Hedge Fund Database

GALLAGHER FIDUCIARY ADVISORS, LLC

Adviser information for GALLAGHER FIDUCIARY ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 211
Investment Advisory/Research 160
Registered Broker-Dealer Representatives 110
Registered State Investment Advisers 111
Licensed Agents of an Insurance Company 90
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 4,100 $10.2B
Non-Discretionary 0 $0
Total 4,100 $10.2B

Clients

Type Number RAUM
Individuals 3,761 $613.6M
HNW Individuals 161 $250.6M
Banking or thrift institutions 0 $0
Investment companies 1 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 160 $8.6B
Charitable organizations 0 $0
State or municipal gov entities <5 $314.8M
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $58.4M
Other 6 $438.9M
Type Number
No. of Non-RAUM Clients 1900
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)SEE SCHEDULE D MISC. FOR EXPLANATION
Compensation % of AUMHourly chargesFixed fees

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 867.6M
Portfolio Manager 98.5M
Both for Same 0
Portfolio Manager to Program Sponsor
VISION 2020 WEALTH MANAGEMENT PLATFORM VISION2020 WEALTH MANAGEMENT CORP.
THE GALLAGHER WRAP-FEE PROGRAM GALLAGHER FIDUCIARY ADVISORS, LLC

Identifiers

SEC RIA File Number 801-68868
SEC ERA File Number 801-68868
SEC CIK Numbers 1527781
SEC CRD Numbers 146509
Legal Entity Identifier None

Principal Office

2850 GOLF ROAD
ROLLING MEADOWS
IL
United States
Monday - Friday, 9:00 AM TO 5:00 PM CST
Tel: 212-918-9685, Fax: None

Websites

www.ajg.com/us/services/investments-fiduciary-consulting/ www.ajg.com/us/services/retirement-plan-consulting/ www.investaram.com www.riversig.com www.flagstoneretirement.com www.kusskefinancial.com

Chief Compliance Officer

NATALIE H. KOSSAK
CHIEF COMPLIANCE OFFICER
250 PARK AVENUE, 5TH FLOOR
NEW YORK
NY
United States
Tel: 212-918-9685
Fax: 212-918-9650
(Full email address available in API data)

Industry Affiliates

GBS INSURANCE AND FINANCIAL SERVICES, INC. Insurance company or agency
GBS RETIREMENT SERVICES, INC. Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersInsurance company or agencyPension consultant

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
GALLAGHER BENEFIT SERVICES, INC. Domestic Entity – MEMBER 05/2007 > 75%
ARTHUR J. GALLAGHER & CO. Domestic Entity ARTHUR J GALLAGHER (US) LLC OWNER 04/1999 > 75%
CARY, RICHARD, CARL Individual – VICE PRESIDENT AND CONTROLLER 08/2012 < 5%
KOSSAK, NATALIE, HOPE Individual – CHIEF COMPLIANCE OFFICER 03/2014 < 5%
JOHNSON, MICHAEL, WILLIAM Individual – VICE PRESIDENT AND AREA PRESIDENT GALLAGHER FIDUCIARY ADVISORS, LLC 01/2017 < 5%
RYDER, JENNIFER Individual – ASSISTANT SECRETARY, VP & GENERAL COUNSEL 06/2018 < 5%
ZIEBELL, WILLIAM, F Individual – PRESIDENT 06/2018 < 5%
BURCHILL, MICHAEL, JOHN Individual – CFO 02/2021 < 5%
ARTHUR J GALLAGHER (US) LLC Domestic Entity GALLAGHER BENEFIT SERVICES, INC. OWNER 04/1999 > 75%
JURIK, JOHN, STANLEY Individual – VICE PRESIDENT 03/2023 < 5%

No. Employees, Historic

300150020202021202220232024202537 on 3/30/202030 on 3/31/202130 on 5/18/202130 on 3/31/202230 on 4/6/202230 on 4/11/202230 on 4/15/2022134 on 3/30/2023134 on 4/3/2023134 on 4/28/2023134 on 6/29/2023134 on 7/20/2023134 on 8/21/2023134 on 1/2/2024211 on 3/29/2024

RAUM, Historic

20B10B02020202120222023202420255250000000 on 3/30/20205754700000 on 3/31/20215754700000 on 5/18/20216265200000 on 3/31/20226265200000 on 4/6/20226265200000 on 4/11/20226265200000 on 4/15/20226543290721 on 3/30/20236543290721 on 4/3/20236543290721 on 4/28/20236543290721 on 6/29/20236543290721 on 7/20/20236543290721 on 8/21/20236543290721 on 1/2/202410243478622 on 3/29/2024

No. Clients, Historic

5,0002,500020202021202220232024202554 on 3/30/202056 on 3/31/202156 on 5/18/202155 on 3/31/202255 on 4/6/202255 on 4/11/202255 on 4/15/2022113 on 3/30/2023113 on 4/3/2023113 on 4/28/2023113 on 6/29/2023113 on 7/20/2023113 on 8/21/2023113 on 1/2/20244100 on 3/29/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
3M CO COM 2M 22K –
ABBOTT LABS COM 289K 3K –
ABBVIE INC COM 452K 3K –
ADTALEM GLOBAL ED INC COM 244K 4K –
ADVANCED MICRO DEVICES INC COM 310K 2K –
AGIOS PHARMACEUTICALS INC COM 299K 7K –
AIM ETF PRODUCTS TRUST US LRGCP B20 FEB 210K 7K –
ALIGHT INC COM CL A 181K 25K –
ALPHABET INC CAP STK CL A 444K 2K –
ALPHABET INC CAP STK CL C 1M 8K –
AMAZON COM INC COM 4M 22K –
AMERICAN EAGLE OUTFITTERS IN COM 220K 11K –
AMERICAN ELEC PWR CO INC COM 901K 10K –
APPLE INC COM 4M 21K –
ARROW FINL CORP COM 333K 13K –
ASBURY AUTOMOTIVE GROUP INC COM 228K 1K –
ASML HOLDING N V N Y REGISTRY SHS 305K 298 –
AT&T INC COM 1M 66K –
AVIENT CORPORATION COM 232K 5K –
BANCFIRST CORP COM 315K 4K –
BANK AMERICA CORP COM 212K 5K –
BARRICK GOLD CORP COM 859K 52K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 740K 2K –
BLOCK INC CL A 332K 5K –
BOEING CO COM 222K 1K –
BOSTON SCIENTIFIC CORP COM 376K 5K –
BRANDYWINE RLTY TR SH BEN INT NEW 269K 60K –
BRIGHTSPIRE CAPITAL INC COM CL A 129K 23K –
BROOKDALE SR LIVING INC COM 167K 24K –
CADENCE DESIGN SYSTEM INC COM 210K 683 –
CARPENTER TECHNOLOGY CORP COM 318K 3K –
CARRIER GLOBAL CORPORATION COM 205K 3K –
CHARGEPOINT HOLDINGS INC COM CL A 54K 36K –
CHEVRON CORP NEW COM 1M 9K –
CHIMERA INVT CORP COM SHS 159K 12K –
CHIPOTLE MEXICAN GRILL INC COM 581K 9K –
CHORD ENERGY CORPORATION COM NEW 243K 1K –
CISCO SYS INC COM 278K 6K –
CITIZENS FINL GROUP INC COM 725K 20K –
CLAROS MTG TR INC COMMON STOCK 132K 16K –
COCA COLA CO COM 1M 18K –
COLUMBIA BKG SYS INC COM 742K 37K –
COMCAST CORP NEW CL A 211K 5K –
COMMUNITY FINANCIAL SYSTEM I COM 258K 5K –
CORNING INC COM 811K 21K –
COSTCO WHSL CORP NEW COM 683K 804 –
DISNEY WALT CO COM 657K 7K –
DOMINION ENERGY INC COM 392K 8K –
DONALDSON INC COM 559K 8K –
DTE ENERGY CO COM 218K 2K –
EASTERN BANKSHARES INC COM 228K 16K –
ECOLAB INC COM 818K 3K –
EDISON INTL COM 697K 10K –
EMERSON ELEC CO COM 209K 2K –
ENCORE WIRE CORP COM 282K 972 –
ENPRO INC COM 288K 2K –
EXXON MOBIL CORP COM 3M 23K –
FAIR ISAAC CORP COM 335K 225 –
FIDELITY COVINGTON TRUST HIGH DIVID ETF 5M 109K –
FIDELITY NATIONAL FINANCIAL FNF GROUP COM 697K 14K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 2M 40K –
FIRST TR EXCHANGE-TRADED FD SMID RISNG ETF 6M 182K –
FIRST TR EXCHANGE-TRADED FD WTR ETF 323K 3K –
FIRST TR EXCHNG TRADED FD VI FT VEST LAD 262K 12K –
FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED 263K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 399K 12K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 457K 13K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 238K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST US 2M 45K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 5M 110K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 239K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 550K 15K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 361K 9K –
FIRST TR EXCHNG TRADED FD VI VEST US EQUITY M 692K 23K –
FIRST TR EXCHNG TRADED FD VI VEST US EQUITY M 296K 10K –
FORD MTR CO DEL COM 985K 79K –
GATX CORP COM 257K 2K –
GE AEROSPACE COM NEW 204K 1K –
GENUINE PARTS CO COM 270K 2K –
GLACIER BANCORP INC NEW COM 261K 7K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 941K 9K –
GOODYEAR TIRE & RUBR CO COM 157K 14K –
HEALTHCARE RLTY TR CL A COM 822K 50K –
HEALTHPEAK PROPERTIES INC COM 228K 12K –
HOME DEPOT INC COM 448K 1K –
HONEYWELL INTL INC COM 503K 2K –
INDEPENDENCE RLTY TR INC COM 456K 24K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 202K 6K –
INTEL CORP COM 519K 17K –
INTERNATIONAL BUSINESS MACHS COM 499K 3K –
INTUITIVE SURGICAL INC COM NEW 260K 584 –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 394K 9K –
INVESCO QQQ TR UNIT SER 1 379K 790 –
INVITATION HOMES INC COM 202K 6K –
ISHARES INC CORE MSCI EMKT 22M 414K –
ISHARES INC MSCI EMRG CHN 400K 7K –
ISHARES SILVER TR ISHARES 239K 9K –
ISHARES TR 0-3 MNTH TREASRY 705K 7K –
ISHARES TR 0-5YR HI YL CP 34M 798K –
ISHARES TR 1 3 YR TREAS BD 2M 27K –
ISHARES TR 10+ YR INVST GRD 574K 11K –
ISHARES TR CORE DIV GRWTH 13M 229K –
ISHARES TR CORE HIGH DV ETF 8M 71K –
ISHARES TR CORE MSCI EAFE 22M 299K –
ISHARES TR CORE S&P SCP ETF 248K 2K –
ISHARES TR CORE S&P US GWT 16M 129K –
ISHARES TR CORE S&P US VLU 32M 368K –
ISHARES TR CORE S&P500 ETF 2M 4K –
ISHARES TR CORE US AGGBD ET 341K 4K –
ISHARES TR EAFE GRWTH ETF 249K 2K –
ISHARES TR EAFE VALUE ETF 927K 17K –
ISHARES TR ESG AWR MSCI USA 252K 2K –
ISHARES TR GLOBAL TECH ETF 308K 4K –
ISHARES TR GRWT ALLOCAT ETF 431K 8K –
ISHARES TR ISHARES SEMICDTR 411K 2K –
ISHARES TR ISHS 1-5YR INVS 25M 479K –
ISHARES TR MRGSTR SM CP GR 14M 313K –
ISHARES TR MSCI USA MMENTM 7M 35K –
ISHARES TR MSCI USA QLT FCT 749K 4K –
ISHARES TR NATIONAL MUN ETF 392K 4K –
ISHARES TR RUS 2000 GRW ETF 393K 1K –
ISHARES TR RUS 2000 VAL ETF 1M 7K –
ISHARES TR S&P 100 ETF 204K 770 –
ISHARES TR S&P 500 GRWT ETF 475K 5K –
ISHARES TR S&P 500 VAL ETF 579K 3K –
ISHARES TR S&P MC 400GR ETF 211K 2K –
ISHARES TR U.S. FIN SVC ETF 287K 4K –
ISHARES TR U.S. TECH ETF 1M 9K –
ITRON INC COM 306K 3K –
J P MORGAN EXCHANGE TRADED F BETABUILDERS CDA 238K 4K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 741K 13K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 336K 6K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 212K 4K –
JACKSON FINANCIAL INC COM CL A 340K 5K –
JOBY AVIATION INC COMMON STOCK 328K 64K –
JOHNSON & JOHNSON COM 609K 4K –
JPMORGAN CHASE & CO. COM 2M 7K –
KB HOME COM 258K 4K –
KINDER MORGAN INC DEL COM 499K 25K –
LATTICE STRATEGIES TR HARTFORD DISCIPL 245K 5K –
LINDE PLC SHS 201K 457 –
LITMAN GREGORY FDS TR IMGP DBI MANAGED 619K 21K –
LUMEN TECHNOLOGIES INC COM 83K 75K –
LYONDELLBASELL INDUSTRIES N SHS - A - 660K 7K –
MANULIFE FINL CORP COM 791K 30K –
MARQETA INC CLASS A COM 152K 28K –
MARVELL TECHNOLOGY INC COM 266K 4K –
MASTERCARD INCORPORATED CL A 542K 1K –
MCDONALDS CORP COM 1M 4K –
MCKESSON CORP COM 409K 700 –
MERCK & CO INC COM 1M 10K –
MERITAGE HOMES CORP COM 241K 1K –
META PLATFORMS INC CL A 1M 2K –
MICRON TECHNOLOGY INC COM 219K 2K –
MICROSOFT CORP COM 3M 6K –
MOOG INC CL A 434K 3K –
MORGAN STANLEY COM NEW 257K 3K –
MP MATERIALS CORP COM CL A 173K 14K –
MUELLER INDS INC COM 364K 6K –
NATIONAL GRID PLC SPONSORED ADR NE 630K 11K –
NEOGEN CORP COM 179K 11K –
NETFLIX INC COM 491K 727 –
NEWMARKET CORP COM 567K 1K –
NEXSTAR MEDIA GROUP INC COMMON STOCK 712K 4K –
NEXTERA ENERGY INC COM 532K 8K –
NIO INC SPON ADS 358K 86K –
NOVO-NORDISK A S ADR 268K 2K –
NVIDIA CORPORATION COM 4M 33K –
ONE GAS INC COM 217K 3K –
ORACLE CORP COM 437K 3K –
PACER FDS TR LUNT LRGCP MULTI 7M 135K –
PALANTIR TECHNOLOGIES INC CL A 359K 14K –
PARK NATL CORP COM 366K 3K –
PATTERSON-UTI ENERGY INC COM 104K 10K –
PEPSICO INC COM 802K 5K –
PFIZER INC COM 878K 31K –
PHILIP MORRIS INTL INC COM 251K 2K –
PLUG POWER INC COM NEW 265K 114K –
POLESTAR AUTOMOTIVE HLDG UK ADS A 67K 85K –
PROCTER AND GAMBLE CO COM 1M 8K –
PROLOGIS INC. COM 256K 2K –
PROSHARES TR S&P 500 DV ARIST 226K 2K –
PRUDENTIAL FINL INC COM 311K 3K –
REGENERON PHARMACEUTICALS COM 285K 271 –
RTX CORPORATION COM 365K 4K –
S&P GLOBAL INC COM 285K 639 –
SABRA HEALTH CARE REIT INC COM 239K 15K –
SALESFORCE INC COM 321K 1K –
SANMINA CORPORATION COM 291K 4K –
SCHWAB STRATEGIC TR 5 10YR CORP BD 220K 5K –
SCHWAB STRATEGIC TR US SML CAP ETF 316K 7K –
SELECT SECTOR SPDR TR COMMUNICATION 1M 14K –
SELECT SECTOR SPDR TR ENERGY 562K 6K –
SELECT SECTOR SPDR TR FINANCIAL 2M 43K –
SELECT SECTOR SPDR TR INDL 1M 11K –
SELECT SECTOR SPDR TR RL EST SEL SEC 334K 9K –
SELECT SECTOR SPDR TR SBI CONS DISCR 1M 7K –
SELECT SECTOR SPDR TR SBI CONS STPLS 791K 10K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 1M 9K –
SELECT SECTOR SPDR TR SBI INT-UTILS 441K 6K –
SELECT SECTOR SPDR TR SBI MATERIALS 325K 4K –
SELECT SECTOR SPDR TR TECHNOLOGY 5M 22K –
SHELL PLC SPON ADS 771K 11K –
SIMON PPTY GROUP INC NEW COM 725K 5K –
SJW GROUP COM 201K 4K –
SMUCKER J M CO COM NEW 667K 6K –
SONOCO PRODS CO COM 626K 12K –
SOUTHSTATE CORPORATION COM 204K 3K –
SOUTHWEST GAS HLDGS INC COM 200K 3K –
SPDR DOW JONES INDL AVERAGE UT SER 1 301K 769 –
SPDR S&P 500 ETF TR TR UNIT 1M 2K –
SPDR SER TR PORTFOLIO AGRGTE 246K 10K –
STERIS PLC SHS USD 371K 2K –
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 321K 2K –
TARGET CORP COM 674K 5K –
TAYLOR MORRISON HOME CORP COM 228K 4K –
TELLURIAN INC NEW COM 10K 15K –
TESLA INC COM 1M 7K –
THE CIGNA GROUP COM 231K 699 –
TOMPKINS FINL CORP COM 257K 5K –
TRI POINTE HOMES INC COM 254K 7K –
TRUIST FINL CORP COM 716K 18K –
UGI CORP NEW COM 657K 29K –
UMB FINL CORP COM 310K 4K –
UNIFIRST CORP MASS COM 294K 2K –
UNION PAC CORP COM 216K 953 –
UNITED BANKSHARES INC WEST V COM 252K 8K –
UNITED PARCEL SERVICE INC CL B 676K 5K –
UNITEDHEALTH GROUP INC COM 438K 861 –
US BANCORP DEL COM NEW 303K 8K –
VAIL RESORTS INC COM 627K 3K –
VALLEY NATL BANCORP COM 206K 30K –
VANECK ETF TRUST MRNGSTR INT MOAT 323K 10K –
VANGUARD ADMIRAL FDS INC SMLCP 600 VAL 27M 320K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 284K 4K –
VANGUARD INDEX FDS GROWTH ETF 6M 15K –
VANGUARD INDEX FDS S&P 500 ETF SHS 529K 1K –
VANGUARD INDEX FDS SM CP VAL ETF 29M 162K –
VANGUARD INDEX FDS SML CP GRW ETF 14M 57K –
VANGUARD INDEX FDS TOTAL STK MKT 530K 2K –
VANGUARD INDEX FDS VALUE ETF 15M 93K –
VANGUARD SCOTTSDALE FDS INT-TERM CORP 238K 3K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 202K 1K –
VANGUARD STAR FDS VG TL INTL STK F 216K 4K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 209K 2K –
VERIZON COMMUNICATIONS INC COM 2M 39K –
VISHAY INTERTECHNOLOGY INC COM 264K 12K –
WALKER & DUNLOP INC COM 254K 3K –
WALMART INC COM 1M 16K –
WELLS FARGO CO NEW COM 872K 15K –
WELLTOWER INC COM 973K 9K –
WERNER ENTERPRISES INC COM 219K 6K –
WILEY JOHN & SONS INC CL A 268K 7K –
WISDOMTREE TR US SMALLCAP DIVD 297K 10K –
XCEL ENERGY INC COM 921K 17K –
ZIFF DAVIS INC COM 200K 4K –