SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC
Adviser information for SOUTHPORT STATION FINANCIAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 236 | $139.2M |
| Non-Discretionary | 56 | $35.3M |
| Total | 292 | $174.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 95 | $22.9M |
| HNW Individuals | 76 | $141.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.8M |
| Charitable organizations | <5 | $3.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-68863 |
|---|---|
| SEC ERA File Number | 801-68863 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146270 |
| Legal Entity Identifier | None |
Principal Office
368 CENTER STREETSOUTHPORT
CT
United States
Monday - Friday, 9:30 AM - 4:00 PM
Tel: 203-254-2333, Fax: 203-254-2411
Websites
Chief Compliance Officer
THOMAS A. TURIANO
MANAGING MEMBER / MANAGING DIRECTOR
368 CENTER STREET
SOUTHPORT
CT
United States
Tel:
203-254-2333
Fax:
203-254-2411
T**@*******************T
(Full email address available in API data)
Industry Affiliates
| BARTH INSURANCE AGENCY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TURIANO, THOMAS, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER / MANAGING DIRECTOR | 01/2014 | < 5% |
| TECK FINANCIAL, INC. | Domestic Entity | – | MEMBER | 01/2015 | > 75% |
| TURIANO, THOMAS, ANTHONY | Individual | TECK FINANCIAL, INC. | SOLE OWNER | 01/2015 | > 75% |