEMPRA COM 1M 19K –
SHELL PLC SPON ADS 5M 67K –
STRYKER CORPORATION COM 327K 960 –
UNITED PARCEL SERVICE INC CL B 3M 22K –
US BANCORP DEL COM NEW 3M 80K –
VANGUARD BD INDEX FDS SHORT TRM BOND 473K 6K –
VANGUARD BD INDEX FDS INTERMED TERM 369K 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 233K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 807K 4K –
WELLS FARGO CO NEW COM 5M 90K –