PARK, MILLER, LLC
Adviser information for PARK, MILLER, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 181 | $254.2M |
| Non-Discretionary | 8 | $581 |
| Total | 189 | $254.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 20 | $8.9M |
| HNW Individuals | 21 | $241.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $4.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-69027 |
|---|---|
| SEC ERA File Number | 801-69027 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146856 |
| Legal Entity Identifier | None |
Principal Office
2121 NORTH CALIFORNIA BLVD.SUITE 290
WALNUT CREEK
CA
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 925-974-3324, Fax: 925-407-2977
Websites
Chief Compliance Officer
STUART J. PARK
MANAGING MEMBER
2121 NORTH CALIFORNIA BLVD.
SUITE 290
WALNUT CREEK
CA
United States
Tel:
925-974-3324
Fax:
925-407-2977
S**********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARK MILLER CAPITAL PARTNERS, LP | Hedge Fund | $1.5M | $0.1M | 12 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PARK, STUART, JAMES | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 03/2008 | 50-75% |
| MILLER, JOHN, MICALLY | Individual | – | MEMBER | 03/2008 | 50-75% |