AVIANCE CAPITAL PARTNERS LLC
Adviser information for AVIANCE CAPITAL PARTNERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 717 | $628.6M |
| Non-Discretionary | 4 | $3.7M |
| Total | 721 | $632.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 137 | $62.3M |
| HNW Individuals | 143 | $570.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| LOCKWOOD INVESTMENT STRATEGIES | BNY MELLON ADVISORS, INC. |
Principal Office
2180 IMMOKALEE ROAD, #301NAPLES
FL
United States
Monday - Friday, 8:30 A.M - 5 P.M.
Tel: 239-598-4747, Fax: 239-598-4244
Chief Compliance Officer
JEFFREY S. PIKE
CHIEF OPERATING OFFICER
2180 IMMOKALEE ROAD, #301
NAPLES
FL
United States
Tel:
239-598-4747
Fax:
239-598-4244
J*****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Pike, Jeffrey, Stephen | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, MEMBER | 02/2012 | 25-50% |
| BROWN, JACK, DAVID | Individual | – | MANAGING MEMBER | 01/2016 | 50-75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 9th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 1 800 FLOWERS COM INC | CL A | 1M | 130K | – |
| 3M CO | COM | 509K | 5K | – |
| ABBOTT LABS | COM | 2M | 23K | – |
| ABBVIE INC | COM | 24M | 143K | – |
| ABRDN HEALTHCARE OPPORTUNITI | SHS | 2M | 81K | – |
| ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 1M | 129K | – |
| ACADEMY SPORTS & OUTDOORS IN | COM | 3M | 54K | – |
| ADOBE INC | COM | 2M | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 4M | 27K | – |
| AFLAC INC | COM | 314K | 4K | – |
| AIR PRODS & CHEMS INC | COM | 891K | 3K | – |
| ALLETE INC | COM NEW | 749K | 12K | – |
| ALLSTATE CORP | COM | 1M | 6K | – |
| ALPHABET INC | CAP STK CL A | 28M | 152K | – |
| ALPHABET INC | CAP STK CL C | 3M | 16K | – |
| ALPS ETF TR | ALERIAN MLP | 2M | 35K | – |
| ALTRIA GROUP INC | COM | 2M | 40K | – |
| AMAZON COM INC | COM | 24M | 124K | – |
| AMERICAN ELEC PWR CO INC | COM | 626K | 7K | – |
| AMERICAN EXPRESS CO | COM | 3M | 14K | – |
| AMERIPRISE FINL INC | COM | 3M | 6K | – |
| AMGEN INC | COM | 10M | 32K | – |
| ANALOG DEVICES INC | COM | 1M | 5K | – |
| APPLE INC | COM | 56M | 265K | – |
| APPLIED MATLS INC | COM | 1M | 6K | – |
| ARISTA NETWORKS INC | COM | 2M | 5K | – |
| ARK ETF TR | NEXT GNRTN INTER | 2M | 20K | – |
| ARM HOLDINGS PLC | SPONSORED ADS | 818K | 5K | – |
| ARTISAN PARTNERS ASSET MGMT | CL A | 1M | 31K | – |
| AT&T INC | COM | 457K | 24K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 2M | 9K | – |
| BANK AMERICA CORP | COM | 1M | 35K | – |
| BANK NEW YORK MELLON CORP | COM | 662K | 11K | – |
| BERKSHIRE HATHAWAY INC DEL | CL A | 9M | 14 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 7M | 18K | – |
| BIOGEN INC | COM | 229K | 989 | – |
| BLACKROCK INC | COM | 7M | 9K | – |
| BLACKROCK INCOME TR INC | COM NEW | 211K | 18K | – |
| BLACKROCK MUNIHOLDINGS FD IN | COM | 179K | 15K | – |
| BLACKROCK MUNIVEST FD INC | COM | 139K | 19K | – |
| BLACKROCK MUNIYIELD PA QLTY | COM | 174K | 14K | – |
| BLACKROCK MUNIYILD QULT FD I | COM | 135K | 11K | – |
| BLACKSTONE INC | COM | 2M | 17K | – |
| BLOCK INC | CL A | 1M | 16K | – |
| BLUE BIRD CORP | COM | 269K | 5K | – |
| BNY MELLON STRATEGIC MUN BD | COM | 151K | 25K | – |
| BOEING CO | COM | 5M | 25K | – |
| BOOKING HOLDINGS INC | COM | 305K | 77 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 4M | 94K | – |
| BROADCOM INC | COM | 19M | 12K | – |
| BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 135K | 11K | – |
| CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 2M | 98K | – |
| CAPITAL ONE FINL CORP | COM | 2M | 13K | – |
| CATERPILLAR INC | COM | 217K | 652 | – |
| CAVA GROUP INC | COM | 4M | 45K | – |
| CAVCO INDS INC DEL | COM | 6M | 17K | – |
| CDW CORP | COM | 272K | 1K | – |
| CELESTICA INC | COM | 751K | 13K | – |
| CELSIUS HLDGS INC | COM NEW | 287K | 5K | – |
| CHARTER COMMUNICATIONS INC N | CL A | 3M | 8K | – |
| CHEESECAKE FACTORY INC | COM | 382K | 10K | – |
| CHEVRON CORP NEW | COM | 2M | 14K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 6M | 90K | – |
| CHURCHILL DOWNS INC | COM | 286K | 2K | – |
| CINCINNATI FINL CORP | COM | 728K | 6K | – |
| CISCO SYS INC | COM | 4M | 86K | – |
| CLOROX CO DEL | COM | 409K | 3K | – |
| CME GROUP INC | COM | 485K | 2K | – |
| COCA COLA CO | COM | 2M | 24K | – |
| COHEN & STEERS INFRASTRUCTUR | COM | 1M | 60K | – |
| COLGATE PALMOLIVE CO | COM | 333K | 3K | – |
| COLUMBIA SELIGM PREM TECH GR | COM | 1M | 44K | – |
| COMCAST CORP NEW | CL A | 2M | 55K | – |
| CONOCOPHILLIPS | COM | 2M | 21K | – |
| CONSTELLATION BRANDS INC | CL A | 4M | 17K | – |
| CORNERSTONE TOTAL RETURN FD | COM | 86K | 11K | – |
| CORNING INC | COM | 991K | 26K | – |
| CORPAY INC | COM SHS | 5M | 19K | – |
| CORTEVA INC | COM | 670K | 12K | – |
| COSTCO WHSL CORP NEW | COM | 7M | 8K | – |
| CRACKER BARREL OLD CTRY STOR | COM | 443K | 11K | – |
| CROWDSTRIKE HLDGS INC | CL A | 4M | 11K | – |
| CSX CORP | COM | 994K | 30K | – |
| CUMMINS INC | COM | 473K | 2K | – |
| CVS HEALTH CORP | COM | 588K | 10K | – |
| CYBERARK SOFTWARE LTD | SHS | 684K | 3K | – |
| DANAHER CORPORATION | COM | 913K | 4K | – |
| DEERE & CO | COM | 2M | 7K | – |
| DIGITAL RLTY TR INC | COM | 256K | 2K | – |
| DIMENSIONAL ETF TRUST | EMGR CRE EQT MNG | 1M | 58K | – |
| DIMENSIONAL ETF TRUST | INTERNATNAL VAL | 2M | 52K | – |
| DIMENSIONAL ETF TRUST | INTL SMALL CAP V | 2M | 73K | – |
| DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 2M | 59K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP VAL | 2M | 85K | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 2M | 38K | – |
| DISNEY WALT CO | COM | 3M | 33K | – |
| DNP SELECT INCOME FD INC | COM | 529K | 64K | – |
| DOUBLELINE OPPORTUNISTIC CR | COM | 1M | 77K | – |
| DOUBLELINE YIELD OPPORTUNITI | COM | 368K | 23K | – |
| DOW INC | COM | 811K | 15K | – |
| DUKE ENERGY CORP NEW | COM NEW | 2M | 20K | – |
| DUPONT DE NEMOURS INC | COM | 762K | 9K | – |
| EATON CORP PLC | SHS | 625K | 2K | – |
| EATON VANCE LTD DURATION INC | COM | 1M | 133K | – |
| EATON VANCE MUN INCOME 2028 | SHS | 258K | 14K | – |
| EATON VANCE SR FLTNG RTE TR | COM | 143K | 11K | – |
| ECOLAB INC | COM | 514K | 2K | – |
| EDWARDS LIFESCIENCES CORP | COM | 665K | 7K | – |
| ELI LILLY & CO | COM | 4M | 4K | – |
| ELLSWORTH GROWTH & INCOME FD | COM | 244K | 30K | – |
| EMERSON ELEC CO | COM | 700K | 6K | – |
| ENBRIDGE INC | COM | 231K | 6K | – |
| ENOVA INTL INC | COM | 3M | 40K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 351K | 12K | – |
| EOG RES INC | COM | 289K | 2K | – |
| ETF SER SOLUTIONS | AAM S&P 500 | 994K | 33K | – |
| EVERCORE INC | CLASS A | 839K | 4K | – |
| EXPONENT INC | COM | 666K | 7K | – |
| EXXON MOBIL CORP | COM | 7M | 62K | – |
| EZCORP INC | CL A NON VTG | 243K | 23K | – |
| FEDEX CORP | COM | 3M | 9K | – |
| FIDELITY COVINGTON TRUST | LOW VOLITY ETF | 202K | 4K | – |
| FIRST FNDTN INC | COM | 299K | 46K | – |
| GABELLI HLTHCARE & WELLNESS | SHS | 1M | 128K | – |
| GALLAGHER ARTHUR J & CO | COM | 389K | 2K | – |
| GARRETT MOTION INC | COM | 95K | 11K | – |
| GE AEROSPACE | COM NEW | 287K | 2K | – |
| GILEAD SCIENCES INC | COM | 1M | 17K | – |
| GOLDMAN SACHS GROUP INC | COM | 3M | 6K | – |
| GUGGENHEIM ACTIVE ALLOC FD | COMMON STOCK | 343K | 23K | – |
| GUGGENHEIM STRATEGIC OPPORTU | COM SBI | 307K | 21K | – |
| HANCOCK JOHN INVT TR II | COM | 335K | 25K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 563K | 6K | – |
| HCA HEALTHCARE INC | COM | 2M | 8K | – |
| HELIOS TECHNOLOGIES INC | COM | 338K | 7K | – |
| HERSHEY CO | COM | 231K | 1K | – |
| HF SINCLAIR CORP | COM | 1M | 20K | – |
| HOME DEPOT INC | COM | 4M | 13K | – |
| HONEYWELL INTL INC | COM | 2M | 9K | – |
| IDEXX LABS INC | COM | 366K | 751 | – |
| ILLINOIS TOOL WKS INC | COM | 2M | 8K | – |
| INSIGHT SELECT INCOME FD | COM | 324K | 20K | – |
| INTEL CORP | COM | 430K | 14K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 404K | 2K | – |
| INTUITIVE SURGICAL INC | COM NEW | 718K | 2K | – |
| INVESCO EXCHANGE TRADED FD T | FTSE RAFI 1500 | 391K | 10K | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL TEC | 423K | 12K | – |
| INVESCO LTD | SHS | 826K | 55K | – |
| INVESCO QQQ TR | UNIT SER 1 | 3M | 6K | – |
| ISHARES SILVER TR | ISHARES | 776K | 29K | – |
| ISHARES TR | CORE 1 5 YR USD | 402K | 8K | – |
| ISHARES TR | CORE S&P MCP ETF | 590K | 10K | – |
| ISHARES TR | CORE S&P SCP ETF | 1M | 10K | – |
| ISHARES TR | CORE S&P500 ETF | 2M | 3K | – |
| ISHARES TR | CORE US AGGBD ET | 2M | 19K | – |
| ISHARES TR | IBONDS DEC25 ETF | 5M | 192K | – |
| ISHARES TR | INTRM GOV CR ETF | 760K | 7K | – |
| ISHARES TR | ISHARES SEMICDTR | 302K | 1K | – |
| ISHARES TR | ISHS 1-5YR INVS | 245K | 5K | – |
| ISHARES TR | MSCI ACWI EX US | 217K | 4K | – |
| ISHARES TR | NATIONAL MUN ETF | 352K | 3K | – |
| ISHARES TR | PFD AND INCM SEC | 1M | 43K | – |
| ISHARES TR | S&P 100 ETF | 3M | 11K | – |
| ISHARES TR | S&P 500 GRWT ETF | 257K | 3K | – |
| ISHARES TR | S&P MC 400GR ETF | 211K | 2K | – |
| ISHARES TR | SHRT NAT MUN ETF | 1M | 10K | – |
| ISHARES TR | TIPS BD ETF | 966K | 9K | – |
| ISHARES TR | U.S. TECH ETF | 2M | 10K | – |
| ISHARES TR | US HLTHCR PR ETF | 223K | 4K | – |
| ISHARES TR | US TECH BRKTHR | 252K | 5K | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 970K | 17K | – |
| JAZZ PHARMACEUTICALS PLC | SHS USD | 1M | 10K | – |
| JOHNSON & JOHNSON | COM | 6M | 39K | – |
| JPMORGAN CHASE & CO. | COM | 17M | 84K | – |
| KENVUE INC | COM | 285K | 16K | – |
| KIMBERLY-CLARK CORP | COM | 246K | 2K | – |
| KKR & CO INC | COM | 225K | 2K | – |
| KLA CORP | COM NEW | 3M | 3K | – |
| KNIGHT-SWIFT TRANSN HLDGS IN | CL A | 5M | 94K | – |
| LABCORP HOLDINGS INC | COM SHS | 785K | 4K | – |
| LAM RESEARCH CORP | COM | 10M | 10K | – |
| LEGG MASON ETF INVT | FRANKLIN INTL LW | 873K | 29K | – |
| LINDE PLC | SHS | 8M | 19K | – |
| LOCKHEED MARTIN CORP | COM | 7M | 16K | – |
| LOWES COS INC | COM | 9M | 41K | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 1M | 13K | – |
| M & T BK CORP | COM | 517K | 3K | – |
| MAGNA INTL INC | COM | 696K | 17K | – |
| MARATHON PETE CORP | COM | 411K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 10K | – |
| MCDONALDS CORP | COM | 3M | 12K | – |
| MCKESSON CORP | COM | 364K | 623 | – |
| MEDTRONIC PLC | SHS | 319K | 4K | – |
| MERCK & CO INC | COM | 5M | 40K | – |
| META PLATFORMS INC | CL A | 12M | 23K | – |
| METHODE ELECTRS INC | COM | 290K | 28K | – |
| MFS MUN INCOME TR | SH BEN INT | 175K | 32K | – |
| MICROSOFT CORP | COM | 17M | 38K | – |
| MOLSON COORS BEVERAGE CO | CL B | 1M | 23K | – |
| MOTOROLA SOLUTIONS INC | COM NEW | 309K | 800 | – |
| MPLX LP | COM UNIT REP LTD | 470K | 11K | – |
| NASDAQ INC | COM | 538K | 9K | – |
| NATIONAL HEALTH INVS INC | COM | 242K | 4K | – |
| NEXTERA ENERGY INC | COM | 723K | 10K | – |
| NORTHERN TR CORP | COM | 876K | 10K | – |
| NORTHROP GRUMMAN CORP | COM | 982K | 2K | – |
| NOVO-NORDISK A S | ADR | 2M | 16K | – |
| NUTRIEN LTD | COM | 656K | 13K | – |
| NUVEEN FLOATING RATE INCOME | COM | 1M | 168K | – |
| NUVEEN MULTI-MKT INCOME FD | COM | 591K | 99K | – |
| NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 290K | 23K | – |
| NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 326K | 13K | – |
| NUVEEN PENNSYLVANIA QLT MUN | COM | 384K | 31K | – |
| NUVEEN S&P 500 DYNAMIC OVERW | COM | 199K | 12K | – |
| NVIDIA CORPORATION | COM | 23M | 190K | – |
| OCCIDENTAL PETE CORP | COM | 4M | 69K | – |
| ONEMAIN HLDGS INC | COM | 1M | 28K | – |
| ORACLE CORP | COM | 921K | 7K | – |
| PACER FDS TR | GLOBL CASH ETF | 1M | 31K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 221K | 9K | – |
| PALO ALTO NETWORKS INC | COM | 258K | 762 | – |
| PARKER-HANNIFIN CORP | COM | 250K | 495 | – |
| PATTERSON COS INC | COM | 751K | 31K | – |
| PAYCHEX INC | COM | 821K | 7K | – |
| PEPSICO INC | COM | 3M | 16K | – |
| PFIZER INC | COM | 3M | 90K | – |
| PGIM HIGH YIELD BOND FUND IN | COM | 629K | 49K | – |
| PGIM SHORT DUR HIG YLD OPP F | COM | 990K | 65K | – |
| PHILIP MORRIS INTL INC | COM | 572K | 6K | – |
| PHILLIPS 66 | COM | 881K | 6K | – |
| PIMCO CORPORATE & INCM STRG | COM | 963K | 73K | – |
| PIMCO DYNAMIC INCOME FD | SHS | 509K | 27K | – |
| PIMCO ETF TR | ACTIVE BD ETF | 4M | 48K | – |
| PIMCO ETF TR | ENHAN SHRT MA AC | 2M | 25K | – |
| PIMCO ETF TR | ENHNCD LW DUR AC | 291K | 3K | – |
| PIMCO ETF TR | INTER MUN BD ACT | 2M | 30K | – |
| PINNACLE WEST CAP CORP | COM | 321K | 4K | – |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 3M | 149K | – |
| PNC FINL SVCS GROUP INC | COM | 455K | 3K | – |
| PRICE T ROWE GROUP INC | COM | 1M | 12K | – |
| PROCTER AND GAMBLE CO | COM | 6M | 36K | – |
| PROGRESSIVE CORP | COM | 4M | 18K | – |
| PROSHARES TR | SHORT S&P 500 NE | 599K | 53K | – |
| PROSHARES TR | SHRT 20+YR TRE | 570K | 24K | – |
| PRUDENTIAL FINL INC | COM | 414K | 4K | – |
| QUAKER HOUGHTON | COM | 929K | 5K | – |
| QUALCOMM INC | COM | 878K | 4K | – |
| ROCKWELL AUTOMATION INC | COM | 1M | 5K | – |
| ROKU INC | COM CL A | 477K | 8K | – |
| ROYAL BK CDA | COM | 323K | 3K | – |
| RTX CORPORATION | COM | 529K | 5K | – |
| SALESFORCE INC | COM | 2M | 7K | – |
| SCHWAB CHARLES CORP | COM | 7M | 88K | – |
| SCHWAB STRATEGIC TR | FUNDAMENTAL INTL | 436K | 12K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 547K | 9K | – |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 278K | 4K | – |
| SCHWAB STRATEGIC TR | US TIPS ETF | 4M | 77K | – |
| SELECT SECTOR SPDR TR | FINANCIAL | 412K | 10K | – |
| SELECT SECTOR SPDR TR | INDL | 523K | 4K | – |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 202K | 1K | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 310K | 2K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 766K | 3K | – |
| SKYWORKS SOLUTIONS INC | COM | 3M | 28K | – |
| SMITH & WESSON BRANDS INC | COM | 1M | 75K | – |
| SMUCKER J M CO | COM NEW | 385K | 4K | – |
| SNAP INC | CL A | 216K | 13K | – |
| SNOWFLAKE INC | CL A | 540K | 4K | – |
| SOUTHERN CO | COM | 581K | 7K | – |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 645K | 2K | – |
| SPDR GOLD TR | GOLD SHS | 385K | 2K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 3M | 5K | – |
| SPDR SER TR | NUVEEN BLMBRG SH | 1M | 27K | – |
| SPROUTS FMRS MKT INC | COM | 3M | 35K | – |
| SSGA ACTIVE ETF TR | MULT ASS RLRTN | 835K | 30K | – |
| STARBUCKS CORP | COM | 285K | 4K | – |
| STARWOOD PPTY TR INC | COM | 2M | 88K | – |
| STRYKER CORPORATION | COM | 928K | 3K | – |
| SUNCOR ENERGY INC NEW | COM | 460K | 12K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 424K | 2K | – |
| TARGET CORP | COM | 310K | 2K | – |
| TEXAS INSTRS INC | COM | 259K | 1K | – |
| THE CIGNA GROUP | COM | 6M | 18K | – |
| THE TRADE DESK INC | COM CL A | 2M | 18K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 7M | 13K | – |
| TJX COS INC NEW | COM | 272K | 2K | – |
| TOLL BROTHERS INC | COM | 3M | 22K | – |
| TRAVELERS COMPANIES INC | COM | 7M | 35K | – |
| TRUIST FINL CORP | COM | 333K | 9K | – |
| UBER TECHNOLOGIES INC | COM | 437K | 6K | – |
| UNILEVER PLC | SPON ADR NEW | 2M | 35K | – |
| UNION PAC CORP | COM | 2M | 9K | – |
| UNITED PARCEL SERVICE INC | CL B | 882K | 6K | – |
| UNITEDHEALTH GROUP INC | COM | 2M | 3K | – |
| UNUM GROUP | COM | 2M | 36K | – |
| VALERO ENERGY CORP | COM | 326K | 2K | – |
| VANECK ETF TRUST | FALLEN ANGEL HG | 456K | 16K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 203K | 814 | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 1M | 3K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 2M | 7K | – |
| VANGUARD INDEX FDS | VALUE ETF | 228K | 1K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 1M | 23K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 2M | 13K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 282K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 40K | – |
| VERTEX PHARMACEUTICALS INC | COM | 319K | 681 | – |
| VISA INC | COM CL A | 6M | 22K | – |
| WALMART INC | COM | 2M | 33K | – |
| WASTE CONNECTIONS INC | COM | 377K | 2K | – |
| WASTE MGMT INC DEL | COM | 2M | 7K | – |
| WELLS FARGO CO NEW | COM | 633K | 11K | – |
| WESTERN ASSET INVESTMENT GRA | COM | 325K | 27K | – |
| WESTERN ASSET MANAGED MUNS F | COM | 208K | 20K | – |
| WESTERN ASSET MTG DEFINED OP | COM | 345K | 29K | – |
| WESTERN ASST INFLTN LKD INM | COM SH BEN INT | 322K | 40K | – |
| WILLIAMS SONOMA INC | COM | 217K | 769 | – |
| WINNEBAGO INDS INC | COM | 997K | 18K | – |
| ZOETIS INC | CL A | 5M | 30K | – |
| ZSCALER INC | COM | 1M | 8K | – |