COPELAND CAPITAL MANAGEMENT, LLC
Adviser information for COPELAND CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 29 |
|---|---|
| Investment Advisory/Research | 15 |
| Registered Broker-Dealer Representatives | 7 |
| Registered State Investment Advisers | 9 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,590 | $4.8B |
| Non-Discretionary | 0 | $0 |
| Total | 2,590 | $4.8B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,281 | $305.8M |
| HNW Individuals | 1,040 | $1.1B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 7 | $655.4M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $151.4M |
| Pension and profit sharing plans | 23 | $1.1B |
| Charitable organizations | 44 | $282.7M |
| State or municipal gov entities | 11 | $807.5M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 182 | $412.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 19 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 427.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| MORGAN STANLEY VISION | MORGAN STANLEY |
| UBS PAINEWEBBER MAC | UBS FINANCIAL SERVICES INC. |
| LPL FINANCIAL LLC MANAGER ACCESS SELECT | LPL FINANCIAL LLC |
| J.P. MORGAN SECURITIES LLC | J.P. MORGAN SECURITIES LLC |
| BAIRD ADVISORY CHOICE | ROBERT W. BAIRD & CO. INCORPORATED |
| CRESSETT ONE FEE | CRESSET ASSET MANAGEMENT, LLC |
| WELLS FARGO ADVISORS PRIVATE ADVISOR NETWORK | WELLS FARGO INVESTMENTS, LLC |
| THE RAYMOND JAMES OUTSIDE MANAGED ACCOUNT PROGRAM | RAYMOND JAMES FINANCIAL SERVICES, INC. |
| TD AMERITRADE | TD AMERITRADE, INC. |
| STIFEL | STIFEL, NICOLAUS & COMPANY, INCORPORATED |
| LOCKWOOD MANAGED ACCOUNT COMMAND | BNY MELLON ADVISORS, INC. |
Principal Office
161 WASHINGTON STREETSUITE 1325
CONSHOHOCKEN
PA
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: (484) 351-3700, Fax: None
Chief Compliance Officer
SOFIA A ROSALA
GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER
161 WASHINGTON STREET
SUITE 1325
CONSHOHOCKEN
PA
United States
Tel:
484-351-3700
S******@******************M
(Full email address available in API data)
Regulatory Contact
STEVEN J. ADAMS
CHIEF OPERATING OFFICER AND CHIEF FINANCIAL OFFICER
161 WASHINGTON STREET
SUITE 1325
CONSHOHOCKEN
PA
United States
Tel:
484-351-3700
S*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, ERIC, COPELAND | Individual | – | MANAGING MEMBER, CEO / PORTFOLIO MANAGER | 07/2005 | 10-25% |
| RORER, EDWARD, CRAWLEY | Individual | – | MANAGING MEMBER, CHAIRMAN / PORTFOLIO MANAGER | 08/2009 | 10-25% |
| GIOVANNIELLO, MARK, WILLIAM | Individual | – | MANAGING MEMBER, CIO / PORTFOLIO MANAGER | 08/2009 | 10-25% |
| MCGONIGLE, DAVID, BRIAN | Individual | – | MEMBER, PORTFOLIO MANAGER | 08/2009 | 5-10% |
| SPENCER, JAMES, CAMERON | Individual | – | MEMBER, PERFORMANCE & RISK ANALYTICS MANAGER AND DIRECTOR OF FIXED INCOME | 02/2016 | < 5% |
| KIRK, KAREN, SUE | Individual | – | MEMBER, DIRECTOR OF OPERATIONS | 08/2009 | < 5% |
| BARRETT, CHARLES, MICHAEL | Individual | – | MANAGING MEMBER, DIRECTOR OF SALES AND MARKETING | 11/2010 | 5-10% |
| WALKENHORST, JEFFREY, ALAN | Individual | – | MEMBER, PORTFOLIO MANAGER | 03/2011 | < 5% |
| GRANADE, ERIK, BROOKS | Individual | – | MANAGING MEMBER, HEAD OF INTERNATIONAL EQUITIES / PORTFOLIO MANAGER | 07/2012 | 5-10% |
| LEE, KENNETH, TAE SUK | Individual | – | MEMBER, PORTFOLIO MANAGER | 01/2015 | < 5% |
| ADAMS, STEVEN, J. | Individual | – | MANAGING MEMBER, CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | 04/2015 | 5-10% |
| ROSALA, SOFIA | Individual | – | MEMBER, GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | 03/2016 | < 5% |
| CUMMINGS, JOHN, R | Individual | – | MEMBER, RESEARCH ANALYST | 01/2017 | < 5% |
| GODONIS, ANTHONY, WILLIAM | Individual | – | MEMBER, DIRECTOR OF TRADING | 09/2017 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| WARPAINT LONDON PLC | COM | 497K | 64K | – |
| ABBVIE INC | COM | 227K | 1K | – |
| ACCENTURE PLC | COM | 4M | 14K | – |
| ACCENTURE PLC | COM | 7M | 22K | SEI Investments Management Corp |
| AIR LEASE CORP | COM | 73M | 2M | – |
| AIR LEASE CORP | COM | 10M | 208K | Morgan Stanley Smith Barney |
| AIR LEASE CORP | COM | 4M | 83K | SEI Investments Management Corp |
| ALEXANDRIA REAL EST REIT | COM | 1M | 10K | – |
| ALLISON TRANSMISSION HOLDING | COM | 39M | 520K | – |
| ALLISON TRANSMISSION HOLDING | COM | 6M | 80K | Morgan Stanley Smith Barney |
| ALLISON TRANSMISSION HOLDING | COM | 2M | 32K | SEI Investments Management Corp |
| ALLSTATE CORP | COM | 893K | 6K | – |
| AMERICAN TOWER | COM | 280K | 1K | – |
| AMERICAN WATER WORKS CO INC | COM | 1M | 9K | – |
| AMERIPRISE FINANCIAL INC | COM | 6M | 15K | – |
| AMERIPRISE FINANCIAL INC | COM | 13M | 30K | SEI Investments Management Corp |
| AMPHENOL CORP CLASS A | COM | 1M | 22K | – |
| APPLE INC | COM | 9M | 42K | – |
| APPLE INC | COM | 16M | 76K | SEI Investments Management Corp |
| ATLAS ENERGY SOLUTIONS INC | COM | 31M | 2M | – |
| AUTO DATA PROCESSING | COM | 5M | 20K | – |
| AUTO DATA PROCESSING | COM | 9M | 37K | SEI Investments Management Corp |
| BANK OZK | COM | 15K | 359 | – |
| BANK OZK | COM | 341K | 8K | Morgan Stanley Smith Barney |
| BENTLEY SYSTEMS INCORPORATED | COM | 13M | 271K | – |
| BENTLEY SYSTEMS INCORPORATED | COM | 5M | 108K | Morgan Stanley Smith Barney |
| BENTLEY SYSTEMS INCORPORATED | COM | 2M | 45K | SEI Investments Management Corp |
| BLACKROCK INC | COM | 240K | 305 | – |
| BOOZ ALLEN HAMILTON HOLDINGS | COM | 25M | 166K | – |
| BOOZ ALLEN HAMILTON HOLDINGS | COM | 11M | 73K | Morgan Stanley Smith Barney |
| BOOZ ALLEN HAMILTON HOLDINGS | COM | 4M | 29K | SEI Investments Management Corp |
| BROADCOM INC | COM | 11M | 7K | – |
| BROADCOM INC | COM | 23M | 14K | SEI Investments Management Corp |
| BROADRIDGE FINANCIAL SOLUTIO | COM | 24M | 120K | – |
| BROADRIDGE FINANCIAL SOLUTIO | COM | 10M | 52K | Morgan Stanley Smith Barney |
| BROADRIDGE FINANCIAL SOLUTIO | COM | 4M | 21K | SEI Investments Management Corp |
| BROOKFIELD ASSET MANAGEMENT IN | COM | 1M | 27K | – |
| BROOKFIELD INFRASTRUCTURE-A | COM | 58M | 2M | – |
| BROOKFIELD INFRASTRUCTURE-A | COM | 8M | 240K | Morgan Stanley Smith Barney |
| BROOKFIELD INFRASTRUCTURE-A | COM | 3M | 97K | SEI Investments Management Corp |
| BRUNSWICK CORP | COM | 51M | 707K | – |
| BRUNSWICK CORP | COM | 7M | 99K | Morgan Stanley Smith Barney |
| BRUNSWICK CORP | COM | 3M | 42K | SEI Investments Management Corp |
| BWX TECHNOLOGIES | COM | 57M | 603K | – |
| BWX TECHNOLOGIES | COM | 7M | 74K | Morgan Stanley Smith Barney |
| BWX TECHNOLOGIES | COM | 3M | 29K | SEI Investments Management Corp |
| CABLE ONE INC | COM | 16M | 47K | – |
| CABOT CORP | COM | 44M | 480K | – |
| CARLISLE COS INC | COM | 27M | 67K | – |
| CARLISLE COS INC | COM | 11M | 28K | Morgan Stanley Smith Barney |
| CARLISLE COS INC | COM | 5M | 12K | SEI Investments Management Corp |
| CASEY'S GENERAL STORES INC | COM | 75M | 197K | – |
| CASEY'S GENERAL STORES INC | COM | 10M | 27K | Morgan Stanley Smith Barney |
| CASEY'S GENERAL STORES INC | COM | 19M | 49K | SEI Investments Management Corp |
| CDW CORP/DE | COM | 5M | 24K | – |
| CDW CORP/DE | COM | 10M | 45K | SEI Investments Management Corp |
| CHAMPIONX CORP | COM | 19M | 561K | – |
| CHAMPIONX CORP | COM | 7M | 214K | Morgan Stanley Smith Barney |
| CHAMPIONX CORP | COM | 3M | 103K | SEI Investments Management Corp |
| CHEMED CORP | COM | 59M | 109K | – |
| CHEMED CORP | COM | 8M | 14K | Morgan Stanley Smith Barney |
| CHEMED CORP | COM | 3M | 6K | SEI Investments Management Corp |
| CHENIERE ENERGY | COM | 4M | 23K | – |
| CHENIERE ENERGY | COM | 8M | 43K | SEI Investments Management Corp |
| CHESAPEAKE UTILITIES CORP | COM | 48M | 456K | – |
| CHESAPEAKE UTILITIES CORP | COM | 6M | 61K | Morgan Stanley Smith Barney |
| CHESAPEAKE UTILITIES CORP | COM | 3M | 25K | SEI Investments Management Corp |
| CHORD ENERGY CORP | COM | 63M | 374K | – |
| CHORD ENERGY CORP | COM | 7M | 43K | Morgan Stanley Smith Barney |
| CHORD ENERGY CORP | COM | 3M | 17K | SEI Investments Management Corp |
| CHURCH & DWIGHT | COM | 263K | 3K | – |
| CHURCHILL DOWNS | COM | 23M | 164K | – |
| CHURCHILL DOWNS | COM | 10M | 72K | Morgan Stanley Smith Barney |
| CHURCHILL DOWNS | COM | 4M | 29K | SEI Investments Management Corp |
| CIVITAS RESOURCES INC | COM | 61M | 890K | – |
| CIVITAS RESOURCES INC | COM | 7M | 108K | Morgan Stanley Smith Barney |
| CIVITAS RESOURCES INC | COM | 3M | 44K | SEI Investments Management Corp |
| COGENT COMMUNICATIONS | COM | 46M | 807K | – |
| COGENT COMMUNICATIONS | COM | 6M | 107K | Morgan Stanley Smith Barney |
| COGENT COMMUNICATIONS | COM | 3M | 46K | SEI Investments Management Corp |
| COGNEX CORP | COM | 62M | 1M | – |
| COGNEX CORP | COM | 9M | 203K | Morgan Stanley Smith Barney |
| COGNEX CORP | COM | 4M | 85K | SEI Investments Management Corp |
| COHEN & STEERS INC | COM | 65M | 890K | – |
| COHEN & STEERS INC | COM | 10M | 136K | Morgan Stanley Smith Barney |
| COHEN & STEERS INC | COM | 4M | 55K | SEI Investments Management Corp |
| CONCENTRIX CORP | COM | 53M | 835K | – |
| CONCENTRIX CORP | COM | 7M | 104K | Morgan Stanley Smith Barney |
| CONCENTRIX CORP | COM | 3M | 47K | SEI Investments Management Corp |
| CONSTELLATION BRANDS INC-A | COM | 5M | 19K | – |
| CONSTELLATION BRANDS INC-A | COM | 10M | 39K | SEI Investments Management Corp |
| CORTEVA INC | COM | 904K | 17K | – |
| COSTCO WHOLESALE | COM | 7M | 8K | – |
| COSTCO WHOLESALE | COM | 13M | 15K | SEI Investments Management Corp |
| CRA INTERNATIONAL INC | COM | 55M | 317K | – |
| CUBESMART | COM | 15M | 342K | – |
| CUBESMART | COM | 7M | 162K | Morgan Stanley Smith Barney |
| CUBESMART | COM | 3M | 65K | SEI Investments Management Corp |
| DIAMONDBACK ENERGY | COM | 7M | 36K | – |
| DIAMONDBACK ENERGY | COM | 11K | 53 | Morgan Stanley Smith Barney |
| DIAMONDBACK ENERGY | COM | 14M | 71K | SEI Investments Management Corp |
| DICKS SPORTING GOODS INC | COM | 22M | 100K | – |
| DICKS SPORTING GOODS INC | COM | 10M | 46K | Morgan Stanley Smith Barney |
| DICKS SPORTING GOODS INC | COM | 4M | 18K | SEI Investments Management Corp |
| DISCOVER FINANCIAL SERVICES | COM | 206K | 2K | – |
| DISCOVER FINANCIAL SERVICES | COM | 654 | 5 | Morgan Stanley Smith Barney |
| DOMINO'S PIZZA INC | COM | 25M | 49K | – |
| DOMINO'S PIZZA INC | COM | 11M | 21K | Morgan Stanley Smith Barney |
| DOMINO'S PIZZA INC | COM | 4M | 8K | SEI Investments Management Corp |
| ENCOMPASS HEALTH | COM | 92M | 1M | – |
| ENCOMPASS HEALTH | COM | 13M | 146K | Morgan Stanley Smith Barney |
| ENCOMPASS HEALTH | COM | 5M | 57K | SEI Investments Management Corp |
| ENSIGN GROUP | COM | 109M | 885K | – |
| ENSIGN GROUP | COM | 13M | 107K | Morgan Stanley Smith Barney |
| ENSIGN GROUP | COM | 5M | 43K | SEI Investments Management Corp |
| EQUINIX INC | COM | 5M | 6K | – |
| EQUINIX INC | COM | 10M | 13K | SEI Investments Management Corp |
| EQUITY LIFESTYLE PROPERTIES | COM | 1M | 16K | – |
| EXP WORLD HOLDING | COM | 37M | 3M | – |
| EXP WORLD HOLDING | COM | 5M | 423K | Morgan Stanley Smith Barney |
| EXP WORLD HOLDING | COM | 2M | 187K | SEI Investments Management Corp |
| EXXON MOBIL CORP | COM | 360K | 3K | – |
| FACTSET RESEARCH SYSTEMS INC | COM | 19M | 47K | – |
| FACTSET RESEARCH SYSTEMS INC | COM | 7M | 17K | Morgan Stanley Smith Barney |
| FACTSET RESEARCH SYSTEMS INC | COM | 9M | 22K | SEI Investments Management Corp |
| FEDERAL AGRIC MTG CORP-CL C | COM | 52M | 290K | – |
| FIRSTSERVICE CORP | COM | 32M | 213K | – |
| FIRSTSERVICE CORP | COM | 3M | 19K | Morgan Stanley Smith Barney |
| FIRSTSERVICE CORP | COM | 2M | 11K | SEI Investments Management Corp |
| GFL ENVIRONMENTAL | COM | 21M | 540K | – |
| GFL ENVIRONMENTAL | COM | 10M | 259K | Morgan Stanley Smith Barney |
| GFL ENVIRONMENTAL | COM | 4M | 102K | SEI Investments Management Corp |
| HAMILTON LANE | COM | 90M | 724K | – |
| HAMILTON LANE | COM | 12M | 94K | Morgan Stanley Smith Barney |
| HAMILTON LANE | COM | 5M | 38K | SEI Investments Management Corp |
| HEXCEL CORP | COM | 54M | 865K | – |
| HEXCEL CORP | COM | 7M | 115K | Morgan Stanley Smith Barney |
| HEXCEL CORP | COM | 3M | 52K | SEI Investments Management Corp |
| HOME BANCSHARES INC | COM | 65M | 3M | – |
| HOME BANCSHARES INC | COM | 9M | 363K | Morgan Stanley Smith Barney |
| HOME BANCSHARES INC | COM | 4M | 151K | SEI Investments Management Corp |
| HOME DEPOT INC | COM | 5M | 14K | – |
| HOME DEPOT INC | COM | 9M | 27K | SEI Investments Management Corp |
| HUMANA INC | COM | 237K | 635 | – |
| HUNT (JB) TRANSPRT SVCS INC | COM | 1M | 7K | – |
| HUNTINGTON INGALLS INDUSTRIE | COM | 13M | 52K | – |
| HUNTINGTON INGALLS INDUSTRIE | COM | 6M | 23K | Morgan Stanley Smith Barney |
| HUNTINGTON INGALLS INDUSTRIE | COM | 2M | 9K | SEI Investments Management Corp |
| INSPERITY INC | COM | 35M | 388K | – |
| INSPERITY INC | COM | 5M | 58K | Morgan Stanley Smith Barney |
| INSPERITY INC | COM | 2M | 24K | SEI Investments Management Corp |
| INTER PARFUMS INC | COM | 61M | 529K | – |
| INTER PARFUMS INC | COM | 7M | 57K | Morgan Stanley Smith Barney |
| INTER PARFUMS INC | COM | 3M | 24K | SEI Investments Management Corp |
| INTUIT INC | COM | 7M | 10K | – |
| INTUIT INC | COM | 13M | 20K | SEI Investments Management Corp |
| IRADIMED CORP | COM | 18M | 421K | – |
| JACK HENRY & ASSOCIATES INC | COM | 19M | 111K | – |
| JACK HENRY & ASSOCIATES INC | COM | 8M | 47K | Morgan Stanley Smith Barney |
| JACK HENRY & ASSOCIATES INC | COM | 3M | 19K | SEI Investments Management Corp |
| JOHNSON & JOHNSON | COM | 267K | 2K | – |
| JPMORGAN CHASE & CO | COM | 3M | 16K | – |
| JPMORGAN CHASE & CO | COM | 6M | 28K | SEI Investments Management Corp |
| KFORCE INC | COM | 33M | 538K | – |
| KINSALE CAPITAL GROUP INC | COM | 65M | 168K | – |
| KINSALE CAPITAL GROUP INC | COM | 10M | 25K | Morgan Stanley Smith Barney |
| KINSALE CAPITAL GROUP INC | COM | 15M | 38K | SEI Investments Management Corp |
| KULICKE & SOFFA INDUSTRIES | COM | 49M | 988K | – |
| KULICKE & SOFFA INDUSTRIES | COM | 8M | 156K | Morgan Stanley Smith Barney |
| KULICKE & SOFFA INDUSTRIES | COM | 3M | 62K | SEI Investments Management Corp |
| LAKELAND FINANCIAL CORP | COM | 46M | 745K | – |
| LANDSTAR SYSTEM INC | COM | 59M | 321K | – |
| LANDSTAR SYSTEM INC | COM | 8M | 45K | Morgan Stanley Smith Barney |
| LANDSTAR SYSTEM INC | COM | 3M | 18K | SEI Investments Management Corp |
| LEMAITRE VASCULAR INC | COM | 80M | 973K | – |
| LEMAITRE VASCULAR INC | COM | 11M | 129K | Morgan Stanley Smith Barney |
| LEMAITRE VASCULAR INC | COM | 4M | 50K | SEI Investments Management Corp |
| LILLY ELI & CO | COM | 9M | 9K | – |
| LILLY ELI & CO | COM | 15M | 17K | SEI Investments Management Corp |
| LITTELFUSE INC | COM | 56M | 218K | – |
| LITTELFUSE INC | COM | 8M | 30K | Morgan Stanley Smith Barney |
| LITTELFUSE INC | COM | 3M | 12K | SEI Investments Management Corp |
| MARRIOTT INTERNATIONAL | COM | 5M | 21K | – |
| MARRIOTT INTERNATIONAL | COM | 11M | 46K | SEI Investments Management Corp |
| MATADOR RESOURCES CO | COM | 19M | 319K | – |
| MATADOR RESOURCES CO | COM | 9M | 148K | Morgan Stanley Smith Barney |
| MATADOR RESOURCES CO | COM | 3M | 58K | SEI Investments Management Corp |
| MATERION CORP | COM | 44M | 403K | – |
| MICROSOFT CORP | COM | 10M | 22K | – |
| MICROSOFT CORP | COM | 20M | 45K | SEI Investments Management Corp |
| MONOLITHIC POWER SYS INC | COM | 5M | 6K | – |
| MONOLITHIC POWER SYS INC | COM | 8M | 10K | SEI Investments Management Corp |
| MORGAN STANLEY COM NEW | COM | 6M | 65K | – |
| MORGAN STANLEY COM NEW | COM | 583 | 6 | Morgan Stanley Smith Barney |
| MORGAN STANLEY COM NEW | COM | 14M | 141K | SEI Investments Management Corp |
| MORNINGSTAR INC | COM | 19M | 64K | – |
| MORNINGSTAR INC | COM | 9M | 29K | Morgan Stanley Smith Barney |
| MORNINGSTAR INC | COM | 3M | 12K | SEI Investments Management Corp |
| MOTOROLA SOLUTIONS INC | COM | 8M | 20K | – |
| MOTOROLA SOLUTIONS INC | COM | 15M | 39K | SEI Investments Management Corp |
| MSCI INC | COM | 5M | 11K | – |
| MSCI INC | COM | 10M | 21K | SEI Investments Management Corp |
| NAPCO SECURITY TECHNOLOGIES | COM | 26M | 498K | – |
| NASDAQ OMX GROUP | COM | 1M | 19K | – |
| NEXPOINT RESIDENTIAL | COM | 36M | 901K | – |
| NEXPOINT RESIDENTIAL | COM | 2K | 49 | Morgan Stanley Smith Barney |
| NEXSTAR MEDIA GROUP INC | COM | 57M | 343K | – |
| NEXSTAR MEDIA GROUP INC | COM | 7M | 40K | Morgan Stanley Smith Barney |
| NEXSTAR MEDIA GROUP INC | COM | 13M | 81K | SEI Investments Management Corp |
| NEXTERA ENERGY | COM | 5M | 73K | – |
| NEXTERA ENERGY | COM | 10M | 139K | SEI Investments Management Corp |
| NORDSON CORP COM | COM | 18M | 76K | – |
| NORDSON CORP COM | COM | 8M | 33K | Morgan Stanley Smith Barney |
| NORDSON CORP COM | COM | 3M | 13K | SEI Investments Management Corp |
| NORTHERN OIL AND GAS INC | COM | 67M | 2M | – |
| NORTHERN OIL AND GAS INC | COM | 8M | 207K | Morgan Stanley Smith Barney |
| NORTHERN OIL AND GAS INC | COM | 3M | 83K | SEI Investments Management Corp |
| OLD DOMINION FREIGHT LINE | COM | 3M | 16K | – |
| OLD DOMINION FREIGHT LINE | COM | 7M | 41K | SEI Investments Management Corp |
| OTIS WORLDWIDE | COM | 5M | 57K | – |
| OTIS WORLDWIDE | COM | 11M | 118K | SEI Investments Management Corp |
| PERRIGO COMPANY | COM | 45M | 2M | – |
| PERRIGO COMPANY | COM | 5M | 185K | Morgan Stanley Smith Barney |
| PERRIGO COMPANY | COM | 2M | 93K | SEI Investments Management Corp |
| POOL CORP | COM | 18M | 59K | – |
| POOL CORP | COM | 6M | 19K | Morgan Stanley Smith Barney |
| POOL CORP | COM | 11M | 35K | SEI Investments Management Corp |
| POWER INTEGRATIONS INC | COM | 58M | 833K | – |
| POWER INTEGRATIONS INC | COM | 8M | 113K | Morgan Stanley Smith Barney |
| POWER INTEGRATIONS INC | COM | 3M | 47K | SEI Investments Management Corp |
| PRICESMART INC | COM | 33M | 405K | – |
| PROSPERITY BANCSHARES INC | COM | 17M | 286K | – |
| PROSPERITY BANCSHARES INC | COM | 8M | 123K | Morgan Stanley Smith Barney |
| PROSPERITY BANCSHARES INC | COM | 3M | 51K | SEI Investments Management Corp |
| QUAKER CHEMICAL CORPORATION | COM | 55M | 325K | – |
| QUAKER CHEMICAL CORPORATION | COM | 7M | 43K | Morgan Stanley Smith Barney |
| QUAKER CHEMICAL CORPORATION | COM | 3M | 19K | SEI Investments Management Corp |
| QUEST DIAGNOSTICS | COM | 17M | 122K | – |
| QUEST DIAGNOSTICS | COM | 8M | 55K | Morgan Stanley Smith Barney |
| QUEST DIAGNOSTICS | COM | 3M | 21K | SEI Investments Management Corp |
| RELIANCE INC | COM | 30M | 105K | – |
| RELIANCE INC | COM | 11M | 40K | Morgan Stanley Smith Barney |
| RELIANCE INC | COM | 14M | 49K | SEI Investments Management Corp |
| RESMED INC | COM | 1M | 7K | – |
| ROSS STORES INC | COM | 6M | 41K | – |
| ROSS STORES INC | COM | 11M | 74K | SEI Investments Management Corp |
| RYMAN HOSPITALITY PPTYS INC | COM | 15M | 147K | – |
| RYMAN HOSPITALITY PPTYS INC | COM | 6M | 61K | Morgan Stanley Smith Barney |
| RYMAN HOSPITALITY PPTYS INC | COM | 3M | 28K | SEI Investments Management Corp |
| SALESFORCE.COM | COM | 2M | 10K | – |
| SALESFORCE.COM | COM | 7M | 26K | SEI Investments Management Corp |
| SCHLUMBERGER | COM | 958K | 20K | – |
| SCHNEIDER NATL INC | COM | 38M | 2M | – |
| SENSATA TECHNOLOGIES HOLDING | COM | 45M | 1M | – |
| SENSATA TECHNOLOGIES HOLDING | COM | 7M | 187K | Morgan Stanley Smith Barney |
| SENSATA TECHNOLOGIES HOLDING | COM | 3M | 76K | SEI Investments Management Corp |
| SHERWIN-WILLIAMS | COM | 5M | 17K | – |
| SHERWIN-WILLIAMS | COM | 10M | 34K | SEI Investments Management Corp |
| SHOE CARNIVAL INC | COM | 49M | 1M | – |
| SHUTTERSTOCK INC | COM | 53M | 1M | – |
| SHUTTERSTOCK INC | COM | 6M | 165K | Morgan Stanley Smith Barney |
| SHUTTERSTOCK INC | COM | 3M | 74K | SEI Investments Management Corp |
| SS&C TECHNOLOGIES HOLDINGS | COM | 223K | 4K | – |
| STANDEX INTL CORP | COM | 76M | 470K | – |
| STANDEX INTL CORP | COM | 9M | 58K | Morgan Stanley Smith Barney |
| STANDEX INTL CORP | COM | 4M | 23K | SEI Investments Management Corp |
| STERIS PLC | COM | 25M | 114K | – |
| STERIS PLC | COM | 9M | 43K | Morgan Stanley Smith Barney |
| STERIS PLC | COM | 14M | 66K | SEI Investments Management Corp |
| STEVANATO GROUP SPA | COM | 31M | 2M | – |
| STEVANATO GROUP SPA | COM | 4K | 201 | Morgan Stanley Smith Barney |
| TERRENO REALTY CORP | COM | 56M | 939K | – |
| TERRENO REALTY CORP | COM | 7M | 124K | Morgan Stanley Smith Barney |
| TERRENO REALTY CORP | COM | 3M | 52K | SEI Investments Management Corp |
| TETRA TECH INC | COM | 80M | 391K | – |
| TETRA TECH INC | COM | 11M | 56K | Morgan Stanley Smith Barney |
| TETRA TECH INC | COM | 4M | 22K | SEI Investments Management Corp |
| TRACTOR SUPPLY COMPANY | COM | 1M | 5K | – |
| TRACTOR SUPPLY COMPANY | COM | 10K | 38 | Morgan Stanley Smith Barney |
| TRANSUNION | COM | 18M | 244K | – |
| TRANSUNION | COM | 8M | 105K | Morgan Stanley Smith Barney |
| TRANSUNION | COM | 3M | 44K | SEI Investments Management Corp |
| TRAVEL & LEISURE CO | COM | 58M | 1M | – |
| TRAVEL & LEISURE CO | COM | 8M | 178K | Morgan Stanley Smith Barney |
| TRAVEL & LEISURE CO | COM | 3M | 72K | SEI Investments Management Corp |
| U.S. PHYSICAL THERAPY INC | COM | 60M | 647K | – |
| U.S. PHYSICAL THERAPY INC | COM | 8M | 85K | Morgan Stanley Smith Barney |
| U.S. PHYSICAL THERAPY INC | COM | 3M | 34K | SEI Investments Management Corp |
| UFP PACKAGING | COM | 50M | 447K | – |
| UFP PACKAGING | COM | 7M | 67K | Morgan Stanley Smith Barney |
| UFP PACKAGING | COM | 3M | 27K | SEI Investments Management Corp |
| UMH PROPERTIES | COM | 44M | 3M | – |
| UNIFIRST CORP/MA | COM | 42M | 248K | – |
| UNIFIRST CORP/MA | COM | 6M | 34K | Morgan Stanley Smith Barney |
| UNIFIRST CORP/MA | COM | 2M | 14K | SEI Investments Management Corp |
| UNITEDHEALTH GROUP INC | COM | 7M | 15K | – |
| UNITEDHEALTH GROUP INC | COM | 15M | 30K | SEI Investments Management Corp |
| UNIVERSAL DISPLAY | COM | 82M | 388K | – |
| UNIVERSAL DISPLAY | COM | 10M | 48K | Morgan Stanley Smith Barney |
| UNIVERSAL DISPLAY | COM | 4M | 18K | SEI Investments Management Corp |
| UTZ BRANDS INC | COM | 51M | 3M | – |
| VALMONT INDUSTRIES | COM | 70M | 254K | – |
| VALMONT INDUSTRIES | COM | 10M | 36K | Morgan Stanley Smith Barney |
| VALMONT INDUSTRIES | COM | 4M | 15K | SEI Investments Management Corp |
| VISA INC | COM | 7M | 28K | – |
| VISA INC | COM | 15M | 58K | SEI Investments Management Corp |
| WASTE CONNECTIONS INC | COM | 8M | 44K | – |
| WASTE CONNECTIONS INC | COM | 16M | 90K | SEI Investments Management Corp |
| WESCO INTERNATIONAL INC | COM | 20M | 129K | – |
| WESCO INTERNATIONAL INC | COM | 9M | 54K | Morgan Stanley Smith Barney |
| WESCO INTERNATIONAL INC | COM | 4M | 23K | SEI Investments Management Corp |
| WEST PHARMACEUTICAL SERVICES | COM | 1M | 3K | – |
| WINGSTOP INC | COM | 79M | 188K | – |
| WINGSTOP INC | COM | 12M | 29K | Morgan Stanley Smith Barney |
| WINGSTOP INC | COM | 5M | 11K | SEI Investments Management Corp |
| WINMARK CORP | COM | 22M | 63K | – |
| WYNDHAM HOTELS & RESORTS INC | COM | 13M | 176K | – |
| ZOETIS INC | COM | 6M | 33K | – |
| ZOETIS INC | COM | 12M | 67K | SEI Investments Management Corp |
| ISHARES RUSSELL MIDCAP INDEX | ETF | 11M | 138K | Morgan Stanley Smith Barney |
| ISHARES TR RUSSELL 2000 INDX | ETF | 636K | 3K | – |
| VANGUARD MID-CAP ETF | ETF | 626K | 3K | Morgan Stanley Smith Barney |