HGGC, LLC

Adviser information for HGGC, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	49
Investment Advisory/Research	49
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	20	$8.1B
Non-Discretionary	0	$0
Total	20	$8.1B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	20	$8.1B
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	85

Services

Advisory Services	Portfolio management for pooled investment vehicles
Compensation	% of AUMPerformance-based fees

Identifiers

SEC RIA File Number	801-68565
SEC ERA File Number	801-68565
SEC CIK Numbers	None
SEC CRD Numbers	145684
Legal Entity Identifier	NONE

Principal Office

1950 UNIVERSITY AVENUE
SUITE 350
PALO ALTO
CA
United States

Monday - Friday, 9 A.M. - 5 P.M.

Tel: 6503214910, Fax: 6503214911

Websites

twitter.com/hggc_llc?lang=en www.linkedin.com/company/hggc/mycompany/ www.hggc.com/

Chief Compliance Officer

KURT ALAN KRIEGER

CHIEF LEGAL OFFICER

1950 UNIVERSITY AVENUE

SUITE 350

PALO ALTO

CA

United States

Tel: 6503214910

K**@*******M

(Full email address available in API data)

Regulatory Contact

STEPHANIE JADE HOSTETLER

COMPLIANCE COUNSEL

1950 UNIVERSITY AVENUE

SUITE 350

PALO ALTO

CA

United States

Tel: 6503214910

J*********@*******M

(Full email address available in API data)

Industry Affiliates

HG PRIVATE INVESTORS GP, LTD.	Sponsor, GP, manager of pooled investment vehicles
HGGC FUND II GP, L.P.	Sponsor, GP, manager of pooled investment vehicles
HGGC FUND II GP, LTD.	Sponsor, GP, manager of pooled investment vehicles
HGGC FUND III GP, L.P.	Sponsor, GP, manager of pooled investment vehicles
HGGC FUND III GP, LTD.	Sponsor, GP, manager of pooled investment vehicles
HGGC FUND IV GP, L.P.	Sponsor, GP, manager of pooled investment vehicles
HGGC FUND IV GP, LTD.	Sponsor, GP, manager of pooled investment vehicles
HUNTSMAN GAY CAPITAL PARTNERS FUND GP, L.P.	Sponsor, GP, manager of pooled investment vehicles
HUNTSMAN GAY CAPITAL PARTNERS FUND GP, LTD.	Sponsor, GP, manager of pooled investment vehicles
KRYSTAL INVESTMENT PARTNERS I GP, LLC	Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
HGGC AFFILIATE INVESTORS II, L.P.	Private Equity Fund	$0.9M	$0.3M	3
HGGC AFFILIATE INVESTORS III, L.P.	Private Equity Fund	$34.9M	$0.1M	31
HGGC AFFILIATE INVESTORS IV-A, L.P.	Private Equity Fund	$42.9M	$0.0M	53
HGGC AFFILIATE INVESTORS IV, L.P.	Private Equity Fund	$44.0M	$0.0M	45
HGGC ASSOCIATES II, L.P.	Private Equity Fund	$8.1M	$0.1M	17
HGGC ASSOCIATES III, L.P.	Private Equity Fund	$11.4M	$0.1M	15
HGGC ASSOCIATES IV, L.P.	Private Equity Fund	$10.6M	$0.1M	31
HGGC FUND II-A, L.P.	Private Equity Fund	$472.4M	$0.2M	27
HGGC FUND II-B, L.P.	Private Equity Fund	$80.6M	$22.0M	3
HGGC FUND II-C, L.P.	Private Equity Fund	$91.3M	$25.0M	3
HGGC FUND II-D, L.P.	Private Equity Fund	$21.5M	$7.0M	3
HGGC FUND II, L.P.	Private Equity Fund	$765.1M	$0.3M	44
HGGC FUND III-A, L.P.	Private Equity Fund	$1,892.7M	$0.1M	62
HGGC FUND III, L.P.	Private Equity Fund	$1,282.9M	$0.2M	35
HGGC FUND IV-A, L.P.	Private Equity Fund	$2,455.6M	$0.0M	100
HGGC FUND IV, L.P.	Private Equity Fund	$752.8M	$0.2M	82
HUNTSMAN GAY CAPITAL PARTNERS FUND, L.P.	Private Equity Fund	$20.5M	$0.2M	49
HUNTSMAN GAY CAPITAL PARTNERS PARALLEL FUND A, L.P.	Private Equity Fund	$5.9M	$3.1M	8
HUNTSMAN GAY CAPITAL PARTNERS PARALLEL FUND B, L.P.	Private Equity Fund	$1.8M	$20.0M	3
KRYSTAL INVESTMENT PARTNERS I, LP	Private Equity Fund	$99.9M	$100.0M	2

Control Persons

Name	Type	Entity	Title	Since	Ownership
BROWN, LESLIE, MELVIN	Individual	–	PARTNER	03/2013	< 5%
TAYLOR, LANCE, RILEY	Individual	–	PARTNER AND CHIEF FINANCIAL OFFICER	05/2014	< 5%
KRIEGER, KURT, ALAN	Individual	–	CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER	03/2013	< 5%
LAWSON, RICHARD, FRANKLIN	Individual	–	MEMBER, MANAGING MEMBER, PARTNER, CHIEF EXECUTIVE OFFICER, AND CO-FOUNDER	08/2013	< 5%
YOUNG, JON, STEVEN	Individual	–	MEMBER, MANAGING MEMBER, CHAIRMAN, PARTNER, AND CO-FOUNDER	01/2012	< 5%
HGGC MANAGER HOLDINGS, L.P.	Domestic Entity	–	MEMBER	03/2019	> 75%
HGGC SENIOR MANAGEMENT HOLDINGS, L.P.	Foreign Entity	HGGC MANAGER HOLDINGS, L.P.	LIMITED PARTNER	03/2019	> 75%
HGGC HOLDINGS, LLC	Foreign Entity	HGGC MANAGER HOLDINGS, L.P.	GENERAL PARTNER	03/2019
LAWSON, RICHARD, FRANKLIN	Individual	HGGC SENIOR MANAGEMENT HOLDINGS, L.P.	LIMITED PARTNER	03/2019	25-50%
YOUNG, JON, STEVEN	Individual	HGGC SENIOR MANAGEMENT HOLDINGS, L.P.	LIMITED PARTNER	03/2019	25-50%
HGGC HOLDINGS, LLC	Foreign Entity	HGGC SENIOR MANAGEMENT HOLDINGS, L.P.	GENERAL PARTNER	03/2019
CONRAD, WILLIAM, HARE	Individual	–	MEMBER, MANAGING MEMBER, AND PARTNER	05/2023	< 5%
CHUNG, DAVID, HEUN SOO	Individual	–	MEMBER, MANAGING MEMBER, PARTNER, AND CO-CHIEF INVESTMENT OFFICER	05/2023	< 5%
LEISTNER, STEVEN	Individual	–	MEMBER, MANAGING MEMBER, PARTNER, AND CO-CHIEF INVESTMENT OFFICER	05/2023	< 5%
WHITE, NEIL, HARLEY	Individual	–	MEMBER, MANAGING MEMBER, PARTNER, AND PRESIDENT	05/2023	< 5%
PHINISEY, COLIN, WALKER	Individual	–	PARTNER AND HEAD OF DEBT CAPITAL MARKETS	01/2023	< 5%
BARENZ, HENRY, NATHAN	Individual	–	PARTNER AND HEAD OF BUSINESS DEVELOPMENT	03/2019	< 5%

No. Employees, Historic

RAUM, Historic

No. Clients, Historic