OPTIVEST, INC.
Adviser information for OPTIVEST, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 365 | $183.1M |
| Non-Discretionary | 81 | $136.8M |
| Total | 446 | $319.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 111 | $19.0M |
| HNW Individuals | 54 | $279.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $2.4M |
| Charitable organizations | <5 | $2.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $14.5M |
| Other | <5 | $2.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)FAMILY OFFICE SERVICES AND CONSULTATIVE AND CONCIERGE SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-68965 |
|---|---|
| SEC ERA File Number | 801-68965 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 137070 |
| Legal Entity Identifier | None |
Principal Office
24901 DANA POINT HARBOR DRIVESUITE 200
DANA POINT
CA
United States
MON-TH 8AM-5PM, FRI 8AM-3PM, MON-TH 8AM-5PM, FRI 8AM-3PM
Tel: 949-363-8686, Fax: 949-363-1133
Websites
Chief Compliance Officer
LESLIE A. CALHOUN
PRESIDENT, CCO, CEO
24901 DANA POINT HARBOR DRIVE
SUITE 200
DANA POINT
CA
United States
Tel:
949-363-8686
Fax:
949-363-1133
L*****@**************M
(Full email address available in API data)
Industry Affiliates
| SECTOR LOGIC, LP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CALHOUN, LESLIE, ANN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER/CEO/SHAREHOLDER | 12/2018 | > 75% |