BURTON ENRIGHT WELCH
Adviser information for BURTON ENRIGHT WELCH last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 16 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 10 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 614 | $1.0B |
| Non-Discretionary | 24 | $110.5M |
| Total | 638 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 257 | $102.8M |
| HNW Individuals | 339 | $914.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 24 | $110.5M |
| Charitable organizations | <5 | $4.3M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-68890 |
|---|---|
| SEC ERA File Number | 801-68890 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 118376 |
| Legal Entity Identifier | None |
Principal Office
1850 MT. DIABLO BOULEVARDSUITE 335
WALNUT CREEK
CA
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: (925) 932-8010, Fax: (925) 932-8048
Chief Compliance Officer
BENJAMIN ROSS PETERS
CHIEF COMPLIANCE OFFICER
1850 MT. DIABLO BOULEVARD
SUITE 335
WALNUT CREEK
CA
United States
Tel:
(925) 932-8010
Fax:
(925) 932-8048
B******@************M
(Full email address available in API data)
Regulatory Contact
TERESA ESCANO
DIRECTOR CLIENT SERVICES
1850 MT. DIABLO BOULEVARD
SUITE 335
WALNUT CREEK
CA
United States
Tel:
(925) 932-8010
Fax:
(925) 932-8048
T******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PMB ASSET MANAGEMENT | Domestic Entity | – | PARTNER | 01/2010 | 25-50% |
| RDE ASSET MANAGEMENT | Domestic Entity | – | PARTNER | 01/2010 | 25-50% |
| JAW ASSET MANAGEMENT | Domestic Entity | – | PARTNER | 01/2010 | 25-50% |
| ENRIGHT, ROBERT, DANIEL | Individual | RDE ASSET MANAGEMENT | PRESIDENT | 01/2010 | > 75% |
| BURTON, PETER, MICHAEL | Individual | PMB ASSET MANAGMENT | PRESIDENT | 01/2010 | > 75% |
| WELCH, JEREMY, ADAM | Individual | JAW ASSET MANAGEMENT | PRESIDENT | 01/2010 | > 75% |
| PETERS, BENJAMIN, ROSS | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2015 | < 5% |
| PETERS, BENJAMIN, ROSS | Individual | BRP ASSET MANAGEMENT | OWNER | 04/2021 | > 75% |
| BRP ASSET MANAGEMENT | Domestic Entity | – | PARTNER | 04/2021 | 5-10% |