UNIVERSA INVESTMENTS L.P.
Adviser information for UNIVERSA INVESTMENTS L.P. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 20 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 37 | $16.2B |
| Non-Discretionary | 0 | $0 |
| Total | 37 | $16.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 37 | $16.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 19 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based feesPERFORMANCE-BASED PROFIT ALLOCATIONS |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-68696 |
|---|---|
| SEC ERA File Number | 801-68696 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146052 |
| Legal Entity Identifier | 5493001DSS2PCE4J4M52 |
Principal Office
2601 S. BAYSHORE DRIVESUITE 2030
MIAMI
FL
United States
Monday - Friday, 9AM-5PM
Tel: 786-483-3140, Fax: 786-483-3141
Chief Compliance Officer
NIRENDRAN SANJAY KATHIRITHAMBY
2601 S. BAYSHORE DRIVE
SUITE 2030
MIAMI
FL
United States
Tel:
(786) 483-3140
Fax:
(786) 483-3141
J*@***********T
(Full email address available in API data)
Regulatory Contact
MARK W. SPITZNAGEL
PRESIDENT
830 VAUGHAN ROAD
BLOOMFIELD HILLS
MI
United States
M*@***********T
(Full email address available in API data)
Industry Affiliates
| UNIVERSA SAFE HAVEN CAYMAN GP 1 LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| UNIVERSA SAFE HAVEN CAYMAN GP 2 LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| UNIVERSA SAFE HAVEN DELAWARE GP 1 LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| UNIVERSA SAFE HAVEN DELAWARE GP 2 LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| UNIVERSA SAFE HAVEN DELAWARE GP 3 LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| UNIVERSA SAFE HAVEN DELAWARE GP 4 LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| UNIVERSA SAFE HAVEN DELAWARE GP 5 LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| UNIVERSA SAFE HAVEN DELAWARE GP 6 LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TEISKO L.P. | Hedge Fund | $2,400.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL EQUITY & FIXED INCOME FUND, L.P. | Hedge Fund | $43.1M | $150.0M | 3 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL L LP | Hedge Fund | $400.0M | $150.0M | 2 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LIV LP | Hedge Fund | $300.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LV LP | Hedge Fund | $6,493.9M | $150.0M | 2 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LVI LP | Hedge Fund | $192.2M | $150.0M | 13 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LVII LP | Hedge Fund | $113.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LVIII LP | Hedge Fund | $3,000.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXI LP | Hedge Fund | $90.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXII LP | Hedge Fund | $135.0M | $150.0M | 3 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXIII LP | Hedge Fund | $260.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXIV LP | Hedge Fund | $150.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXIX LP | Hedge Fund | $700.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXVIII L.P. | Hedge Fund | $180.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXXI L.P. | Hedge Fund | $150.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXXII LP | Hedge Fund | $90.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXXIII L.P. | Hedge Fund | $615.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXXIV L.P. | Hedge Fund | $100.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXXVIII L.P. | Hedge Fund | $400.0M | $150.0M | 4 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL LXXX L.P. | Hedge Fund | $80.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL MASTER FUND VI L.P. | Hedge Fund | $794.2M | $150.0M | 2 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL OFFSHORE VIII L.P. | Hedge Fund | $186.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL OFFSHORE XL LP | Hedge Fund | $195.0M | $150.0M | 2 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL OFFSHORE XLIX LP | Hedge Fund | $200.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL OFFSHORE XLVIII LP | Hedge Fund | $103.4M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL OFFSHORE XXXVII LTD. | Hedge Fund | $878.2M | $150.0M | 15 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XII L.P. | Hedge Fund | $265.7M | $150.0M | 2 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XIV L.P. | Hedge Fund | $929.1M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XLIV L.P. | Hedge Fund | $1,100.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XLV LP | Hedge Fund | $170.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XLVI LP | Hedge Fund | $75.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XLVII LP | Hedge Fund | $580.0M | $150.0M | 2 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XVIII L.P. | Hedge Fund | $45.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XXII LP | Hedge Fund | $66.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XXIII LP | Hedge Fund | $300.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XXXIV LP | Hedge Fund | $150.0M | $150.0M | 1 |
| UNIVERSA BLACK SWAN PROTECTION PROTOCOL XXXIX LP | Hedge Fund | $75.0M | $150.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SPITZNAGEL, MARK, WILLIAM | Individual | – | PRESIDENT; CHIEF INVESTMENT OFFICER; LIMITED PARTNER; | 01/2007 | > 75% |
| UNIVERSA LLC | Domestic Entity | – | GENERAL PARTNER | 01/2007 | < 5% |
| SPITZNAGEL, MARK, WILLIAM | Individual | UNIVERSA LLC | MEMBER; MANAGER | 01/2007 | > 75% |
| SPENCER, ERIC, D | Individual | – | CHIEF FINANCIAL OFFICER | 04/2007 | < 5% |
| KATHIRITHAMBY, NIRENDRAN, SANJAY | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2018 | < 5% |
| YARCKIN, BRANDON, SCOTT | Individual | – | CHIEF OPERATING OFFICER | 03/2019 | < 5% |
| UNIVERSALITY INC. | Domestic Entity | – | LIMITED PARTNER | 10/2021 | > 75% |
| SPITZNAGEL, MARK, WILLIAM | Individual | UNIVERSALITY INC. | MEMBER; MANAGER | 10/2021 | > 75% |