ROBERT STEPHEN CAPITAL MANAGEMENT LLC
STREETER MOORE & STIPE LLC Legal Name
Adviser information for ROBERT STEPHEN CAPITAL MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oklahoma, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 262 | $214.7M |
| Non-Discretionary | 3 | $9.3M |
| Total | 265 | $224.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 56 | $34.1M |
| HNW Individuals | 32 | $189.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-68644 |
|---|---|
| SEC ERA File Number | 801-68644 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118588 |
| Legal Entity Identifier | None |
Principal Office
4111 S. DARLINGTONSUITE 120
TULSA
OK
United States
Monday - Friday, 9:00AM - 4:00PM
Tel: 918-481-6262, Fax: 918-481-6211
Websites
Chief Compliance Officer
STEPHEN STREETER
4111 S DARLINGTON AVENUE
SUITE 120
TULSA
OK
United States
Tel:
(918) 481-6262
Fax:
(918) 481-6211
S***************@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STREETER, STEPHEN, HENRY | Individual | – | MANAGING MEMBER / CHIEF COMPLIANCE OFFICER | 07/1995 | > 75% |
| Streeter, Chrissy, M | Individual | – | OWNER | 03/2021 | 5-10% |