BYRON FINANCIAL, LLC
Adviser information for BYRON FINANCIAL, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $13.2M |
| Non-Discretionary | 475 | $587.0M |
| Total | 476 | $600.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $4.2M |
| HNW Individuals | 81 | $512.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.9M |
| Charitable organizations | <5 | $2.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 10 | $77.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-68802 |
|---|---|
| SEC ERA File Number | 801-68802 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 141893 |
| Legal Entity Identifier | None |
Principal Office
6100 FAIRVIEW ROADSUITE 1150
CHARLOTTE
NC
United States
Monday - Friday, 8:00-5:00 EST
Tel: 704-442-4402, Fax: 704-442-4403
Chief Compliance Officer
JOSHUA SCOTT MAYOR
PARTNER
6100 FAIRVIEW ROAD
SUITE 1150
CHARLOTTE
NC
United States
Tel:
704-319-4071
Fax:
704-442-4403
J*****@***********M
(Full email address available in API data)
Regulatory Contact
MELISSA WEBER
DIRECTOR OF CLIENT RELATIONSHIPS
6100 FAIRVIEW ROAD
SUITE 1150
CHARLOTTE
NC
United States
Tel:
7043194080
M*****@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BYRON, WILLIAM, MCCOMAS | Individual | – | MAJORITY OWNER | 08/2003 | > 75% |
| MAYOR, JOSHUA, SCOTT | Individual | – | MINORITY OWNER & CHIEF COMPLIANCE OFFICER | 04/2014 | 10-25% |