KANON BLOCH CARRE
KBC HOLDINGS LLC Legal Name
Adviser information for KANON BLOCH CARRE last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 25 | $6.9M |
| Non-Discretionary | 3 | $212.8M |
| Total | 28 | $219.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 21 | $2.0M |
| HNW Individuals | <5 | $4.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $212.8M |
| Charitable organizations | <5 | $380,370 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-68684 |
|---|---|
| SEC ERA File Number | 801-68684 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145988 |
| Legal Entity Identifier | None |
Principal Office
70 BIRCHBARK DRIVEHANSON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 781 792 2930, Fax: None
Chief Compliance Officer
ROBERT MCCARTHY
70 BIRCHBARK DRIVE
HANSON
MA
United States
Tel:
781 792 2930
R**@********M
(Full email address available in API data)
Regulatory Contact
ROBERT MCCARTHY
PRESIDENT
70 BIRCHBARK DRIVE
HANSON
MA
United States
Tel:
781 792 2930
Fax:
781 447 9219
R**@********M
(Full email address available in API data)
Industry Affiliates
| KBC FINANCIAL SERVICES LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MCCARTHY, ROBERT, PAUL | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 10/2007 | 50-75% |
| INGRAHAM, JASON | Individual | – | LLC MEMBER | 10/2007 | 25-50% |