PORTFOLIO WEALTH ADVISORS
PORTFOLIO, LLC Legal Name
Adviser information for PORTFOLIO WEALTH ADVISORS last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Mexico, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 718 | $304.1M |
| Non-Discretionary | 0 | $0 |
| Total | 718 | $304.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 180 | $87.9M |
| HNW Individuals | 86 | $216.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesFINANCIAL CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 304.1M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| PORTFOLIO PRIVATE CLIENT | PORTFOLIO WEALTH ADVISORS |
Identifiers
| SEC RIA File Number | 801-68615 |
|---|---|
| SEC ERA File Number | 801-68615 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145687 |
| Legal Entity Identifier | None |
Principal Office
6100 UPTOWN BLVD NESUITE 540
ALBUQUERQUE
NM
United States
Monday - Friday, 9:00 AM - 4:00 PM
Tel: 505-884-3445, Fax: 505-884-3505
Chief Compliance Officer
LEE MUNSON
MANAGING MEMBER/CHIEF COMPLIANCE OFFICER
6100 UPTOWN BLVD NE
SUITE 540
ALBUQUERQUE
NM
United States
Tel:
505-884-3445
Fax:
505-884-3505
L**@***************M
(Full email address available in API data)
Regulatory Contact
MIKE GARCIA
OPERATIONS MANAGER
6100 UPTOWN BLVD NE
SUITE 540
ALBUQUERQUE
NM
United States
Tel:
505-884-3445
Fax:
505-884-3505
M***@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MUNSON, LEE, EUGENE | Individual | – | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | 01/2008 | > 75% |