PARK SHORE PARTNERS LLC
Adviser information for PARK SHORE PARTNERS LLC last updated from Form ADV on December 18th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | AUGUST |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 12 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 12 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 5 | $103.1M |
| Non-Discretionary | 0 | $0 |
| Total | 5 | $103.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 5 | $103.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-68594 |
|---|---|
| SEC ERA File Number | 801-68594 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145265 |
| Legal Entity Identifier | None |
Principal Office
5121 ZUCK ROADERIE
PA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 814-836-5776, Fax: 814-836-5779
Chief Compliance Officer
MICHAEL G. WASSMANN
5121 ZUCK ROAD
ERIE
PA
United States
Tel:
814-836-5776
Fax:
814-836-5779
M********@********************M
(Full email address available in API data)
Regulatory Contact
DAN E BAER
MANAGER
3838 TAMIAMI TRAIL N.
SUITE 100
NAPLES
FL
United States
Tel:
239-649-1118
Fax:
239-262-4961
D****@********************M
(Full email address available in API data)
Industry Affiliates
| ELITE LIFE MANAGEMENT LLC | Other investment adviser, including financial planners |
| HBK CPAS & CONSULTANTS | Accountant or accounting firm |
| HBK SORCE BROKERAGE LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| HBK SORCE INSURANCE LLC | Insurance company or agency |
| HBKS WEALTH ADVISORS | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARK SHORE OPPORTUNITY FUND LTD | Hedge Fund | $103.1M | $0.5M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HBK SORCE FINANCIAL LLC | Domestic Entity | – | PARENT COMPANY | 06/2007 | > 75% |
| BAER, DAN, E | Individual | – | MANAGER | 06/2007 | < 5% |
| WAUTERLEK, ANTHONY, BRENT | Individual | – | PORTFOLIO MANAGER | 06/2007 | < 5% |
| HILL BARTH & KING FINANCIAL HOLDINGS LLC | Domestic Entity | HBK SORCE HOLDINGS LLC | OWNER | 08/2008 | 50-75% |
| HBK SORCE HOLDINGS LLC | Domestic Entity | HBK SORCE FINANCIAL LLC | OWNER | 08/2008 | > 75% |
| WASSMANN, MICHAEL, GUSTAVE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2011 | < 5% |