PASI INVESTMENTS, LLC
Adviser information for PASI INVESTMENTS, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 586 | $399.6M |
| Non-Discretionary | 148 | $103.7M |
| Total | 734 | $503.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 192 | $39.3M |
| HNW Individuals | 56 | $57.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 187 | $387.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 7 | $18.9M |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-68712 |
|---|---|
| SEC ERA File Number | 801-68712 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145640 |
| Legal Entity Identifier | None |
Principal Office
10 TALCOTT NOTCH ROAD2ND FLOOR
FARMINGTON
CT
United States
Monday - Friday, 8:00 AM TO 6:00 PM EST
Tel: 860-284-6880, Fax: 860-284-6887
Chief Compliance Officer
MELANIE HANCOCK
CHIEF COMPLIANCE OFFICER
10 TALCOTT NOTCH ROAD
FARMINGTON
CT
United States
Tel:
860-284-6880
Fax:
860-284-6887
M************@***************M
(Full email address available in API data)
Industry Affiliates
| INGHAM RETIREMENT GROUP | Other investment adviser, including financial plannersInsurance company or agencyPension consultant |
| MIDAMERICA SECURITIES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PASI LLC | Pension consultant |
| TRPC ADVISORY SERVICES | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHNEIDER, MEGAN, E | Individual | – | CHAIRMAN & TREASURER | 09/2023 | < 5% |
| RIORDAN, MATTHEW, GERARD | Individual | – | CHIEF FINANCIAL OFFICER | 09/2023 | < 5% |
| Pierre, Jacques | Individual | – | SENIOR VP & SECRETARY | 09/2023 | < 5% |
| Hancock Brown, Melanie, Joy | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |
| U.S. RETIREMENT PARTNERS, INC. | Domestic Entity | – | MEMBER | 09/2023 | > 75% |
| USRP HOLDINGS, INC. | Domestic Entity | U.S. RETIREMENT PARTNERS, INC. | SHAREHOLDER | 12/2020 | > 75% |
| KUSRP ACQUISITION, INC. | Domestic Entity | USRP HOLDINGS, INC. | SHAREHOLDER | 12/2020 | > 75% |
| KUSRP INTERMEDIATE, INC. | Domestic Entity | KUSRP ACQUISITION, INC. | SHAREHOLDER | 06/2023 | > 75% |
| KUSRP HOLDINGS, INC. | Domestic Entity | KUSRP INTERMEDIATE, INC. | SHAREHOLDER | 06/2023 | > 75% |
| TVG-KUSRP HOLDINGS, LP | Domestic Entity | KUSRP HOLDINGS, INC. | SHAREHOLDER | 06/2023 | > 75% |
| TVG-KUSRP HOLDINGS GP, LLC | Domestic Entity | TVG-KUSRP HOLDINGS, LP | GENERAL PARTNER | 06/2023 | |
| TVG-KUSRP AGGREGATOR, LP | Domestic Entity | TVG-KUSRP HOLDINGS, LP | LIMITED PARTNER | 06/2023 | 50-75% |
| TVG-KUSRP HOLDINGS GP, LLC | Domestic Entity | TVG-KUSRP AGGREGATOR, LP | GENERAL PARTNER | 06/2023 | |
| VISTRIA FUND V, LP | Domestic Entity | TVG-KUSRP AGGREGATOR, LP | LIMITED PARTNER | 06/2023 | 50-75% |
| VISTRIA FUND V (FT), LP | Domestic Entity | TVG-KUSRP AGGREGATOR, LP | LIMITED PARTNER | 06/2023 | 25-50% |
| VISTRIA GP V, LP | Domestic Entity | VISTRIA FUND V, LP | GENERAL PARTNER | 06/2023 | |
| VISTRIA GP V, LP | Domestic Entity | VISTRIA FUND V (FT), LP | GENERAL PARTNER | 06/2023 |