STEWARD WEALTH MANAGEMENT
STEWARD FINANCIAL GROUP, LLC Legal Name
Adviser information for STEWARD WEALTH MANAGEMENT last updated from Form ADV on August 3rd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 337 | $531.1M |
| Non-Discretionary | 0 | $0 |
| Total | 337 | $531.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 166 | $82.8M |
| HNW Individuals | 171 | $448.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-68837 |
|---|---|
| SEC ERA File Number | 801-68837 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 143513 |
| Legal Entity Identifier | None |
Principal Office
26 MAIN STREEETCOLLEYVILLE
TX
United States
Monday - Friday, APPOINTMENT ONLY
Tel: 817-428-1145, Fax: 817-224-2204
Chief Compliance Officer
VINCE HAWKINS
OWNER
26 MAIN STREET
COLLEYVILLE
TX
United States
Tel:
817-428-1145
Fax:
817-224-2204
V****@**************************M
(Full email address available in API data)
Regulatory Contact
DUSTIN STIEFEL
OWNER
26 MAIN STREET
COLLEYVILLE
TX
United States
Tel:
817-428-1145
Fax:
817-224-2204
D*****@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HAWKINS, VINCENT, EDWARD | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 03/2007 | < 5% |
| STIEFEL, DUSTIN, CANE | Individual | – | MEMBER | 03/2007 | < 5% |
| HAWKINS FINANCIAL GROUP, INC. | Domestic Entity | – | OWNER | 04/2007 | < 5% |
| D. STIEFEL INC. | Domestic Entity | – | OWNER | 04/2007 | < 5% |
| HAWKINS, VINCENT, EDWARD | Individual | HAWKINS FINANCIAL GROUP, INC. | OWNER | 03/2007 | 25-50% |
| STIEFEL, DUSTIN, CANE | Individual | HAWKINS FINANCIAL GROUP, INC. | OWNER | 03/2007 | 25-50% |
| STIEFEL, WENDY, JO | Individual | HAWKINS FINANCIAL GROUP, INC. | OWNER | 03/2007 | 25-50% |
| HAWKINS, KIMBERLY | Individual | HAWKINS FINANCIAL GROUP, INC. | OWNER | 03/2007 | 25-50% |
| MCINTOSH, JOSEPH, DOYLE | Individual | – | PARTNER AND INVESTMENT ADVISOR | 01/2020 | < 5% |
| MERCER GLOBAL ADVISORS INC. | Domestic Entity | – | PARENT COMPANY | 07/2023 | > 75% |