SIMPLYRICH
ANTMAN, LESTER MURRAY Legal Name
Adviser information for SIMPLYRICH last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Sole Proprietorship |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 222 | $329.3M |
| Non-Discretionary | 0 | $0 |
| Total | 222 | $329.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 23 | $7.1M |
| HNW Individuals | 44 | $322.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-69016 |
|---|---|
| SEC ERA File Number | 801-69016 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 119311 |
| Legal Entity Identifier | None |
Principal Office
2601 JEFFERSON STREET#407
CARLSBAD
CA
United States
BY APPOINTMENT, BY APPOINTMENT
Tel: 866-589-0430, Fax: 866-808-0430
Websites
Chief Compliance Officer
STEVE JURMAN
INVESTMENT ADVISER REPRESENTATIVE
644 GROTON DRIVE
BURBANK
CA
United States
Tel:
818-669-1686
Fax:
866-808-0430
S****@*************M
(Full email address available in API data)
Regulatory Contact
LESS ANTMAN
OWNER
2601 JEFFERSON STREET
#407
CARLSBAD
CA
United States
Tel:
646-543-2153
L***@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ANTMAN, LESTER, MURRAY | Individual | – | OWNER | 02/2001 | > 75% |
| Jurman, Steve, Neal | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2021 | < 5% |