KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC
Adviser information for KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 801 | $329.1M |
| Non-Discretionary | 16 | $24.0M |
| Total | 817 | $353.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 308 | $90.4M |
| HNW Individuals | 106 | $237.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 14 | $21.5M |
| Charitable organizations | <5 | $632,072 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $371,622 |
| Other | <5 | $2.5M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-68950 |
|---|---|
| SEC ERA File Number | 801-68950 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146655 |
| Legal Entity Identifier | None |
Principal Office
601 POINTE NORTH BOULEVARDALBANY
GA
United States
Monday - Friday, 8 AM TO 5 PM
Tel: 229-439-2348, Fax: 229-434-1979
Chief Compliance Officer
REBECCA ANDERSON
CHIEF COMPLIANCE OFFICER
601 POINTE NORTH BOULEVARD
ALBANY
GA
United States
Tel:
229-439-2348
Fax:
229-434-1979
B****@********M
(Full email address available in API data)
Industry Affiliates
| BROADVIEW ADVISORY GROUP, LLC | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANDERS, THOMAS, EDWARD | Individual | – | MEMBER | 05/2008 | 50-75% |
| TOOLE ANDERSON, REBECCA, ANN | Individual | – | CHIEF COMPLIANCE OFFICER & MEMBER | 05/2008 | 25-50% |