Hedge Fund Database

GLOVISTA INVESTMENTS LLC

Adviser information for GLOVISTA INVESTMENTS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 6

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 90 $287.2M
Non-Discretionary 3 $41.4M
Total 93 $328.5M

Clients

Type Number RAUM
Individuals 3 $2.6M
HNW Individuals 37 $22.7M
Banking or thrift institutions 0 $0
Investment companies 2 $2.8M
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 2 $1.6M
Charitable organizations 6 $23.3M
State or municipal gov entities 12 $122.3M
Other investment advisers 2 $3.8M
Insurance companies 1 $13.4M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 21 $131.1M
Other 7 $5.1M
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 28

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 55.7M
Both for Same 0
Portfolio Manager to Program Sponsor
SMA PROGRAM ENVESTNET
LOCKWOOD SMA PROGRAM PERSHING LLC
IMS MORGAN STANLEY
MAC ELIGIBLE / INSTITUTIONAL CONSULTING UBS
MANAGED ACCOUNTS PLATFORM CHARLES SCHWAB
PRIVATE ADVISOR NETWORK WELLS FARGO
RBC WRAP FEE PROGRAM RBC GLOBAL ASSET MANAGEMENT (U.S.) INC.

Identifiers

SEC RIA File Number 801-68843
SEC ERA File Number 801-68843
SEC CIK Numbers 1546283
SEC CRD Numbers 146382
Legal Entity Identifier 549300NU1PRBRQSO4R87

Principal Office

ONE EVERTRUST PLAZA
11TH FLOOR
JERSEY CITY
NJ
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 212-336-1540, Fax: 201-839-4349

Websites

www.linkedin.com/company/glovista-investments-llc/ www.glovista.net www.youtube.com/channel/ucxgm9ydlttngm2v9e6yvuwq twitter.com/glovista

Chief Compliance Officer

THOMAS K. MORGAN
GENERAL COUNSEL
ONE EVERTRUST PLAZA
11TH FLOOR
JERSEY CITY
NJ
United States
Tel: 732-239-7193
Fax: 201-839-4349
(Full email address available in API data)

Regulatory Contact

DARSHAN BHATT
DEPUTY CHIEF INVESTMENT OFFICER
ONE EVERTRUST PLAZA
11TH FLOOR
JERSEY CITY
NJ
United States
Tel: 212-336-1540
Fax: 201-839-4349
(Full email address available in API data)

Industry Affiliates

GLOVISTA INVESTMENTS ASSET MANAGEMENT LLC Other investment adviser, including financial planners
SPOUTING ROCK ASSET MANAGEMENT, LLC Other investment adviser, including financial planners

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
ASILIS, CARLOS, MANUEL Individual – ELECTED MANAGER; CHIEF INVESTMENT OFFICER 05/2007 < 5%
BHATT, DARSHAN, NIRANJAN Individual – ELECTED MANAGER; DEPUTY CHIEF INVESTMENT OFFICER 05/2007 < 5%
MORGAN, THOMAS, KENNETH Individual – ELECTED MANAGER; CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL 01/2014 < 5%
GLOVISTA INVESTMENTS HOLDINGS LP Domestic Entity – OWNER 03/2017 > 75%
GLOVISTA INVESTMENTS HOLDINGS GP LLC Domestic Entity GLOVISTA INVESTMENTS HOLDINGS LP OWNER 03/2017
BHATT, DARSHAN, NIRANJAN Individual GLOVISTA INVESTMENTS HOLDINGS LP OWNER 03/2017 25-50%
ASILIS, CARLOS, MANUEL Individual GLOVISTA INVESTMENTS HOLDINGS GP LLC OWNER 03/2017 50-75%
ASILIS, CARLOS, MANUEL Individual GLOVISTA INVESTMENTS HOLDINGS LP OWNER 03/2017 50-75%
BHATT, DARSHAN, NIRANJAN Individual GLOVISTA INVESTMENTS HOLDINGS GP LLC OWNER 03/2017 25-50%
SPOUTING ROCK ASSET MANAGEMENT, LLC Domestic Entity – OWNER 07/2021 10-25%
SPOUTING ROCK FINANCIAL PARTNERS, LLC Domestic Entity SPOUTING ROCK ASSET MANAGEMENT, LLC OWNER 01/2008 > 75%
PAGE, BLAKELY, CHAPMAN Individual SPOUTING ROCK FINANCIAL PARTNERS, LLC MEMBER 10/2006 50-75%

No. Employees, Historic

20100201920202021202220232024202511 on 11/18/20199 on 3/30/20209 on 6/30/20209 on 12/4/20209 on 3/30/20219 on 8/17/20216 on 3/29/20225 on 3/28/20235 on 3/29/20235 on 9/12/20235 on 9/12/20234 on 3/29/2024

RAUM, Historic

600M300M02019202020212022202320242025524875959 on 11/18/2019488123168 on 3/30/2020488123168 on 6/30/2020488123168 on 12/4/2020443955007 on 3/30/2021443955007 on 8/17/2021480188290 on 3/29/2022321195403 on 3/28/2023321195403 on 3/29/2023321195403 on 9/12/2023321195403 on 9/12/2023328548427 on 3/29/2024

No. Clients, Historic

40020002019202020212022202320242025322 on 11/18/2019279 on 3/30/2020279 on 6/30/2020279 on 12/4/2020227 on 3/30/2021227 on 8/17/2021130 on 3/29/2022111 on 3/28/2023111 on 3/29/2023111 on 9/12/2023111 on 9/12/202393 on 3/29/2024

Holdings

From latest 13F, filed February 12th, 2024 for period ending December 31st, 2023
Name Class Value $USD # Shares Private Fund
ALIBABA GROUP HLDG LTD SPONSORED ADS 482K 6K –
FRANKLIN TEMPLETON ETF TR FTSE CHINA 21M 1M –
FRANKLIN TEMPLETON ETF TR FTSE SOUTH KOREA 6M 280K –
FRANKLIN TEMPLETON ETF TR FTSE TAIWAN 13M 303K –
GLOBAL X FDS MSCI CHINA FINCL 114K 11K –
GLOBAL X FDS MSCI GREECE ETF 614K 16K –
INNOVATOR ETFS TR EMRGNG MKT APRIL 3M 139K –
INVESCO CURRENCYSHARES EURO EURO SHS 554K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 14M 87K –
ISHARES GOLD TR ISHARES NEW 828K 21K –
ISHARES INC MSCI BRAZIL ETF 9M 269K –
ISHARES INC MSCI CHILE ETF 2M 84K –
ISHARES INC MSCI GBL MIN VOL 325K 3K –
ISHARES INC MSCI JPN ETF NEW 464K 7K –
ISHARES INC MSCI MEXICO ETF 7M 96K –
ISHARES INC MSCI MLY ETF NEW 1M 51K –
ISHARES INC MSCI STH AFR ETF 3M 72K –
ISHARES INC MSCI STH KOR ETF 10M 154K –
ISHARES INC MSCI TAIWAN ETF 6M 133K –
ISHARES INC MSCI THAILND ETF 3M 44K –
ISHARES INC MSCI TURKEY ETF 973K 30K –
ISHARES TR MSCI ACWI EX US 14M 274K –
ISHARES TR MSCI CHINA ETF 15M 359K –
ISHARES TR MSCI EAFE ETF 10M 133K –
ISHARES TR MSCI INDIA ETF 25M 502K –
ISHARES TR MSCI INDONIA ETF 860K 39K –
ISHARES TR MSCI KUWAIT ETF 1M 39K –
ISHARES TR MSCI PHILIPS ETF 1M 47K –
ISHARES TR MSCI POLAND ETF 1M 58K –
ISHARES TR MSCI QATAR ETF 2M 85K –
ISHARES TR MSCI SAUDI ARBIA 6M 148K –
ISHARES TR MSCI UAE ETF 1M 75K –
ISHARES TR S&P 500 VAL ETF 592K 3K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 2M 40K –
JANUS DETROIT STR TR HENDRSON AAA CL 5M 109K –
SPDR INDEX SHS FDS S&P CHINA ETF 617K 9K –
SSGA ACTIVE ETF TR BLACKSTONE SENR 9M 216K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 7M 63K –
VANGUARD INDEX FDS SM CP VAL ETF 7M 39K –
WESTERN ASSET EMERGING MKTS COM 4M 446K –