Hedge Fund Database

GERBER, LLC

Adviser information for GERBER, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 3
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 909 $493.0M
Non-Discretionary 12 $9.8M
Total 921 $502.8M

Clients

Type Number RAUM
Individuals 77 $18.3M
HNW Individuals 137 $479.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $4.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-68731
SEC ERA File Number 801-68731
SEC CIK Numbers 2014164
SEC CRD Numbers 120039
Legal Entity Identifier None

Principal Office

580 N FOURTH STREET
SUITE 400
COLUMBUS
OH
United States
Monday - Friday, 8AM-4:30PM
Tel: 614-431-4343, Fax: 614-230-0669

Websites

www.facebook.com/gerberllc/ twitter.com/gerberclarity www.linkedin.com/company/gerber-llc/ www.youtube.com/user/gerberclarity www.gerberclarity.com

Chief Compliance Officer

ERIK ROEMER
FINANCIAL ADVISOR
580 N FOURTH STREET
SUITE 400
COLUMBUS
OH
United States
Tel: 614-431-4343
Fax: 614-230-0669
(Full email address available in API data)

Regulatory Contact

TAMMI A BERES
CLIENT SERVICES MANAGER PRIVATE CLIENTS
580 N FOURTH STREET
SUITE 400
COLUMBUS
OH
United States
Tel: 614-431-4343
Fax: 614-230-0669
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GERBER, RANDALL, THOMAS Individual – MANAGING MEMBER 01/1991 > 75%
ROEMER, ERIK, DENNIS Individual – CHIEF COMPLIANCE OFFICER 02/2005 < 5%

No. Employees, Historic

20100201920202021202220232024202510 on 10/14/201911 on 3/28/202011 on 6/4/202011 on 6/29/20208 on 3/31/202119 on 3/29/202219 on 6/15/202217 on 3/22/202317 on 4/28/202317 on 4/28/202317 on 12/11/202318 on 3/27/2024

RAUM, Historic

600M300M02019202020212022202320242025228600043 on 10/14/2019304424075 on 3/28/2020304424075 on 6/4/2020304424075 on 6/29/2020336628059 on 3/31/2021476596558 on 3/29/2022476596558 on 6/15/2022396424492 on 3/22/2023396424492 on 4/28/2023396424492 on 4/28/2023396424492 on 12/11/2023502825887 on 3/27/2024

No. Clients, Historic

30015002019202020212022202320242025190 on 10/14/2019204 on 3/28/2020204 on 6/4/2020204 on 6/29/2020190 on 3/31/2021201 on 3/29/2022201 on 6/15/2022206 on 3/22/2023206 on 4/28/2023206 on 4/28/2023206 on 12/11/2023214 on 3/27/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 679K 4K –
ACCENTURE PLC IRELAND SHS CLASS A 694K 2K –
ADVANCED MICRO DEVICES INC COM 444K 3K –
AIR PRODS & CHEMS INC COM 250K 969 –
ALLSTATE CORP COM 377K 2K –
ALPHABET INC CAP STK CL C 2M 10K –
ALPHABET INC CAP STK CL A 538K 3K –
ALTIMMUNE INC COM NEW 2M 282K –
ALTRIA GROUP INC COM 387K 9K –
AMAZON COM INC COM 560K 3K –
AMERICAN ELEC PWR CO INC COM 261K 3K –
AMGEN INC COM 378K 1K –
AMPLIFY ETF TR BLOCKCHAIN LDR 4M 103K –
ANALOG DEVICES INC COM 345K 2K –
AON PLC SHS CL A 7M 24K –
APPLE INC COM 7M 32K –
APPLIED MATLS INC COM 744K 3K –
ARK ETF TR INNOVATION ETF 9M 198K –
ARK ETF TR FINTECH INNOVA 3M 98K –
BANK AMERICA CORP COM 265K 7K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 788K 2K –
CARLISLE COS INC COM 228K 563 –
CISCO SYS INC COM 445K 9K –
COINBASE GLOBAL INC COM CL A 1M 6K –
COMCAST CORP NEW CL A 329K 8K –
DIAMOND HILL INVT GROUP INC COM NEW 270K 2K –
DIGITAL RLTY TR INC COM 325K 2K –
DISNEY WALT CO COM 373K 4K –
EATON CORP PLC SHS 264K 842 –
ECOLAB INC COM 250K 1K –
ELI LILLY & CO COM 310K 342 –
EXXON MOBIL CORP COM 207K 2K –
FIDELITY COVINGTON TRUST ENHANCED INTL 12M 436K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 843K 19K –
FORD MTR CO DEL COM 505K 40K –
FORTINET INC COM 414K 7K –
FS CREDIT OPPORTUNITIES CORP COMMON STOCK 64K 10K –
GOODRX HLDGS INC COM CL A 243K 31K –
HOME DEPOT INC COM 696K 2K –
INNOVIVA INC COM 563K 34K –
INTEL CORP COM 571K 18K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 3M 18K –
INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 903K 32K –
INVESCO EXCHANGE TRADED FD T WATER RES ETF 521K 8K –
INVESCO QQQ TR UNIT SER 1 12M 25K –
IRONWOOD PHARMACEUTICALS INC COM CL A 226K 35K –
ISHARES TR CORE S&P MCP ETF 1M 18K –
ISHARES TR ISHARES SEMICDTR 319K 1K –
ISHARES TR CORE US AGGBD ET 655K 7K –
ISHARES TR CORE S&P SCP ETF 292K 3K –
ISHARES TR MSCI EAFE ETF 207K 3K –
ISHARES TR CORE MSCI EAFE 244K 3K –
ISHARES TR CORE S&P500 ETF 931K 2K –
ISHARES TR RUSSELL 2000 ETF 264K 1K –
JABIL INC COM 529K 5K –
JOHNSON & JOHNSON COM 263K 2K –
JPMORGAN CHASE & CO. COM 1M 5K –
LOWES COS INC COM 232K 1K –
MASTERCARD INCORPORATED CL A 562K 1K –
MERCK & CO INC COM 397K 3K –
META PLATFORMS INC CL A 844K 2K –
MICROSOFT CORP COM 3M 7K –
MONOPAR THERAPEUTICS INC COM 20K 28K –
NVIDIA CORPORATION COM 4M 32K –
ORACLE CORP COM 1M 7K –
PACER FDS TR US CASH COWS 100 10M 183K –
PEPSICO INC COM 342K 2K –
PROGRESSIVE CORP COM 519K 3K –
QUALCOMM INC COM 315K 2K –
REALPHA TECH CORP COM 18K 19K –
RENAISSANCE CAP GREENWICH FD IPO ETF 217K 5K –
RIMINI STR INC DEL COM 117K 38K –
ROPER TECHNOLOGIES INC COM 437K 775 –
RTX CORPORATION COM 239K 2K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 295K 4K –
SELECT SECTOR SPDR TR FINANCIAL 375K 9K –
SERVICE CORP INTL COM 525K 7K –
SOUTHERN CO COM 235K 3K –
SPDR S&P 500 ETF TR TR UNIT 527K 969 –
SWVL HOLDINGS CORP CLASS A ORD NEW 80K 13K –
TESLA INC COM 10M 52K –
TEXAS INSTRS INC COM 262K 1K –
THERAVANCE BIOPHARMA INC COM 85K 10K –
UNITED PARCEL SERVICE INC CL B 259K 2K –
UNITEDHEALTH GROUP INC COM 745K 1K –
VANGUARD INDEX FDS TOTAL STK MKT 4M 15K –
VANGUARD INDEX FDS VALUE ETF 551K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 729K 4K –
VANGUARD STAR FDS VG TL INTL STK F 367K 6K –
WESTERN DIGITAL CORP. COM 256K 3K –
WORTHINGTON ENTERPRISES INC COM 2M 32K –
WORTHINGTON STL INC COM SHS 1M 32K –
YATRA ONLINE INC ORD SHS 19K 16K –