TRADEWINDS CAPITAL MANAGEMENT, LLC
Adviser information for TRADEWINDS CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2,483 | $523.7M |
| Non-Discretionary | 0 | $0 |
| Total | 2,483 | $523.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,014 | $239.0M |
| HNW Individuals | 135 | $278.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1 |
| Charitable organizations | <5 | $619,338 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $5.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
2211 RIMLAND DRIVESUITE 401
BELLINGHAM
WA
United States
Monday - Friday, 8AM - 4PM
Tel: 360-715-9000, Fax: 360-715-9001
Chief Compliance Officer
DONALD BRADLEY PENCE
2211 RIMLAND DRIVE
SUITE 401
BELLINGHAM
WA
United States
Tel:
360-715-9000
Fax:
360-715-9001
B***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TCM BELLINGHAM, LLC | Domestic Entity | – | MANAGING MEMBER | 01/2012 | > 75% |
| ENGEBRETSON, BRYANT, JAMES | Individual | TCM BELLINGHAM, LLC | MANAGING MEMBER | 01/2012 | > 75% |
| TCM JACKSON | Domestic Entity | – | OWNER | 01/2023 | 10-25% |
| JACKSON, KYLE, B | Individual | TCM JACKSON | OWNER | 02/2023 | > 75% |
| PENCE, DONALD, BRADLEY | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 17th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 31K | 306 | – |
| ABBOTT LABS | COM | 277K | 3K | – |
| ABBVIE INC | COM | 77K | 450 | – |
| ABRDN SILVER ETF TRUST | PHYSCL SILVR SHS | 101K | 4K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 25K | 83 | – |
| ADAMS DIVERSIFIED EQUITY FD | COM | 191K | 9K | – |
| ADOBE INC | COM | 37K | 66 | – |
| ADVANCED MICRO DEVICES INC | COM | 30K | 187 | – |
| ADVANSIX INC | COM | 9K | 400 | – |
| AFFIRM HLDGS INC | COM CL A | 10K | 315 | – |
| AFLAC INC | COM | 54K | 600 | – |
| AGILENT TECHNOLOGIES INC | COM | 16K | 120 | – |
| AGNICO EAGLE MINES LTD | COM | 8K | 118 | – |
| AIRBNB INC | COM CL A | 23K | 150 | – |
| AKAMAI TECHNOLOGIES INC | COM | 12K | 135 | – |
| ALASKA AIR GROUP INC | COM | 191K | 5K | – |
| ALBEMARLE CORP | COM | 574 | 6 | – |
| ALLSTATE CORP | COM | 7K | 45 | – |
| ALPHABET INC | CAP STK CL A | 238K | 1K | – |
| ALPHABET INC | CAP STK CL C | 815K | 4K | – |
| ALTO INGREDIENTS INC | COM | 0 | 2K | – |
| ALTRIA GROUP INC | COM | 14K | 300 | – |
| AMAZON COM INC | COM | 2M | 9K | – |
| AMBARELLA INC | SHS | 540 | 10 | – |
| AMC ENTMT HLDGS INC | CL A NEW | 50 | 10 | – |
| AMERICAN ELEC PWR CO INC | COM | 1K | 15 | – |
| AMERICAN EXPRESS CO | COM | 37K | 158 | – |
| AMERICAN TOWER CORP NEW | COM | 14K | 72 | – |
| AMGEN INC | COM | 66K | 211 | – |
| AMPHENOL CORP NEW | CL A | 2K | 26 | – |
| AMPLIFY ETF TR | AMPLIFY ALTERNAT | 77 | 23 | – |
| AMPLIFY ETF TR | AMPLIFY JUNIOR S | 5K | 407 | – |
| ANALOG DEVICES INC | COM | 1K | 6 | – |
| ANNALY CAPITAL MANAGEMENT IN | COM NEW | 23K | 1K | – |
| AON PLC | SHS CL A | 294 | 1 | – |
| APOLLO COML REAL EST FIN INC | COM | 49 | 5 | – |
| APPIAN CORP | CL A | 3K | 85 | – |
| APPLE INC | COM | 4M | 19K | – |
| APPLIED MATLS INC | COM | 101K | 427 | – |
| ARCOSA INC | COM | 111K | 1K | – |
| ARK ETF TR | INNOVATION ETF | 440 | 10 | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 25K | 24 | – |
| ASTRAZENECA PLC | SPONSORED ADR | 25K | 320 | – |
| AT&T INC | COM | 19K | 984 | – |
| ATLASSIAN CORPORATION | CL A | 5K | 30 | – |
| AURORA CANNABIS INC | COM | 555 | 120 | – |
| AURORA INNOVATION INC | CLASS A COM | 60K | 22K | – |
| AUTODESK INC | COM | 12K | 50 | – |
| AUTOMATIC DATA PROCESSING IN | COM | 75K | 315 | – |
| AUTOZONE INC | COM | 15K | 5 | – |
| AVERY DENNISON CORP | COM | 875 | 4 | – |
| BALL CORP | COM | 180K | 3K | – |
| BANK AMERICA CORP | COM | 384K | 10K | – |
| BANK MONTREAL QUE | COM | 10K | 125 | – |
| BANK NEW YORK MELLON CORP | COM | 6K | 100 | – |
| BANNER CORP | COM NEW | 347K | 7K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 671K | 2K | – |
| BEYOND MEAT INC | COM | 135 | 20 | – |
| BIOGEN INC | COM | 12K | 50 | – |
| BIOLINERX LTD | SPONSORED ADS | 114 | 200 | – |
| BIONTECH SE | SPONSORED ADS | 6K | 70 | – |
| BJS WHSL CLUB HLDGS INC | COM | 6K | 72 | – |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 20K | 2K | – |
| BLOCK INC | CL A | 14K | 211 | – |
| BOEING CO | COM | 325K | 2K | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 20K | 130 | – |
| BOSTON SCIENTIFIC CORP | COM | 3K | 43 | – |
| BP PLC | SPONSORED ADR | 89K | 2K | – |
| BRIGHTHOUSE FINL INC | COM | 824 | 19 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 51K | 1K | – |
| BUNGE GLOBAL SA | COM SHS | 107K | 1K | – |
| BYRNA TECHNOLOGIES INC | COM NEW | 998 | 100 | – |
| C3 AI INC | CL A | 13K | 461 | – |
| CAMECO CORP | COM | 1K | 21 | – |
| CANADIAN NATL RY CO | COM | 18K | 155 | – |
| CANOPY GROWTH CORP | COM NEW | 104 | 16 | – |
| CARNIVAL CORP | UNIT 99/99/9999 | 4K | 200 | – |
| CASSAVA SCIENCES INC | COM | 3K | 225 | – |
| CATERPILLAR INC | COM | 142K | 427 | – |
| CDW CORP | COM | 21K | 95 | – |
| CELSIUS HLDGS INC | COM NEW | 5K | 96 | – |
| CENTENE CORP DEL | COM | 663 | 10 | – |
| CGI INC | CL A SUB VTG | 19K | 195 | – |
| CHARGEPOINT HOLDINGS INC | COM CL A | 6K | 4K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 897 | 3 | – |
| CHESAPEAKE ENERGY CORP | COM | 4K | 51 | – |
| CHESAPEAKE UTILS CORP | COM | 115K | 1K | – |
| CHEVRON CORP NEW | COM | 90K | 576 | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 3K | 50 | – |
| CHUBB LIMITED | COM | 31K | 123 | – |
| CHURCH & DWIGHT CO INC | COM | 25K | 240 | – |
| CINTAS CORP | COM | 36K | 52 | – |
| CISCO SYS INC | COM | 163K | 3K | – |
| CITIGROUP INC | COM NEW | 12K | 195 | – |
| CLEAN ENERGY FUELS CORP | COM | 267 | 100 | – |
| CLOUDFLARE INC | CL A COM | 9K | 111 | – |
| CME GROUP INC | COM | 7K | 35 | – |
| COASTAL FINL CORP WA | COM NEW | 143K | 3K | – |
| COCA COLA CO | COM | 73K | 1K | – |
| COINBASE GLOBAL INC | COM CL A | 889 | 4 | – |
| COMCAST CORP NEW | CL A | 9K | 230 | – |
| COMMERCE BANCSHARES INC | COM | 335 | 6 | – |
| COMMVAULT SYS INC | COM | 4K | 35 | – |
| COMPASS PATHWAYS PLC | SPONSORED ADS | 85 | 14 | – |
| CONAGRA BRANDS INC | COM | 11K | 400 | – |
| CONDUENT INC | COM | 3K | 924 | – |
| CONOCOPHILLIPS | COM | 235K | 2K | – |
| CONSOLIDATED EDISON INC | COM | 10K | 114 | – |
| CORE MOLDING TECHNOLOGIES IN | COM | 351 | 22 | – |
| CORNING INC | COM | 117K | 3K | – |
| CORTEVA INC | COM | 10K | 192 | – |
| COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
| CRISPR THERAPEUTICS AG | NAMEN AKT | 60K | 1K | – |
| CROWDSTRIKE HLDGS INC | CL A | 29K | 75 | – |
| CROWN CASTLE INC | COM | 2K | 18 | – |
| CVS HEALTH CORP | COM | 1K | 23 | – |
| CYBERARK SOFTWARE LTD | SHS | 3K | 10 | – |
| DANAHER CORPORATION | COM | 1K | 5 | – |
| DARDEN RESTAURANTS INC | COM | 15K | 100 | – |
| DATADOG INC | CL A COM | 14K | 105 | – |
| DBX ETF TR | XTRACKERS S&P | 952 | 19 | – |
| DECKERS OUTDOOR CORP | COM | 181K | 187 | – |
| DEERE & CO | COM | 78K | 208 | – |
| DENISON MINES CORP | COM | 299 | 150 | – |
| DEVON ENERGY CORP NEW | COM | 28K | 601 | – |
| DEXCOM INC | COM | 9K | 77 | – |
| DIAGEO PLC | SPON ADR NEW | 22K | 175 | – |
| DIGITAL RLTY TR INC | COM | 2K | 11 | – |
| DIREXION SHS ETF TR | DRX S&P500BULL | 19 | 0 | – |
| DISNEY WALT CO | COM | 276K | 3K | – |
| DOCUSIGN INC | COM | 8K | 150 | – |
| DOMINION ENERGY INC | COM | 89K | 2K | – |
| DOW INC | COM | 10K | 192 | – |
| DUKE ENERGY CORP NEW | COM NEW | 181K | 2K | – |
| DUPONT DE NEMOURS INC | COM | 15K | 192 | – |
| E L F BEAUTY INC | COM | 6K | 28 | – |
| EA SERIES TRUST | STRIVE US ENERGY | 2K | 53 | – |
| EASTMAN KODAK CO | COM NEW | 3K | 500 | – |
| EATON CORP PLC | SHS | 53K | 170 | – |
| EATON VANCE TAX-MANAGED DIVE | COM | 13K | 919 | – |
| EBAY INC. | COM | 6K | 120 | – |
| EDISON INTL | COM | 360 | 5 | – |
| EKSO BIONICS HLDGS INC | COM | 275 | 260 | – |
| ELEVANCE HEALTH INC | COM | 16K | 30 | – |
| ELI LILLY & CO | COM | 244K | 270 | – |
| EMERSON ELEC CO | COM | 31K | 281 | – |
| EMPIRE ST RLTY TR INC | CL A | 2K | 249 | – |
| ENBRIDGE INC | COM | 287K | 8K | – |
| ENERGY FUELS INC | COM NEW | 1K | 230 | – |
| ENERSYS | COM | 518 | 5 | – |
| ENTERPRISE PRODS PARTNERS L | COM | 2K | 80 | – |
| EQUITY RESIDENTIAL | SH BEN INT | 4K | 55 | – |
| ESSENTIAL UTILS INC | COM | 500K | 13K | – |
| ETF SER SOLUTIONS | DEFIANCE QUANT | 2K | 25 | – |
| ETF SER SOLUTIONS | US GLB JETS | 23K | 1K | – |
| ETFS GOLD TR | PHYSCL GOLD SHS | 85K | 4K | – |
| ETSY INC | COM | 3K | 50 | – |
| EVENTBRITE INC | COM CL A | 5K | 1K | – |
| EVERCORE INC | CLASS A | 11K | 55 | – |
| EVERGY INC | COM | 95K | 2K | – |
| EXCHANGE TRADED CONCEPTS TRU | BITWISE CRYPTO | 3K | 200 | – |
| EXP WORLD HLDGS INC | COM | 3K | 249 | – |
| EXPEDITORS INTL WASH INC | COM | 75K | 600 | – |
| EXXON MOBIL CORP | COM | 274K | 2K | – |
| F&G ANNUITIES & LIFE INC | COMMON STOCK | 5K | 136 | – |
| FEDERAL RLTY INVT TR NEW | SH BEN INT NEW | 303 | 3 | – |
| FIDELITY COMWLTH TR | NASDAQ COMPSIT | 646K | 9K | – |
| FIDELITY COVINGTON TRUST | MSCI ENERGY IDX | 16K | 630 | – |
| FIDELITY COVINGTON TRUST | MSCI FINLS IDX | 17K | 287 | – |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 99K | 2K | – |
| FIRST INTST BANCSYSTEM INC | COM | 1K | 46 | – |
| FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 765 | 8 | – |
| FIRST TR EXCHANGE-TRADED FD | NAS CLNEDG GREEN | 511 | 15 | – |
| FIRSTENERGY CORP | COM | 460 | 12 | – |
| FIVERR INTL LTD | ORD SHS | 938 | 40 | – |
| FLOOR & DECOR HLDGS INC | CL A | 21K | 215 | – |
| FMC CORP | COM NEW | 14K | 250 | – |
| FORD MTR CO DEL | COM | 13K | 1K | – |
| FORTIVE CORP | COM | 2K | 32 | – |
| FORTREA HLDGS INC | COMMON STOCK | 4K | 170 | – |
| FRANCO NEV CORP | COM | 4K | 35 | – |
| FRANKLIN TEMPLETON ETF TR | FTSE AUSTRALIA | 99K | 3K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE GERMANY | 95K | 4K | – |
| FRANKLIN TEMPLETON ETF TR | FTSE JAPAN ETF | 93K | 3K | – |
| FREEPORT-MCMORAN INC | CL B | 1K | 26 | – |
| FREIGHTCAR AMER INC | COM | 3K | 800 | – |
| FULGENT GENETICS INC | COM | 2K | 100 | – |
| GARRETT MOTION INC | COM | 8K | 950 | – |
| GARTNER INC | COM | 22K | 50 | – |
| GE AEROSPACE | COM NEW | 48K | 299 | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 7K | 90 | – |
| GE VERNOVA INC | COM | 11K | 65 | – |
| GENERAL MTRS CO | COM | 2K | 36 | – |
| GILEAD SCIENCES INC | COM | 13K | 190 | – |
| GINKGO BIOWORKS HOLDINGS INC | CL A SHS | 39 | 115 | – |
| GITLAB INC | CLASS A COM | 398 | 8 | – |
| GLADSTONE COMMERCIAL CORP | COM | 11K | 793 | – |
| GLOBAL X FDS | AUTONMOUS EV ETF | 485 | 21 | – |
| GLOBAL X FDS | CLEAN WTR ETF | 174 | 10 | – |
| GLOBAL X FDS | DATA CTR & DIGIT | 317 | 21 | – |
| GLOBAL X FDS | RBTCS ARTFL INTE | 7K | 233 | – |
| GLOBAL X FDS | S&P 500 CATHOLIC | 1K | 17 | – |
| GOLDMAN SACHS GROUP INC | COM | 71K | 158 | – |
| GOODYEAR TIRE & RUBR CO | COM | 1K | 100 | – |
| GRAINGER W W INC | COM | 478K | 530 | – |
| GRAPHIC PACKAGING HLDG CO | COM | 1K | 50 | – |
| GRAPHJET TECHNOLOGY | CLASS A ORD SHS | 5 | 1 | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 14K | 269 | – |
| GREENBRIER COS INC | COM | 74K | 2K | – |
| GSK PLC | SPONSORED ADR | 4K | 97 | – |
| GXO LOGISTICS INCORPORATED | COMMON STOCK | 253 | 5 | – |
| HALLIBURTON CO | COM | 72K | 2K | – |
| HANESBRANDS INC | COM | 30K | 6K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 22K | 220 | – |
| HEICO CORP NEW | COM | 895 | 4 | – |
| HERCULES CAPITAL INC | COM | 70K | 3K | – |
| HERSHEY CO | COM | 14K | 78 | – |
| HEXCEL CORP NEW | COM | 7K | 115 | – |
| HOME DEPOT INC | COM | 953K | 3K | – |
| HONEYWELL INTL INC | COM | 2M | 8K | – |
| HUMANA INC | COM | 374 | 1 | – |
| HUT 8 CORP | COM | 5K | 350 | – |
| IAC INC | COM NEW | 375 | 8 | – |
| IDEXX LABS INC | COM | 4K | 9 | – |
| INCYTE CORP | COM | 2K | 25 | – |
| INDIE SEMICONDUCTOR INC | CLASS A COM | 2K | 250 | – |
| INSULET CORP | COM | 16K | 80 | – |
| INTEL CORP | COM | 75K | 2K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 2K | 16 | – |
| INTERNATIONAL BUSINESS MACHS | COM | 17K | 100 | – |
| INTUIT | COM | 33K | 50 | – |
| INVESCO ADVANTAGE MUN INCOME | SH BEN INT | 41K | 5K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 3K | 16 | – |
| INVESCO EXCH TRADED FD TR II | S&P GBL WATER | 2K | 36 | – |
| INVESCO EXCH TRADED FD TR II | SOLAR ETF | 1K | 36 | – |
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 2M | 97K | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2025 CB | 3K | 140 | – |
| INVESCO EXCH TRD SLF IDX FD | BULSHS 2026 CB | 102K | 5K | – |
| INVESCO EXCH TRD SLF IDX FD | INVSCO 28 HYCORP | 55K | 3K | – |
| INVESCO EXCH TRD SLF IDX FD | INVSCO BLSH 28 | 17M | 832K | – |
| INVESCO EXCHANGE TRADED FD T | LEISURE AND ENTE | 25K | 550 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL DIS | 157K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL IND | 133K | 3K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL UTL | 94K | 2K | – |
| INVESCO MUNICIPAL TRUST | COM | 60K | 6K | – |
| INVESCO QQQ TR | UNIT SER 1 | 47K | 98 | – |
| IQVIA HLDGS INC | COM | 635 | 3 | – |
| ISHARES GOLD TR | ISHARES NEW | 27M | 614K | – |
| ISHARES INC | CORE MSCI EMKT | 42K | 790 | – |
| ISHARES INC | ESG AWR MSCI EM | 5K | 149 | – |
| ISHARES INC | MSCI AUST ETF | 26M | 1M | – |
| ISHARES INC | MSCI BRAZIL ETF | 1M | 38K | – |
| ISHARES INC | MSCI CDA ETF | 2K | 55 | – |
| ISHARES INC | MSCI GERMANY ETF | 11M | 362K | – |
| ISHARES INC | MSCI ITALY ETF | 7K | 209 | – |
| ISHARES INC | MSCI JPN ETF NEW | 27M | 389K | – |
| ISHARES INC | MSCI MEXICO ETF | 2M | 31K | – |
| ISHARES INC | MSCI SPAIN ETF | 63K | 2K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 272K | 3K | – |
| ISHARES TR | 20 YR TR BD ETF | 13K | 140 | – |
| ISHARES TR | BLACKROCK ULTRA | 1M | 22K | – |
| ISHARES TR | CONV BD ETF | 97K | 1K | – |
| ISHARES TR | CORE MSCI EAFE | 114K | 2K | – |
| ISHARES TR | CORE MSCI EURO | 1M | 26K | – |
| ISHARES TR | CORE S&P TTL STK | 482K | 4K | – |
| ISHARES TR | CORE S&P500 ETF | 249K | 454 | – |
| ISHARES TR | CORE US AGGBD ET | 1M | 12K | – |
| ISHARES TR | EAFE SML CP ETF | 31K | 508 | – |
| ISHARES TR | GNMA BOND ETF | 23K | 537 | – |
| ISHARES TR | INTL SEL DIV ETF | 14K | 500 | – |
| ISHARES TR | ISHARES SEMICDTR | 1K | 6 | – |
| ISHARES TR | ISHS 5-10YR INVT | 12K | 226 | – |
| ISHARES TR | MSCI INDIA ETF | 832K | 15K | – |
| ISHARES TR | RUSSELL 2000 ETF | 41K | 201 | – |
| ISHARES TR | S&P 500 GRWT ETF | 131K | 1K | – |
| ISHARES TR | S&P 500 VAL ETF | 100K | 547 | – |
| ISHARES TR | S&P MC 400GR ETF | 15K | 166 | – |
| ISHARES TR | S&P MC 400VL ETF | 15K | 129 | – |
| ISHARES TR | S&P SML 600 GWT | 37K | 291 | – |
| ISHARES TR | SP SMCP600VL ETF | 32K | 331 | – |
| ISHARES TR | US CONSM STAPLES | 13K | 204 | – |
| ISHARES TR | US TECH BRKTHR | 19K | 371 | – |
| ISHARES TR | US TREAS BD ETF | 23K | 1K | – |
| ITRON INC | COM | 10K | 100 | – |
| ITT INC | COM | 65K | 500 | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 6M | 109K | – |
| JD.COM INC | SPON ADS CL A | 3K | 100 | – |
| JOHNSON & JOHNSON | COM | 447K | 3K | – |
| JOHNSON CTLS INTL PLC | SHS | 23K | 340 | – |
| JPMORGAN CHASE & CO. | COM | 216K | 1K | – |
| JUMIA TECHNOLOGIES AG | SPONSORED ADS | 351 | 50 | – |
| KANDI TECHNOLOGIES GROUP INC | USD ORD SHS | 7K | 3K | – |
| KEYCORP | COM | 356 | 25 | – |
| KINDER MORGAN INC DEL | COM | 47K | 2K | – |
| KROGER CO | COM | 100K | 2K | – |
| KYNDRYL HLDGS INC | COMMON STOCK | 27 | 1 | – |
| L3HARRIS TECHNOLOGIES INC | COM | 90K | 399 | – |
| LABCORP HOLDINGS INC | COM SHS | 35K | 170 | – |
| LAM RESEARCH CORP | COM | 53K | 50 | – |
| LAMB WESTON HLDGS INC | COM | 11K | 133 | – |
| LAS VEGAS SANDS CORP | COM | 399 | 9 | – |
| LAUDER ESTEE COS INC | CL A | 23K | 220 | – |
| LITHIUM AMERICAS ARGENTINA C | COM SHS | 4K | 1K | – |
| LITHIUM AMERS CORP NEW | COM SHS | 3K | 1K | – |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 3K | 1K | – |
| LOCKHEED MARTIN CORP | COM | 41K | 87 | – |
| LOGITECH INTL S A | SHS | 388 | 4 | – |
| LOOP MEDIA INC | COM NEW | 51 | 500 | – |
| LOWES COS INC | COM | 44K | 198 | – |
| LUCID GROUP INC | COM | 261 | 100 | – |
| LULULEMON ATHLETICA INC | COM | 15K | 51 | – |
| LUMEN TECHNOLOGIES INC | COM | 20 | 18 | – |
| MACOM TECH SOLUTIONS HLDGS I | COM | 2K | 18 | – |
| MACYS INC | COM | 692 | 36 | – |
| MAG SILVER CORP | COM | 1K | 100 | – |
| MANAGED PORTFOLIO SERIES | ECOFIN GBL WATER | 468 | 10 | – |
| MANITOWOC CO INC | COM NEW | 12K | 1K | – |
| MARATHON DIGITAL HOLDINGS IN | COM | 4K | 195 | – |
| MARATHON OIL CORP | COM | 9K | 300 | – |
| MARATHON PETE CORP | COM | 528K | 3K | – |
| MARSH & MCLENNAN COS INC | COM | 33K | 157 | – |
| MASTERCARD INCORPORATED | CL A | 23K | 51 | – |
| MCCORMICK & CO INC | COM NON VTG | 50K | 707 | – |
| MCDONALDS CORP | COM | 134K | 525 | – |
| MEDTRONIC PLC | SHS | 18K | 224 | – |
| MERCADOLIBRE INC | COM | 21K | 13 | – |
| MERCK & CO INC | COM | 48K | 386 | – |
| META PLATFORMS INC | CL A | 77K | 153 | – |
| METALLUS INC | COM | 41K | 2K | – |
| METLIFE INC | COM | 11K | 156 | – |
| MICROCHIP TECHNOLOGY INC. | COM | 23K | 250 | – |
| MICRON TECHNOLOGY INC | COM | 613K | 5K | – |
| MICROSOFT CORP | COM | 9M | 20K | – |
| MICROSTRATEGY INC | CL A NEW | 15K | 11 | – |
| MICROVISION INC DEL | COM NEW | 332 | 313 | – |
| MIND MEDICINE MINDMED INC | COM NEW | 383 | 53 | – |
| MONDELEZ INTL INC | CL A | 655 | 10 | – |
| MONOLITHIC PWR SYS INC | COM | 16K | 20 | – |
| MORGAN STANLEY | COM NEW | 292 | 3 | – |
| MULLEN AUTOMOTIVE INC | COM NEW | 3 | 1 | – |
| NABORS INDUSTRIES LTD | SHS | 4K | 50 | – |
| NETFLIX INC | COM | 20K | 30 | – |
| NEXGEN ENERGY LTD | COM | 908 | 130 | – |
| NEXTERA ENERGY INC | COM | 10K | 140 | – |
| NIKE INC | CL B | 223K | 3K | – |
| NIO INC | SPON ADS | 342 | 82 | – |
| NOKIA CORP | SPONSORED ADR | 4K | 1K | – |
| NORDSON CORP | COM | 232 | 1 | – |
| NORDSTROM INC | COM | 7K | 338 | – |
| NORFOLK SOUTHN CORP | COM | 430K | 2K | – |
| NORTHERN OIL & GAS INC | COM | 15K | 400 | – |
| NORTHROP GRUMMAN CORP | COM | 436 | 1 | – |
| NORTHWEST BANCSHARES INC MD | COM | 1K | 102 | – |
| NOVARTIS AG | SPONSORED ADR | 16K | 150 | – |
| NOVO-NORDISK A S | ADR | 694K | 5K | – |
| NUCOR CORP | COM | 126K | 800 | – |
| NUSCALE PWR CORP | CL A COM | 585 | 50 | – |
| NUSHARES ETF TR | NUVEEN ESG LRGVL | 7K | 197 | – |
| NUVEEN AMT FREE MUN CR INC F | COM | 24K | 2K | – |
| NUVEEN MUN VALUE FD INC | COM | 52K | 6K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 44K | 4K | – |
| NUVEEN QUALITY MUNCP INCOME | COM | 59K | 5K | – |
| NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 35K | 2K | – |
| NVIDIA CORPORATION | COM | 1M | 10K | – |
| NXP SEMICONDUCTORS N V | COM | 19K | 70 | – |
| OKTA INC | CL A | 4K | 40 | – |
| ONE GAS INC | COM | 98K | 2K | – |
| ONEOK INC NEW | COM | 688K | 8K | – |
| OPTEX SYS HLDGS INC | COM NEW | 1K | 200 | – |
| ORACLE CORP | COM | 155K | 1K | – |
| OREILLY AUTOMOTIVE INC | COM | 26K | 25 | – |
| ORGANIGRAM HLDGS INC | COM | 2 | 1 | – |
| ORGANON & CO | COMMON STOCK | 621 | 30 | – |
| PACIFIC PREMIER BANCORP | COM | 391 | 17 | – |
| PAGSEGURO DIGITAL LTD | COM CL A | 585 | 50 | – |
| PALANTIR TECHNOLOGIES INC | CL A | 11K | 445 | – |
| PALO ALTO NETWORKS INC | COM | 193K | 568 | – |
| PAN AMERN SILVER CORP | COM | 2K | 86 | – |
| PAYCHEX INC | COM | 53K | 450 | – |
| PAYPAL HLDGS INC | COM | 15K | 266 | – |
| PELOTON INTERACTIVE INC | CL A COM | 10K | 3K | – |
| PEMBINA PIPELINE CORP | COM | 742 | 20 | – |
| PENN ENTERTAINMENT INC | COM | 4K | 200 | – |
| PEPSICO INC | COM | 356K | 2K | – |
| PFIZER INC | COM | 51K | 2K | – |
| PHILIP MORRIS INTL INC | COM | 1K | 10 | – |
| PHILLIPS 66 | COM | 187K | 1K | – |
| PHILLIPS EDISON & CO INC | COMMON STOCK | 33K | 1K | – |
| PILGRIMS PRIDE CORP | COM | 4K | 100 | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 1M | 11K | – |
| PIMCO ETF TR | INV GRD CRP BD | 1M | 11K | – |
| PINTEREST INC | CL A | 2K | 50 | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 12K | 692 | – |
| PLANET LABS PBC | COM CL A | 12K | 6K | – |
| POLESTAR AUTOMOTIVE HLDG UK | ADS A | 79 | 100 | – |
| PRECISION DRILLING CORP | COM NEW | 704 | 10 | – |
| PROCTER AND GAMBLE CO | COM | 204K | 1K | – |
| PROGRESSIVE CORP | COM | 24K | 115 | – |
| PROLOGIS INC. | COM | 3K | 27 | – |
| PROSHARES TR | K1 FRE CRD OIL | 10M | 211K | – |
| PROSHARES TR | ULT FTSE CHIN 50 | 2K | 130 | – |
| PROVIDENT FINL SVCS INC | COM | 4K | 300 | – |
| PRUDENTIAL FINL INC | COM | 6K | 47 | – |
| PUBMATIC INC | COM CL A | 2K | 100 | – |
| PULTE GROUP INC | COM | 771 | 7 | – |
| QUALCOMM INC | COM | 152K | 763 | – |
| QUANTA SVCS INC | COM | 132K | 520 | – |
| RAMBUS INC DEL | COM | 17K | 296 | – |
| RANGE RES CORP | COM | 134K | 4K | – |
| REALTY INCOME CORP | COM | 2K | 47 | – |
| REDFIN CORP | COM | 2K | 400 | – |
| REE AUTOMOTIVE LTD | SHS CL A NEW | 655 | 167 | – |
| REGENXBIO INC | COM | 36 | 3 | – |
| REGIONS FINANCIAL CORP NEW | COM | 4K | 200 | – |
| REPUBLIC SVCS INC | COM | 17K | 85 | – |
| RESIDEO TECHNOLOGIES INC | COM | 31K | 2K | – |
| RIOT PLATFORMS INC | COM | 2K | 235 | – |
| RITHM CAPITAL CORP | COM NEW | 35K | 3K | – |
| RIVIAN AUTOMOTIVE INC | COM CL A | 7K | 552 | – |
| ROBLOX CORP | CL A | 9K | 255 | – |
| ROCKET LAB USA INC | COM | 192 | 40 | – |
| ROKU INC | COM CL A | 2K | 30 | – |
| ROSS STORES INC | COM | 22K | 150 | – |
| ROYAL CARIBBEAN GROUP | COM | 18K | 113 | – |
| RTX CORPORATION | COM | 258K | 3K | – |
| SABRA HEALTH CARE REIT INC | COM | 5K | 350 | – |
| SALESFORCE INC | COM | 47K | 182 | – |
| SANDSTORM GOLD LTD | COM NEW | 2K | 325 | – |
| SAVERS VALUE VLG INC | COM | 62 | 5 | – |
| SCHWAB CHARLES CORP | COM | 14K | 185 | – |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 17M | 632K | – |
| SCHWAB STRATEGIC TR | INTL EQTY ETF | 1M | 30K | – |
| SCHWAB STRATEGIC TR | INTL SCEQT ETF | 17M | 475K | – |
| SCHWAB STRATEGIC TR | INT-TRM U.S TRES | 105K | 2K | – |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 54K | 1K | – |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 100K | 988 | – |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 16K | 220 | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 31M | 485K | – |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 844K | 11K | – |
| SCHWAB STRATEGIC TR | US REIT ETF | 1K | 54 | – |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 29M | 616K | – |
| SEA LTD | SPONSORD ADS | 5K | 75 | – |
| SEABRIDGE GOLD INC | COM | 2K | 125 | – |
| SELECT SECTOR SPDR TR | ENERGY | 2M | 23K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 32K | 778 | – |
| SELECT SECTOR SPDR TR | INDL | 77K | 629 | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 10K | 53 | – |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 48K | 542 | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 1000K | 4K | – |
| SENSEONICS HLDGS INC | COM | 22 | 54 | – |
| SERIES PORTFOLIOS TR | UNUSUAL WHLS DEM | 364 | 10 | – |
| SERVICENOW INC | COM | 7K | 9 | – |
| SHELL PLC | SPON ADS | 3K | 43 | – |
| SHERWIN WILLIAMS CO | COM | 36K | 120 | – |
| SHOPIFY INC | CL A | 9K | 140 | – |
| SILA REALTY TRUST INC | COMMON STOCK | 6K | 261 | – |
| SILVERCREST METALS INC | COM | 2K | 200 | – |
| SIREN ETF TR | NSD NXGN ECO ETF | 314 | 12 | – |
| SKILLZ INC | COM CL A | 36 | 5 | – |
| SMARTSHEET INC | COM CL A | 265 | 6 | – |
| SMITH & WESSON BRANDS INC | COM | 1K | 100 | – |
| SMUCKER J M CO | COM NEW | 2K | 22 | – |
| SNAP INC | CL A | 17 | 1 | – |
| SNOWFLAKE INC | CL A | 22K | 160 | – |
| SOLAREDGE TECHNOLOGIES INC | COM | 607 | 24 | – |
| SOLVENTUM CORP | COM SHS | 2K | 41 | – |
| SOUNDHOUND AI INC | CLASS A COM | 692 | 175 | – |
| SOUTHWEST AIRLS CO | COM | 4K | 152 | – |
| SPDR GOLD TR | GOLD SHS | 187K | 872 | – |
| SPDR INDEX SHS FDS | GLB NAT RESRCE | 88K | 2K | – |
| SPDR INDEX SHS FDS | PORTFLO EURP ETF | 59K | 1K | – |
| SPDR INDEX SHS FDS | S&P CHINA ETF | 2K | 22 | – |
| SPDR S&P 500 ETF TR | TR UNIT | 91K | 168 | – |
| SPDR SER TR | BBG CONV SEC ETF | 20K | 274 | – |
| SPDR SER TR | BLOOMBERG INTL T | 434K | 20K | – |
| SPDR SER TR | BLOOMBERG INVT | 3M | 82K | – |
| SPDR SER TR | ICE PFD SEC ETF | 181K | 5K | – |
| SPDR SER TR | NUVEEN BLOOMBERG | 18M | 703K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 131K | 5K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 1M | 18K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 28M | 584K | – |
| SPDR SER TR | S&P 400 MDCP GRW | 33K | 390 | – |
| SPDR SER TR | S&P 400 MDCP VAL | 183K | 3K | – |
| SPDR SER TR | S&P 500 ESG ETF | 42K | 794 | – |
| SPDR SER TR | S&P 600 SMCP GRW | 34K | 393 | – |
| SPDR SER TR | S&P 600 SMCP VAL | 100K | 1K | – |
| SPDR SER TR | S&P DIVID ETF | 56K | 441 | – |
| SPDR SER TR | S&P KENSHO NEW | 18K | 380 | – |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 66K | 2K | – |
| SPROTT INC | COM NEW | 3K | 75 | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 7K | 328 | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 12K | 681 | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 1K | 125 | – |
| SPROUTS FMRS MKT INC | COM | 50K | 600 | – |
| STARBUCKS CORP | COM | 655K | 8K | – |
| STARWOOD PPTY TR INC | COM | 38K | 2K | – |
| STELLANTIS N.V | SHS | 794 | 40 | – |
| STERIS PLC | SHS USD | 659 | 3 | – |
| STRYKER CORPORATION | COM | 54K | 160 | – |
| SUNCOR ENERGY INC NEW | COM | 10K | 268 | – |
| SUPER MICRO COMPUTER INC | COM | 1M | 2K | – |
| SYSCO CORP | COM | 20K | 276 | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 28K | 160 | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 26K | 165 | – |
| TANGER INC | COM | 17K | 640 | – |
| TARGET CORP | COM | 164K | 1K | – |
| TE CONNECTIVITY LTD | SHS | 328K | 2K | – |
| TECK RESOURCES LTD | CL B | 120K | 3K | – |
| TELADOC HEALTH INC | COM | 147 | 15 | – |
| TENARIS S A | SPONSORED ADS | 2K | 50 | – |
| TESLA INC | COM | 171K | 866 | – |
| TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 244 | 15 | – |
| TEXAS INSTRS INC | COM | 19K | 100 | – |
| TEXTRON INC | COM | 4K | 50 | – |
| THE CIGNA GROUP | COM | 5K | 16 | – |
| THE REAL BROKERAGE INC | COM NEW | 12K | 3K | – |
| THE TRADE DESK INC | COM CL A | 23K | 240 | – |
| THERMO FISHER SCIENTIFIC INC | COM | 2K | 3 | – |
| TILRAY BRANDS INC | COM | 7K | 4K | – |
| TIMKEN CO | COM | 321K | 4K | – |
| TITAN INTL INC ILL | COM | 59K | 8K | – |
| TIZIANA LIFE SCIENCES LTD | COMMON SHARES | 230 | 250 | – |
| TJX COS INC NEW | COM | 23K | 205 | – |
| TORONTO DOMINION BK ONT | COM NEW | 2K | 33 | – |
| TOYOTA MOTOR CORP | ADS | 2K | 10 | – |
| TRACTOR SUPPLY CO | COM | 18K | 65 | – |
| TRANE TECHNOLOGIES PLC | SHS | 18K | 55 | – |
| TRAVELERS COMPANIES INC | COM | 418K | 2K | – |
| TRINITY INDS INC | COM | 120K | 4K | – |
| TRONOX HOLDINGS PLC | SHS | 236 | 15 | – |
| TRUIST FINL CORP | COM | 12K | 309 | – |
| TRUMP MEDIA & TECHNOLOGY GRO | COM | 21K | 651 | – |
| TYSON FOODS INC | CL A | 6K | 100 | – |
| UBER TECHNOLOGIES INC | COM | 139K | 2K | – |
| ULTA BEAUTY INC | COM | 386 | 1 | – |
| UNDER ARMOUR INC | CL C | 1K | 212 | – |
| UNION PAC CORP | COM | 32K | 140 | – |
| UNITED PARCEL SERVICE INC | CL B | 826K | 6K | – |
| UNITED STS COMMODITY INDEX F | CM REP COPP FD | 2K | 60 | – |
| UNITED THERAPEUTICS CORP DEL | COM | 10K | 32 | – |
| UNITEDHEALTH GROUP INC | COM | 141K | 276 | – |
| UNITI GROUP INC | COM | 292 | 100 | – |
| UNITY SOFTWARE INC | COM | 5K | 315 | – |
| URANIUM ENERGY CORP | COM | 3K | 440 | – |
| US BANCORP DEL | COM NEW | 71K | 2K | – |
| UWM HOLDINGS CORPORATION | COM CL A | 1K | 200 | – |
| V2X INC | COM | 16K | 333 | – |
| VAIL RESORTS INC | COM | 181 | 1 | – |
| VALERO ENERGY CORP | COM | 37K | 234 | – |
| VALMONT INDS INC | COM | 768K | 3K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 56K | 150 | – |
| VANGUARD INDEX FDS | MID CAP ETF | 273K | 1K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 2K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 14K | 65 | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 119K | 443 | – |
| VANGUARD INDEX FDS | VALUE ETF | 37K | 232 | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 82 | 1 | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 3K | 25 | – |
| VANGUARD WORLD FD | ENERGY ETF | 25K | 196 | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 17K | 303 | – |
| VANGUARD WORLD FD | HEALTH CAR ETF | 20K | 75 | – |
| VERIZON COMMUNICATIONS INC | COM | 68K | 2K | – |
| VERTEX PHARMACEUTICALS INC | COM | 2K | 4 | – |
| VERTIV HOLDINGS CO | COM CL A | 4K | 46 | – |
| VIATRIS INC | COM | 925 | 87 | – |
| VIMEO INC | COMMON STOCK | 45 | 12 | – |
| VIRNETX HLDG CORP | COM | 34 | 5 | – |
| VISA INC | COM CL A | 110K | 419 | – |
| WABASH NATL CORP | COM | 35K | 2K | – |
| WABTEC | COM | 633 | 4 | – |
| WAFD INC | COM | 543K | 19K | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 5K | 414 | – |
| WALMART INC | COM | 317K | 5K | – |
| WARNER BROS DISCOVERY INC | COM SER A | 499 | 67 | – |
| WASTE MGMT INC DEL | COM | 129K | 606 | – |
| WEATHERFORD INTL PLC | ORD SHS | 490 | 4 | – |
| WELLS FARGO CO NEW | COM | 252K | 4K | – |
| WEYERHAEUSER CO MTN BE | COM NEW | 7K | 239 | – |
| WILLIAMS COS INC | COM | 95K | 2K | – |
| WISDOMTREE TR | JP SMALLCP DIV | 2K | 20 | – |
| WYNN RESORTS LTD | COM | 4K | 50 | – |
| XCEL ENERGY INC | COM | 740K | 14K | – |
| XEROX HOLDINGS CORP | COM NEW | 13K | 1K | – |
| XYLEM INC | COM | 136K | 1K | – |
| YUM BRANDS INC | COM | 97K | 732 | – |
| YUM CHINA HLDGS INC | COM | 8K | 266 | – |
| ZIMMER BIOMET HOLDINGS INC | COM | 11K | 102 | – |
| ZIMVIE INC | COM | 183 | 10 | – |
| ZOETIS INC | CL A | 694 | 4 | – |
| ZOMEDICA CORP | COM | 15 | 100 | – |
| ZOOM VIDEO COMMUNICATIONS IN | CL A | 2K | 35 | – |
| ZSCALER INC | COM | 11K | 55 | – |