ENGLESON & ASSOCIATES
ENGLESON & ASSOCIATES, INC. Legal Name
Adviser information for ENGLESON & ASSOCIATES last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 513 | $81.9M |
| Non-Discretionary | 13 | $3.7M |
| Total | 526 | $85.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 237 | $30.4M |
| HNW Individuals | 64 | $55.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesCommissions |
Identifiers
| SEC RIA File Number | 801-68896 |
|---|---|
| SEC ERA File Number | 801-68896 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 126349 |
| Legal Entity Identifier | None |
Principal Office
930 EAST AVENUESUITE 300
ROCHESTER
NY
United States
Monday - Friday, 9:00A.M. - 5:00P.M.
Tel: 585-424-6150, Fax: 585-424-6597
Chief Compliance Officer
JONATHAN M. VALERIE
PRESIDENT, CEO
930 EAST AVENUE
SUITE 300
ROCHESTER
NY
United States
Tel:
585-424-6150
Fax:
585-424-6597
J*******@***********M
(Full email address available in API data)
Industry Affiliates
| JONATHAN M. VALERIE | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VALERIE, JONATHAN, MICHAEL | Individual | – | PRESIDENT, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 01/2015 | > 75% |