WACKER WEALTH PARTNERS, LLC
Adviser information for WACKER WEALTH PARTNERS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 22 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 721 | $1.1B |
| Non-Discretionary | 2 | $2.5M |
| Total | 723 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 393 | $231.7M |
| HNW Individuals | 303 | $824.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $34.7M |
| Pension and profit sharing plans | 5 | $3.3M |
| Charitable organizations | 8 | $30.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $13.9M |
| Other | 4 | $3.6M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 700 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-68752 |
|---|---|
| SEC ERA File Number | 801-68752 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 145931 |
| Legal Entity Identifier | None |
Principal Office
892 AEROVISTA PLACESUITE 220
SAN LUIS OBISPO
CA
United States
Monday - Friday, 8:00 A.M TO 5:00 P.M.
Tel: 805-541-1308, Fax: 805-541-5517
Chief Compliance Officer
SARAH PAZDAN
892 AEROVISTA PLACE
SUITE 220
SAN LUIS OBISPO
CA
United States
Tel:
805-541-1308 X2179
Fax:
805-541-5517
S***********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| REW ALT-BALANCED, LP | Hedge Fund | $8.7M | $0.1M | 62 |
| REW ALT-EQUITY, LP | Hedge Fund | $2.6M | $0.1M | 68 |
| REW ALT-INCOME, LP | Hedge Fund | $29.5M | $0.1M | 93 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KRILL, BRYAN, MATTHEW | Individual | – | CO-MANAGING MEMBER(10/2013) / PRIORCCO (02/2004-10/2013 & 1/16) / COO (1/2008) / PRESIDENT (1/2018) | 01/2008 | 10-25% |
| WILSON, MATTHEW, RANDALL | Individual | – | MEMBER | 10/2013 | 10-25% |
| O'HARA, PATRICK, COLM | Individual | – | MEMBER | 10/2013 | 10-25% |
| CALDWELL, RYAN, NICHOLAS | Individual | – | MEMBER/CO-MANAGING MEMBER(1/1/2018)/CHIEF EXECUTIVE OFFICER (1/1/2018) | 10/2013 | 10-25% |
| WENGLIKOWSKI, JOAN, CLARE | Individual | – | MEMBER | 10/2013 | 5-10% |
| POCK, ALEXANDER, NO MI | Individual | – | DIRECTOR OF INVESTMENT OPERATIONS | 10/2013 | < 5% |
| Pazdan, Sarah | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2020 | < 5% |
| Carden, Megan, Ashley | Individual | – | MEMBER | 01/2020 | 5-10% |