PFM HEALTH SCIENCES, LP

Adviser information for PFM HEALTH SCIENCES, LP last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Partnership
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 20
Investment Advisory/Research 10
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 8 $2.4B
Non-Discretionary 0 $0
Total 8 $2.4B

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $2.4B
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 25
No. of Financial Planning Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 801-69012
SEC ERA File Number 801-69012
SEC CIK Numbers 1442756
SEC CRD Numbers 146747
Legal Entity Identifier NO32JKYWYYFCHBKBPG50

Principal Office

475 SANSOME STREET
SUITE 1720
SAN FRANCISCO
CA
United States
Monday - Friday, 6:00 AM - 3:00 PM
Tel: 415-281-1000, Fax: 415-281-1070

Chief Compliance Officer

DARREN WILLIAM MOONEY
CHIEF COMPLIANCE OFFICER
475 SANSOME STREET
SUITE 1720
SAN FRANCISCO
CA
United States
Tel: 415-281-1000
Fax: 415-281-6222
(Full email address available in API data)

Industry Affiliates

PARTNER ASSET MANAGEMENT LLC Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles
PFM HEALTHCARE GROWTH EQUITY I GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
PARTNER INVESTMENTS, L.P. Hedge Fund $24.2M $0.0M 70
PFM BIOTECH OPPORTUNITIES LP Private Equity Fund $109.2M $5.0M 73
PFM HEALTHCARE GROWTH EQUITY FUND I, LP Private Equity Fund $56.4M $5.0M 46
PFM HEALTHCARE MASTER FUND, L.P. Hedge Fund $2,232.6M $0.0M 425
PFM META, LP Private Equity Fund $3.7M $0.0M 10
PFM SONGBIRD, LP Private Equity Fund $3.7M $0.0M 10

Control Persons

Name Type Entity Title Since Ownership
GROSSMAN, BRIAN, DAVID Individual LIMITED PARTNER, PORTFOLIO MANAGER 02/2008 > 75%
GROSSMAN, BRIAN, DAVID Individual PFM HEALTH SCIENCES GP LLC MANAGING MEMBER 10/2020 > 75%
PFM HEALTH SCIENCES GP LLC Domestic Entity GENERAL PARTNER 10/2020 < 5%
MOONEY, DARREN, WILLIAM Individual CHIEF COMPLIANCE OFFICER 05/2023 < 5%
ALJOE, JONATHAN, JUDE Individual CHIEF FINANCIAL OFFICER 06/2023 < 5%

No. Employees, Historic

70350201920202021202220232024202569 on 9/30/201933 on 3/31/202025 on 11/16/202025 on 12/16/202025 on 12/17/202023 on 3/31/202123 on 5/3/202123 on 6/7/202123 on 9/14/202123 on 9/24/202123 on 9/24/202123 on 2/22/202224 on 3/31/202224 on 3/1/202323 on 3/31/202323 on 6/30/202323 on 8/29/202323 on 9/6/202320 on 3/30/2024

RAUM, Historic

7B4B020192020202120222023202420256920699959 on 9/30/20192910635301 on 3/31/20202191541547 on 11/16/20202191541547 on 12/16/20202191541547 on 12/17/20203009110940 on 3/31/20213009110940 on 5/3/20213009110940 on 6/7/20213009110940 on 9/14/20213009110940 on 9/24/20213009110940 on 9/24/20213009110940 on 2/22/20223796340348 on 3/31/20223796340348 on 3/1/20233267306225 on 3/31/20233267306225 on 6/30/20233267306225 on 8/29/20233267306225 on 9/6/20232429746663 on 3/30/2024

No. Clients, Historic

30150201920202021202220232024202530 on 9/30/20197 on 3/31/20207 on 11/16/20207 on 12/16/20207 on 12/17/20205 on 3/31/20215 on 5/3/20215 on 6/7/20215 on 9/14/20215 on 9/24/20215 on 9/24/20215 on 2/22/20227 on 3/31/20227 on 3/1/20239 on 3/31/20239 on 6/30/20239 on 8/29/20238 on 9/6/20238 on 3/30/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 69M 404K
ACADIA HEALTHCARE COMPANY IN COM 28M 420K
ADAPTIMMUNE THERAPEUTICS PLC SPONDS ADR 10M 11M
ALKERMES PLC SHS 5M 205K
AMGEN INC COM 25M 81K
APELLIS PHARMACEUTICALS INC COM 3M 83K
ARCELLX INC COMMON STOCK 17M 312K
ARGENX SE SPONSORED ADR 37M 87K
ASCENDIS PHARMA A/S NOTE 2.250% 4/0 20M
AXSOME THERAPEUTICS INC COM 38M 467K
BECTON DICKINSON & CO COM 31M 131K
BIOMARIN PHARMACEUTICAL INC NOTE 0.599% 8/0 15M
BOSTON SCIENTIFIC CORP COM 27M 348K
BOUNDLESS BIO INC COM 544K 141K
CARIBOU BIOSCIENCES INC COM 7M 4M
CELCUITY INC COM 14M 837K
CELLDEX THERAPEUTICS INC NEW COM NEW 2M 52K
CENTENE CORP DEL COM 40M 599K
CENTESSA PHARMACEUTICALS PLC SPONSORED ADS 6M 636K
COMPASS PATHWAYS PLC SPONSORED ADS 7M 1M
CULLINAN THERAPEUTICS INC COM 5M 296K
CYTOKINETICS INC COM NEW 95M 2M
DANAHER CORPORATION COM 31M 126K
DAY ONE BIOPHARMACEUTICALS I COM 5M 397K
DEXCOM INC COM 26M 231K
EDWARDS LIFESCIENCES CORP COM 68M 740K
ELEVANCE HEALTH INC COM 30M 55K
ELI LILLY & CO COM 270M 299K
ERASCA INC COM 11M 5M
ESSA PHARMA INC COM NEW 16M 3M
EYEPOINT PHARMACEUTICALS INC COM NEW 3M 293K
GENERATION BIO CO COM 2M 788K
HCA HEALTHCARE INC COM 40M 125K
HUMANA INC COM 47M 125K
ICON PLC SHS 37M 117K
IMMUNOVANT INC COM 12M 473K
INHIBRX BIOSCIENCES INC COM 2M 136K
INSMED INC COM PAR $.01 16M 241K
INTRA-CELLULAR THERAPIES INC COM 12M 170K
INTUITIVE SURGICAL INC COM NEW 61M 137K
INVESCO QQQ TR UNIT SER 1 90M 187K
IO BIOTECH INC COM 3M 2M
IOVANCE BIOTHERAPEUTICS INC COM 1M 153K
IQVIA HLDGS INC COM 24M 112K
ISHARES TR RUSSELL 2000 ETF 14M 71K
JOHNSON & JOHNSON COM 19M 129K
KEROS THERAPEUTICS INC COM 2M 33K
MADRIGAL PHARMACEUTICALS INC COM 8M 30K
MCKESSON CORP COM 57M 97K
MERCK & CO INC COM 74M 596K
METAGENOMI INC COM 5M 1M
MOLINA HEALTHCARE INC COM 21M 70K
OSCAR HEALTH INC CL A 14M 861K
OUTSET MED INC COM 3M 745K
PENUMBRA INC COM 33M 185K
PMV PHARMACEUTICALS INC COM 2M 1M
PRAXIS PRECISION MEDICINES I COM NEW 19M 453K
SAGIMET BIOSCIENCES INC COM SER A 2M 649K
SANA BIOTECHNOLOGY INC COM 605K 111K
SAREPTA THERAPEUTICS INC COM 14M 88K
SAREPTA THERAPEUTICS INC NOTE 1.250% 9/1 10M
SPDR SER TR S&P BIOTECH 55M 595K
STRYKER CORPORATION COM 39M 114K
SYNDAX PHARMACEUTICALS INC COM 8M 387K
TENAYA THERAPEUTICS INC COM 689K 222K
TENET HEALTHCARE CORP COM NEW 78M 589K
THERMO FISHER SCIENTIFIC INC COM 35M 64K
TURNSTONE BIOLOGICS CORP COM 2M 932K
UNIQURE NV SHS 1M 275K
UNITEDHEALTH GROUP INC COM 27M 52K
UNITEDHEALTH GROUP INC COM 35M 69K
UNIVERSAL HLTH SVCS INC CL B 40M 214K
VERTEX PHARMACEUTICALS INC COM 70M 149K
VIKING THERAPEUTICS INC COM 3M 59K
WATERS CORP COM 6M 21K
WAYSTAR HLDG CORP COM 753K 35K
WEREWOLF THERAPEUTICS INC COM 8M 3M
XENON PHARMACEUTICALS INC COM 6M 151K