GREENWICH WEALTH MANAGEMENT, LLC
GREENWICH WEALTH MANAGEMENT LLC Legal Name
Adviser information for GREENWICH WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 11 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 8 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 388 | $1.9B |
| Non-Discretionary | 5 | $238.2M |
| Total | 393 | $2.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 52 | $6.9M |
| HNW Individuals | 316 | $1.2B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 5 | $7.8M |
| Charitable organizations | 9 | $70.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $944.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers)GWM HAS EXECUTED A PORTFOLIO MANAGER LICENSING AGREEMENT WITH COVESTOR LIMITED. COVESTOR LIMITED (DOING BUSINESS AS INTERACTIVE |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Principal Office
45 EAST PUTNAM AVENUESUITE 128
GREENWICH
CT
United States
Monday - Friday, 9-5
Tel: 203-618-0100, Fax: 203-286-2025
Websites
Chief Compliance Officer
DANIEL J. SULLIVAN
MEMBER
45 EAST PUTNAM AVENUE
SUITE 128
GREENWICH
CT
United States
Tel:
203-618-0103
Fax:
203-286-2025
S*******@******************M
(Full email address available in API data)
Regulatory Contact
MICHAEL J. FREEBURG
MANAGING MEMBER
777 S. FLAGLER DRIVE
EAST TOWER #1005
WEST PALM BEACH
FL
United States
Tel:
203-618-0100
Fax:
203-286-2025
F*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREEBURG, MICHAEL, JAMES | Individual | – | MANAGING MEMBER | 01/2007 | > 75% |
| SULLIVAN, DANIEL, JERRY | Individual | – | CHIEF COMPLIANCE OFFICER, MEMBER | 03/2023 | 5-10% |
| FIGGIE, HARRY, EDWARD | Individual | – | MEMBER | 03/2023 | 5-10% |
| Kleinert, Jackson, Henry | Individual | – | MEMBER | 03/2023 | 5-10% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BARCLAYS PLC | ADR | 13K | 1M | – |
| FRANKLIN RESOURCES INC | COM | 13K | 600K | – |
| BUNGE LIMITED | COM | 5K | 47K | – |
| SPDR SER TR SPDR | BLOOMBERG | 227 | 2K | – |
| BROOKFIELD INFRASTRUCTURE CO COM SB VTG | SHS A | 272 | 8K | – |
| VANGUARD BD INDEX FDS | INTERMED TERM | 413 | 6K | – |
| VANGUARD CHARLOTTE FDS INTL BD IDX | ETF | 833 | 17K | – |
| GLOBAL X FDS RBTCS ARTFL | INTE | 472 | 15K | – |
| POPULAR INC | COM NEW | 2K | 28K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 3K | 6K | – |
| BRIGHTVIEW HLDGS INC | COM | 732 | 55K | – |
| BLACKSTONE GROUP INC COM | CL A | 5K | 41K | – |
| CARRIER GLOBAL CORPORATION | COM | 206 | 3K | – |
| CATERPILLAR INC DEL | COM | 782 | 2K | – |
| CBOE HLDGS INC | COM | 12K | 70K | – |
| CAMECO CORP | COM | 10K | 200K | – |
| CONFLUENT INC CLASS A | COM | 2K | 58K | – |
| INVESCO EXCH TRADED FD TR II S&P GBL | WATER | 706 | 13K | – |
| CIGNA CORP NEW | COM | 5K | 15K | – |
| COLGATE PALMOLIVE CO | COM | 538 | 6K | – |
| COMCAST CORP NEW | CL A | 382 | 10K | – |
| CENTENE CORP DEL | COM | 3K | 38K | – |
| CONOCOPHILLIPS | COM | 295 | 3K | – |
| COSTCO WHSL CORP NEW | COM | 892 | 1K | – |
| SALESFORCE COM INC | COM | 657 | 3K | – |
| CROWDSTRIKE HLDGS INC | CL A | 290 | 758 | – |
| CISCO SYS INC | COM | 4K | 89K | – |
| CORTEVA INC | COM | 2K | 32K | – |
| CVS HEALTH CORP | COM | 1K | 24K | – |
| CHEVRON CORP NEW | COM | 448 | 3K | – |
| CAMPING WORLD HLDGS INC | CL A | 2K | 108K | – |
| APPLE INC | COM | 43K | 205K | – |
| ABBVIE INC | COM | 2K | 14K | – |
| AURORA CANNABIS INC | COM | 92 | 20K | – |
| ACCENTURE PLC IRELAND SHS | CLASS A | 462 | 2K | – |
| ADOBE SYSTEMS INCORPORATED | COM | 1K | 2K | – |
| ARCHER DANIELS MIDLAND CO | COM | 3K | 48K | – |
| ADIENT PLC ORD | SHS | 573 | 23K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 432 | 2K | – |
| ALLSTATE CORP | COM | 312 | 2K | – |
| ALLEGION PLC ORD | SHS | 2K | 15K | – |
| APPLIED MATLS INC | COM | 13K | 53K | – |
| ADVANCED MICRO DEVICES INC | COM | 236 | 1K | – |
| AMGEN INC | COM | 427 | 1K | – |
| AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 279 | 12K | – |
| AMERICAN TOWER CORP NEW | COM | 697 | 4K | – |
| AMERICA MOVIL SAB DE CV SPON ADR L | SHS | 3K | 153K | – |
| AMAZON COM INC | COM | 3K | 17K | – |
| ANNOVIS BIO INC | COM | 87 | 15K | – |
| APPTECH PMTS CORP | COM | 203 | 216K | – |
| AMPHENOL CORP NEW | CL A | 1K | 21K | – |
| ARROW ELECTRS INC | COM | 3K | 22K | – |
| ASML HOLDING N V N Y REGISTRY | SHS | 635 | 621 | – |
| AMERICAN CENTY ETF TR | INTL EQT ETF | 1K | 18K | – |
| BROADCOM INC | COM | 2K | 1K | – |
| AMERICAN CENTY TR INTERNATIONAL LR | ETF | 681 | 13K | – |
| AMERICAN CENTY TR US LARGE CAP VLU | ETF | 7K | 110K | – |
| AMERICAN CENTY TR US SML CP VALU | ETF | 7K | 76K | – |
| AXON ENTERPRISE INC | COM | 8K | 27K | – |
| AMERICAN EXPRESS CO | COM | 240 | 1K | – |
| BANK AMER CORP | COM | 1K | 28K | – |
| DBX ETF TR | XTRACK MSCI EAFE | 223 | 5K | – |
| DUPONT DE NEMOURS INC | COM | 2K | 21K | – |
| SPDR DOW JONES INDL AVRG UT SER 1 | ETF | 5K | 12K | – |
| DISNEY WALT CO | COM DISNEY | 402 | 4K | – |
| TRUMP MEDIA & TECHNOLOGY GRO | COM | 12K | 354K | – |
| DOCUSIGN INC | COM | 5K | 94K | – |
| DOW INC | COM | 2K | 43K | – |
| WISDOMTREE TR JAPN HEDGE | EQT | 627 | 6K | – |
| EBAY INC | COM | 2K | 29K | – |
| ISHARES TR MSCI EMG MKT | ETF | 207 | 5K | – |
| ISHARES TR MSCI EAFE | ETF | 484 | 6K | – |
| ISHARES INC MSCI EMRG | CHN | 290 | 5K | – |
| EOS ENERGY ENTERPRISES INC COM | CL A | 53 | 42K | – |
| ISHARES INC MSCI JPN | ETF NEW | 662 | 10K | – |
| EYEPOINT PHARMACEUTICALS INC | COM NEW | 94 | 11K | – |
| FORD MTR CO DEL | COM PAR $0.01 | 4K | 305K | – |
| DIAMONDBACK ENERGY INC | COM | 231 | 1K | – |
| FUELCELL ENERGY INC | COM | 17 | 27K | – |
| FIRST CTZNS BANCSHARES INC N | CL A | 436 | 259 | – |
| FREEPORT-MCMORAN INC | CL B | 8K | 162K | – |
| FIDELITY COVINGTON TRUST | HIGH DIVID ETF | 220 | 5K | – |
| FINWISE BANCORP | COM | 143 | 14K | – |
| FLEXTRONICS INTL LTD | ORD | 1K | 48K | – |
| ARCIMOTO INC | COM | 2 | 12K | – |
| GRAYSCALE BITCOIN TR BTC | SHS REP COM UT | 29K | 539K | – |
| GENERAL ELECTRIC CO | COM NEW | 525 | 3K | – |
| GE VERNOVA INC | COM | 294 | 2K | – |
| GILEAD SCIENCES INC | COM | 527 | 8K | – |
| GENERAL MLS INC | COM | 235 | 4K | – |
| SPDR GOLD TR GOLD | SHS | 1K | 5K | – |
| GENERAL MTRS CO | COM | 4K | 76K | – |
| ALPHABET INC CAP STK | CL C | 2K | 10K | – |
| ALPHABET INC CAP STK | CL A | 1K | 7K | – |
| GOPRO INC | CL A | 34 | 24K | – |
| GOLDMAN SACHS GROUP INC | COM | 13K | 29K | – |
| GSK PLC | SPONSORED ADR | 1K | 32K | – |
| GUIDEWIRE SOFTWARE INC | COM | 5K | 37K | – |
| HOME DEPOT INC | COM | 627 | 2K | – |
| HALEON PLC SPON | ADS | 329 | 40K | – |
| HONEYWELL INTL INC | COM | 253 | 1K | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 2K | 75K | – |
| HP INC | COM | 5K | 140K | – |
| HERTZ GLOBAL HLDGS INC | COM NEW | 37 | 10K | – |
| IAC INTERACTIVECORP NEW | COM NEW | 451 | 10K | – |
| INTERACTIVE BROKERS GROUP IN COM | CL A | 365K | 3M | – |
| INTERNATIONAL BUSINESS MACHS | COM | 10K | 59K | – |
| INTERCONTINENTAL EXCHANGE IN | COM | 3K | 19K | – |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 1K | 15K | – |
| ISHARES TR GLB INFRASTR | ETF | 386 | 8K | – |
| ISHARES TR CORE S&P MCP | ETF | 1K | 17K | – |
| ISHARES TR CORE S&P SCP | ETF | 3K | 27K | – |
| INTEL CORP | COM | 2K | 64K | – |
| INGERSOLL RAND INC | COM | 2K | 20K | – |
| ISHARES TR CORE S&P500 | ETF | 2K | 4K | – |
| ISHARES TR RUS 1000 GRW | ETF | 421 | 1K | – |
| ISHARES TR RUSSELL 2000 | ETF | 2K | 8K | – |
| ISHARES TR U.S. ENERGY | ETF | 258 | 5K | – |
| JANUS DETROIT STR TR HENDRSON AAA | CL | 17K | 335K | – |
| JOHNSON CTLS INTL PLC | SHS | 2K | 31K | – |
| J P MORGAN EXCHANGE-TRADED F EQUITY | PREMIUM | 3K | 50K | – |
| J P MORGAN EXCHANGE TRADED F | NASDAQ EQT PREM | 1K | 23K | – |
| JANUS DETROIT STR TR | HENDERSON MTG | 3K | 63K | – |
| JOHNSON & JOHNSON | COM | 478 | 3K | – |
| JPMORGAN CHASE & CO | COM | 3K | 13K | – |
| J P MORGAN EXCHANGE-TRADED F ULTRA SHRT | INC | 2K | 31K | – |
| KYNDRYL HLDGS INC COMMON | STOCK | 736 | 28K | – |
| KIMCO RLTY CORP | COM | 791 | 41K | – |
| KLA-TENCOR CORP | COM | 315 | 382 | – |
| KIMBERLY CLARK CORP | COM | 283 | 2K | – |
| COCA COLA CO | COM | 268 | 4K | – |
| LILLY ELI & CO | COM | 2K | 2K | – |
| LOCKHEED MARTIN CORP | COM | 229 | 490 | – |
| LOWES COS INC | COM | 211 | 958 | – |
| LAM RESEARCH CORP | COM | 260 | 244 | – |
| LUMOS PHARMA INC | COM | 177 | 76K | – |
| MCDONALDS CORP | COM | 588 | 2K | – |
| MATTHEWS ASIA FDS | CHINA ACTIVE ETF | 564 | 29K | – |
| 23ANDME HOLDING CO CLASS A | COM | 4 | 11K | – |
| MERCADOLIBRE INC | COM | 9K | 6K | – |
| MATTHEWS ASIA FDS | EMER MKTS EQUITY | 712 | 23K | – |
| FACEBOOK INC | CL A | 2K | 3K | – |
| 3M CO | COM | 268 | 3K | – |
| MERCK & CO INC | COM | 657 | 5K | – |
| MORGAN STANLEY | COM NEW | 13K | 131K | – |
| MICROSOFT CORP | COM | 24K | 54K | – |
| MATCH GROUP INC NEW | COM | 600 | 20K | – |
| MURPHY OIL CORP | COM | 562 | 14K | – |
| NASDAQ INC | COM | 2K | 30K | – |
| NEXTERA ENERGY INC | COM | 967 | 14K | – |
| NETFLIX INC | COM | 426 | 631 | – |
| NIO INC SPON | ADS | 121 | 29K | – |
| SERVICENOW INC | COM | 898 | 1K | – |
| NVIDIA CORP | COM | 221K | 2M | – |
| NOVARTIS AG | SPONSORED ADR | 1K | 11K | – |
| NVENT ELECTRIC PLC | SHS | 553 | 7K | – |
| NEXTRACKER INC | CLASS A COM | 396 | 8K | – |
| NEW YORK CMNTY BANCORP INC | COM | 68 | 21K | – |
| OPPENHEIMER HLDGS INC | CL A NON VTG | 15K | 306K | – |
| ORACLE CORP | COM | 47K | 332K | – |
| OSHKOSH CORP | COM | 5K | 49K | – |
| PEPSICO INC | COM | 704 | 4K | – |
| PFIZER INC | COM | 4K | 133K | – |
| ISHARES TR U.S. PFD STK | ETF | 243 | 8K | – |
| PROCTER AND GAMBLE CO | COM | 1K | 6K | – |
| PRECIGEN INC | COM | 79 | 50K | – |
| PARKER HANNIFIN CORP | COM | 6K | 12K | – |
| ISHARES INC MSCI GBL | ETF NEW | 815 | 20K | – |
| PIPER JAFFRAY COS | COM | 5K | 20K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 6K | 218K | – |
| PENTAIR PLC | SHS | 566 | 7K | – |
| PRIME MEDICINE INC | COM | 3K | 653K | – |
| PAYSAFE LIMITED | SHS | 504 | 29K | – |
| PAYPAL HLDGS INC | COM | 5K | 80K | – |
| FIRST TR NASDAQ ABA CMNTY BK UT COM SHS | ETF | 610 | 13K | – |
| INVESCO QQQ TR | UNIT SER 1 | 18K | 37K | – |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 772 | 4K | – |
| FIRST TR EXCHANGE-TRADED FD RISNG DIVD | ACHIV | 440 | 8K | – |
| REGENERON PHARMACEUTICALS | COM | 17K | 16K | – |
| REGIONS FINL CORP NEW | COM | 2K | 110K | – |
| EXCHANGE TRADED CONCEPTS TR ROBO GLB | ETF | 437 | 8K | – |
| ROPER TECHNOLOGIES INC | COM | 304 | 539 | – |
| INVESCO T S&P500 EQL WGT | ETF | 460 | 3K | – |
| RAYTHEON TECHNOLOGIES CORP | COM | 563 | 6K | – |
| SAFEHOLD INC | COM | 425 | 22K | – |
| ADVISORS INNER CIRCLE FD III | STRATEGAS MACRO | 917 | 35K | – |
| SPDR SERIES TRUST S&P DIVID | ETF | 256 | 2K | – |
| ISHARES TR 0-3 MNTH | TREASRY | 8K | 83K | – |
| SMUCKER J M CO | COM NEW | 584 | 5K | – |
| VANECK ETF TRUST SEMICONDUCTR | ETF | 1K | 5K | – |
| SYNOVUS FINL CORP | COM NEW | 1K | 33K | – |
| SPDR SERIES TRUST PORTFOLIO SHORT | ETF | 776 | 26K | – |
| SPDR S&P 500 ETF TR TR | UNIT | 112K | 207K | – |
| SSGA ACTIVE TR BLKSTN GSOSRLN | ETF | 626 | 15K | – |
| SASOL LTD | SPONSORED ADR | 190 | 25K | – |
| STAR HLDGS | SHS BEN INT | 172 | 14K | – |
| STATE STR CORP | COM | 385 | 5K | – |
| SKYWORKS SOLUTIONS INC | COM | 2K | 22K | – |
| INVESCO EXCHNG TRADED FD TR SOLAR | ETF | 1K | 31K | – |
| TRANSDIGM GROUP INC | COM | 291 | 228 | – |
| TEREX CORP NEW | COM | 3K | 62K | – |
| TILRAY INC | COM CL 2 | 589 | 355K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 294 | 531 | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 254 | 345 | – |
| TESLA MTRS INC | COM | 538 | 3K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 1K | 8K | – |
| TRANE TECHNOLOGIES PLC | SHS | 7K | 23K | – |
| TEXAS INSTRS INC | COM | 247 | 1K | – |
| UBS GROUP AG | SHS | 734 | 25K | – |
| URANIUM ENERGY CORP | COM | 625 | 104K | – |
| UNITEDHEALTH GROUP INC | COM | 10K | 20K | – |
| UNION PAC CORP | COM | 423 | 2K | – |
| UNITED PARCEL SERVICE INC | CL B | 583 | 4K | – |
| UNITED STS 12 MONTH OIL FD L | UNIT BEN INT | 213 | 5K | – |
| VISA INC COM | CL A | 331 | 1K | – |
| VANGUARD INDEX FDS SMALL CP | ETF | 3K | 14K | – |
| VANGUARD SCOTTSDALE FDS INT-TERM | CORP | 2K | 24K | – |
| VANGUARD MALVERN FDS | CORE BD ETF | 783 | 10K | – |
| VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT | ETF | 204 | 4K | – |
| VANGUARD INTL EQUITY INDEX F ALLWRLD EX | US | 995 | 17K | – |
| VIRTU FINL INC | CL A | 3K | 147K | – |
| VIMEO INC COMMON | STOCK | 53 | 14K | – |
| VANGUARD INDEX FDS REIT | ETF | 514 | 6K | – |
| VANGUARD INTL EQUITY INDEX F GLB EX US | ETF | 288 | 7K | – |
| VANGUARD INDEX FDS MID CAP | ETF | 3K | 13K | – |
| VANGUARD INDEX FDS S&P 500 ETF | SHS | 8K | 15K | – |
| VANGUARD INTL EQUITY INDEX F TT WRLD ST | ETF | 328 | 3K | – |
| VIATRIS INC | COM | 234 | 22K | – |
| VANGUARD INTL EQUITY INDEX F FTSE EMR MKT | ETF | 2K | 38K | – |
| VANGUARD STAR FD VG TL INTL STK | F | 4K | 73K | – |
| VANGUARD WHITEHALL FDS INC HIGH DIV | YLD | 952 | 8K | – |
| VERIZON COMMUNICATIONS INC | COM | 2K | 41K | – |
| WESTERN DIGITAL CORP | COM | 3K | 40K | – |
| WOLFSPEED INC | COM | 640 | 28K | – |
| WEYERHAEUSER CO | COM | 16K | 555K | – |
| SPDR SER TR S&P | BIOTECH | 1K | 12K | – |
| SELECT SECTOR SPDR TR SBI MATERIALS | ETF | 317 | 4K | – |
| SELECT SECTOR SPDR TR ENERGY | ETF | 703 | 8K | – |
| SELECT SECTOR SPDR TR SBI INT-FINL | ETF | 3K | 66K | – |
| SELECT SECTOR SPDR TR TECHNOLOGY | ETF | 283 | 1K | – |
| SELECT SECTOR SPDR TR SBI HEALTHCARE | ETF | 541 | 4K | – |
| EXXON MOBIL CORP | COM | 1K | 13K | – |
| YANDEX N V SHS | CLASS A | 1K | 61K | – |