Hedge Fund Database

MAINSTREET ADVISORS

MAINSTREET INVESTMENT ADVISORS LLC Legal Name

Adviser information for MAINSTREET ADVISORS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Illinois, United States

Employees

Total Number of Employees 18
Investment Advisory/Research 15
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 15
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,154 $1.2B
Non-Discretionary 4,712 $3.9B
Total 5,866 $5.1B

Clients

Type Number RAUM
Individuals 2 $853,968
HNW Individuals 0 $0
Banking or thrift institutions 60 $5.1B
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 1
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPublication of periodicals or newsletters
Compensation % of AUMFixed fees

Identifiers

SEC RIA File Number 801-68930
SEC ERA File Number 801-68930
SEC CIK Numbers 1729854
SEC CRD Numbers 146615
Legal Entity Identifier None

Principal Office

120 N. LASALLE STREET
SUITE 3300
CHICAGO
IL
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 312-223-0270, Fax: None

Websites

www.mainstreetadv.com www.linkedin.com/company/mainstreet-advisors-llc/about/

Chief Compliance Officer

ROSEANN HIGGINS
CHIEF COMPLIANCE OFFICER
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel: 513-977-8459
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
URBANI, ALESSANDRO Individual – PRESIDENT, MANAGER 11/2018 < 5%
ZIENTEK, TARA, COLLEEN Individual – SUPPORT SERVICES MANAGER, MANAGER 12/2015 < 5%
STEELE, MICHAEL, A Individual – DIRECTOR OF BUSINESS DEVELOPMENT AND PORTFOLIO MANAGER, MANAGER 07/2021 < 5%
FIFTH THIRD FINANCIAL CORPORATION Domestic Entity FIFTH THIRD BANK, NATIONAL ASSOCIATION SHAREHOLDER 03/2019 > 75%
FIFTH THIRD BANK, NATIONAL ASSOCIATION Domestic Entity – SHAREHOLDER 05/2019 > 75%
CROSSON, JOHN, FRANCIS Individual – CHIEF EXECUTIVE OFFICER 02/2024 < 5%
HIGGINS, ROSEANN Individual – CHIEF COMPLIANCE OFFICER 02/2024 < 5%
UP CAPITAL, LLC Domestic Entity – SHAREHOLDER 02/2024 > 75%

No. Employees, Historic

40200201920202021202220232024202524 on 5/15/201924 on 5/29/201924 on 8/8/201924 on 11/26/201930 on 1/9/202039 on 3/26/202039 on 6/26/202039 on 8/24/202039 on 12/10/202039 on 12/17/202033 on 3/29/202133 on 9/10/202133 on 11/1/202133 on 12/20/202132 on 3/30/202232 on 10/3/202229 on 3/29/202329 on 4/3/202329 on 5/1/202329 on 8/22/202329 on 10/5/202329 on 10/6/202318 on 3/28/2024

RAUM, Historic

20B10B020192020202120222023202420251099705335 on 5/15/20191099705335 on 5/29/20191099705335 on 8/8/20191099705335 on 11/26/20194991157640 on 1/9/20205965960687 on 3/26/20205965960687 on 6/26/20205965960687 on 8/24/20205965960687 on 12/10/20205965960687 on 12/17/20207776395933 on 3/29/20217776395933 on 9/10/20217776395933 on 11/1/20217776395933 on 12/20/20219932088506 on 3/30/20229932088506 on 10/3/202214373291480 on 3/29/202311202650906 on 4/3/202311202650906 on 5/1/202311202650906 on 8/22/202311202650906 on 10/5/202311202650906 on 10/6/20235119845804 on 3/28/2024

No. Clients, Historic

2,0001,000020192020202120222023202420250 on 5/15/20190 on 5/29/20190 on 8/8/20190 on 11/26/201974 on 1/9/2020121 on 3/26/2020121 on 6/26/2020121 on 8/24/2020121 on 12/10/2020121 on 12/17/2020127 on 3/29/2021127 on 9/10/2021127 on 11/1/2021127 on 12/20/20211042 on 3/30/20221042 on 10/3/20221437 on 3/29/20231379 on 4/3/20231379 on 5/1/20231379 on 8/22/20231379 on 10/5/20231379 on 10/6/202362 on 3/28/2024

Holdings

From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
iShares Core S&P Mid-Cap ETF ETF 56M 964K –
iShares MSCI EAFE ETF ETF 53M 676K –
Microsoft Corp Common Stock 49M 109K –
Apple Inc Common Stock 42M 198K –
Vanguard Short-Term Treasury E ETF 31M 535K –
iShares Core S&P Small-Cap ETF ETF 26M 241K –
Alphabet Inc Common Stock 22M 120K –
BlackRock Inc Common Stock 20M 25K –
JPMorgan Chase & Co Common Stock 18M 91K –
Procter & Gamble Co/The Common Stock 18M 109K –
PepsiCo Inc Common Stock 16M 94K –
Honeywell International Inc Common Stock 15M 69K –
Amazon.com Inc Common Stock 14M 74K –
Home Depot Inc/The Common Stock 14M 40K –
Johnson & Johnson Common Stock 13M 91K –
AbbVie Inc Common Stock 13M 75K –
Vanguard FTSE Emerging Markets ETF 13M 292K –
Waste Management Inc Common Stock 13M 59K –
Microchip Technology Inc Common Stock 12M 132K –
iShares Core S&P 500 ETF Common Stock 12M 22K –
Chevron Corp Common Stock 12M 77K –
Vanguard Intermediate-Term Tre ETF 11M 185K –
NVIDIA Corp Common Stock 11M 86K –
Caterpillar Inc Common Stock 10M 31K –
McDonald's Corp Common Stock 10M 38K –
Starbucks Corp Common Stock 9M 122K –
Adobe Inc Common Stock 9M 16K –
Paychex Inc Common Stock 8M 67K –
Visa Inc Common Stock 8M 29K –
UnitedHealth Group Inc Common Stock 7M 15K –
Emerson Electric Co Common Stock 7M 64K –
Lockheed Martin Corp Common Stock 7M 15K –
Merck & Co Inc Common Stock 7M 54K –
Public Storage Common Stock 6M 22K –
Southern Co/The Common Stock 6M 82K –
Cadence Design Systems Inc Common Stock 6M 20K –
Genuine Parts Co Common Stock 6M 44K –
Meta Platforms Inc Common Stock 6M 12K –
Dow Inc Common Stock 6M 110K –
Applied Materials Inc Common Stock 6M 24K –
Marriott International Inc/MD Common Stock 5M 23K –
Prudential Financial Inc Common Stock 5M 46K –
Cisco Systems Inc Common Stock 5M 111K –
Ingredion Inc Common Stock 5M 43K –
United Parcel Service Inc Common Stock 5M 35K –
Intercontinental Exchange Inc Common Stock 5M 34K –
General Dynamics Corp Common Stock 5M 16K –
EOG Resources Inc Common Stock 5M 37K –
Walmart Inc Common Stock 4M 64K –
Verizon Communications Inc Common Stock 4M 104K –
Accenture PLC Common Stock 4M 14K –
Medtronic PLC Common Stock 4M 53K –
Palo Alto Networks Inc Common Stock 4M 12K –
US Bancorp Common Stock 4M 104K –
CVS Health Corp Common Stock 4M 70K –
Pfizer Inc Common Stock 4M 145K –
Altria Group Inc Common Stock 4M 85K –
Vanguard Total Bond Market ETF ETF 4M 54K –
Bank of America Corp Common Stock 4M 94K –
American Electric Power Co Inc Common Stock 4M 43K –
iShares MSCI ACWI ETF ETF 4M 32K –
Zoetis Inc Common Stock 4M 20K –
Morgan Stanley Common Stock 3M 36K –
Jacobs Solutions Inc Common Stock 3M 23K –
Deere & Co Common Stock 3M 8K –
Enbridge Inc Common Stock 3M 87K –
Stryker Corp Common Stock 3M 8K –
NextEra Energy Inc Common Stock 3M 38K –
Cummins Inc Common Stock 3M 10K –
Walt Disney Co/The Common Stock 3M 26K –
Crown Castle Inc Common Stock 3M 26K –
Freeport-McMoRan Inc Common Stock 3M 52K –
General Motors Co Common Stock 2M 49K –
Sysco Corp Common Stock 2M 29K –
CME Group Inc Common Stock 2M 10K –
iShares Gold Trust ETF 2M 45K –
PayPal Holdings Inc Common Stock 2M 34K –
Principal Spectrum Preferred S ETF 2M 105K –
Ameriprise Financial Inc Common Stock 2M 4K –
Uber Technologies Inc Common Stock 2M 25K –
Cintas Corp Common Stock 2M 3K –
PIMCO 0-5 Year High Yield Corp Common Stock 2M 19K –
Autodesk Inc Common Stock 2M 7K –
Oracle Corp Common Stock 2M 11K –
American Express Co Common Stock 2M 7K –
Alphabet Inc Common Stock 2M 8K –
iShares MSCI KLD 400 Social ET Common Stock 2M 15K –
SPDR Portfolio Short Term Corp ETF 1M 48K –
iShares Russell 2000 ETF Common Stock 1M 7K –
Waters Corp Common Stock 1M 5K –
Gartner Inc Common Stock 1M 3K –
iShares National Muni Bond ETF Common Stock 1M 10K –
Mastercard Inc Common Stock 1M 2K –
Reinsurance Group of America I Common Stock 996K 5K –
iShares S&P Mid-Cap 400 Growth Common Stock 988K 11K –
Amgen Inc Common Stock 946K 3K –
Church & Dwight Co Inc Common Stock 920K 9K –
Illinois Tool Works Inc Common Stock 914K 4K –
Technology Select Sector SPDR Common Stock 880K 4K –
Schwab US Broad Market ETF Common Stock 817K 13K –
Texas Instruments Inc Common Stock 808K 4K –
Expeditors International of Wa Common Stock 786K 6K –
Air Products and Chemicals Inc Common Stock 760K 3K –
Agilent Technologies Inc Common Stock 728K 6K –
Silgan Holdings Inc Common Stock 709K 17K –
iShares MSCI EAFE Growth ETF Common Stock 705K 7K –
Broadcom Inc Common Stock 704K 4K –
iShares S&P Mid-Cap 400 Value Common Stock 700K 6K –
Vanguard Real Estate ETF Common Stock 676K 8K –
Owens Corning Common Stock 667K 4K –
Markel Group Inc Common Stock 641K 407 –
Rockwell Automation Inc Common Stock 640K 2K –
Equinix Inc Common Stock 639K 845 –
iShares Short-Term National Mu Common Stock 634K 6K –
Mondelez International Inc Common Stock 627K 10K –
Manhattan Associates Inc Common Stock 607K 2K –
Oshkosh Corp Common Stock 592K 5K –
Prologis Inc Common Stock 538K 5K –
Truist Financial Corp Common Stock 535K 14K –
Zions Bancorp NA Common Stock 533K 12K –
Martin Marietta Materials Inc Common Stock 497K 918 –
CyberArk Software Ltd Common Stock 469K 2K –
iShares S&P 500 Growth ETF Common Stock 466K 5K –
Materials Select Sector SPDR F Common Stock 455K 5K –
Alphabet Inc Common Stock 450K 2K –
Charles River Laboratories Int Common Stock 418K 2K –
Berkshire Hathaway Inc Common Stock 416K 1K –
Floor & Decor Holdings Inc Common Stock 412K 4K –
NIKE Inc Common Stock 399K 5K –
iShares Core MSCI EAFE ETF Common Stock 398K 5K –
Invesco Exchange-Traded Fund T Common Stock 392K 9K –
Vanguard Small-Cap ETF Common Stock 386K 2K –
Williams-Sonoma Inc Common Stock 370K 3K –
iShares MSCI EAFE Value ETF Common Stock 368K 7K –
Littelfuse Inc Common Stock 366K 1K –
SPDR S&P 500 ETF Trust ETF 366K 673 –
Vanguard Total International B Common Stock 366K 8K –
Tesla Inc Common Stock 360K 2K –
Lowe's Cos Inc Common Stock 317K 1K –
Vanguard Large-Cap ETF Common Stock 313K 1K –
Enerpac Tool Group Corp Common Stock 309K 8K –
BorgWarner Inc Common Stock 305K 9K –
Evergy Inc Common Stock 303K 6K –
Health Care Select Sector SPDR Common Stock 293K 2K –
RTX Corp Common Stock 267K 3K –
iShares iBoxx $ High Yield Cor Common Stock 266K 3K –
iShares Russell 1000 Growth ET ETF 264K 723 –
Nasdaq Inc Common Stock 249K 4K –
iShares Select Dividend ETF Common Stock 247K 2K –
Marsh & McLennan Cos Inc Common Stock 247K 1K –
Loews Corp Common Stock 245K 3K –
Invesco Preferred ETF Common Stock 235K 20K –
iShares Core MSCI Emerging Mar Common Stock 220K 4K –
iShares MSCI Emerging Markets Common Stock 219K 5K –
iShares Russell Mid-Cap ETF Common Stock 216K 3K –
Exxon Mobil Corp Common Stock 210K 2K –
iShares Core S&P U.S. Growth E Common Stock 204K 2K –