Hedge Fund Database

PASSIVE CAPITAL MANAGEMENT, LLC

Adviser information for PASSIVE CAPITAL MANAGEMENT, LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 6
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 366 $856.5M
Non-Discretionary 2 $7.2M
Total 368 $863.7M

Clients

Type Number RAUM
Individuals 237 $57.2M
HNW Individuals 109 $634.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $10.7M
Charitable organizations 13 $92.8M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 7 $68.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 367
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUM

Identifiers

SEC RIA File Number 801-68774
SEC ERA File Number 801-68774
SEC CIK Numbers 1958250
SEC CRD Numbers 142870
Legal Entity Identifier None

Principal Office

SALINA PLACE, 205 S. SALINA STREET
SUITE 403
SYRACUSE
NY
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 315-478-3130, Fax: 315-478-3148

Websites

www.llinkedin.com/company/passive-capital-managementllc/ passivecapital.com/

Chief Compliance Officer

JEFF FOUNTAIN
2650 QUARRY LAKE DRIVE
SUITE 100
BALTIMORE
MD
United States
Tel: 443.275.2703
Fax: 443.275.2955
(Full email address available in API data)

Regulatory Contact

JONATHAN FARBER
FOUNDING MEMBER
2650 QUARRY LAKE DRIVE
SUITE 100
BALTIMORE
MD
United States
Tel: 443.275.2703
Fax: 443.275.2955
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
REINHARDT, SCOTT, DEWITT Individual – FOUNDING MEMBER 12/2006 25-50%
FARBER, JONATHAN, ENNIS Individual – FOUNDING MEMBER 12/2006 25-50%
STEWART, KATHRYN, KITHAS Individual – PASSIVE SHAREHOLDER 01/2008 5-10%
RAUNER, BRUCE, VINCENT Individual – PASSIVE SHAREHOLDER 01/2008 < 5%
FOUNTAIN, JEFFREY, CARR Individual – CHIEF COMPLIANCE OFFICER 01/2021 5-10%
ASPLUNDH, JACOB, PAUL Individual – PARTNER/OPERATING SHAREHOLDER 04/2021 5-10%
Strine, Daniel, Zanti Individual – PARTNER/OPERATING SHAREHOLDER 01/2024 < 5%
BOBLITZ, MARGARET, HELEN Individual – PASSIVE SHAREHOLDER 02/2007 5-10%

No. Employees, Historic

10502020202120222023202420257 on 2/3/20207 on 2/4/20207 on 5/7/20205 on 2/24/20217 on 3/11/20227 on 4/25/20226 on 3/24/20236 on 2/21/20246 on 2/22/2024

RAUM, Historic

900M450M0202020212022202320242025622200000 on 2/3/2020622200000 on 2/4/2020622200000 on 5/7/2020687300000 on 2/24/2021827646000 on 3/11/2022827646000 on 4/25/2022794689488 on 3/24/2023863711585 on 2/21/2024863711585 on 2/22/2024

No. Clients, Historic

4002000202020212022202320242025314 on 2/3/2020314 on 2/4/2020314 on 5/7/2020336 on 2/24/2021346 on 3/11/2022346 on 4/25/2022366 on 3/24/2023368 on 2/21/2024368 on 2/22/2024

Holdings

From latest 13F, filed July 28th, 2023 for period ending December 31st, 2021
Name Class Value $USD # Shares Private Fund
AMERICAN CENTY ETF TR AVANTIS EMGMKT 1M 21K –
AMERICAN CENTY ETF TR US SML CP VALU 3M 38K –
AMERICAN CENTY ETF TR INTL EQT ETF 2M 32K –
AMERICAN CENTY ETF TR US EQT ETF 2M 30K –
AMERICAN CENTY ETF TR INTL SMCP VLU 2M 31K –
APPLE INC COM 447K 3K –
BK OF AMERICA CORP COM 258K 6K –
CSX CORP COM 225K 6K –
DIMENSIONAL ETF TRUST US TARGETED VLU 5M 106K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 357K 12K –
FLEXSHARES TR IBOXX 3R TARGT 718K 27K –
HONEYWELL INTL INC COM 214K 1K –
INVESCO QQQ TR UNIT SER 1 1M 3K –
ISHARES TR NATIONAL MUN ETF 7M 56K –
ISHARES TR 1 3 YR TREAS BD 771K 9K –
ISHARES TR MSCI EAFE ETF 388K 5K –
ISHARES TR 0-5 YR TIPS ETF 473K 4K –
ISHARES TR CORE S&P500 ETF 513K 1K –
ISHARES TR RUS MID CAP ETF 319K 4K –
ISHARES TR RUS 1000 GRW ETF 432K 1K –
JBG SMITH PPTYS COM 3M 107K –
JPMORGAN CHASE & CO COM 3M 20K –
LOWES COS INC COM 1M 4K –
PROCTER AND GAMBLE CO COM 360K 2K –
PROLOGIS INC. COM 354K 2K –
RYDER SYS INC COM 250K 3K –
SCHWAB STRATEGIC TR SHT TM US TRES 21M 404K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 1M 39K –
SCHWAB STRATEGIC TR US TIPS ETF 6M 90K –
SCHWAB STRATEGIC TR INTL EQTY ETF 1M 29K –
SCHWAB STRATEGIC TR US SML CAP ETF 1M 12K –
SCHWAB STRATEGIC TR US REIT ETF 1M 21K –
SCHWAB STRATEGIC TR INTL SCEQT ETF 1M 26K –
SCHWAB STRATEGIC TR US BRD MKT ETF 9M 84K –
SCHWAB STRATEGIC TR INTRM TRM TRES 3M 52K –
SERVICENOW INC COM 4M 6K –
SPDR S&P 500 ETF TR TR UNIT 802K 2K –
VANGUARD INDEX FDS REAL ESTATE ETF 53M 454K –
VANGUARD INDEX FDS MID CAP ETF 306K 1K –
VANGUARD INDEX FDS SMALL CP ETF 2M 7K –
VANGUARD INDEX FDS S&P 500 ETF SHS 337K 773 –
VANGUARD INDEX FDS LARGE CAP ETF 381K 2K –
VANGUARD MALVERN FDS STRM INFPROIDX 1M 21K –
VANGUARD MUN BD FDS TAX EXEMPT BD 33M 602K –
WISDOMTREE TR US HIGH DIVIDEND 562K 7K –
WISDOMTREE TR ITL HIGH DIV FD 298K 8K –
WISDOMTREE TR US SMALLCAP DIVD 210K 6K –
WISDOMTREE TR US TOTAL DIVIDND 372K 6K –