Hedge Fund Database

PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC.

Adviser information for PRIVATE HARBOUR INVESTMENT MANAGEMENT & COUNSEL LLC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 377 $169.2M
Non-Discretionary 1 $2.3M
Total 378 $171.5M

Clients

Type Number RAUM
Individuals 98 $36.5M
HNW Individuals 54 $117.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $15.9M
Charitable organizations <5 $191,216
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $1.3M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 1-10

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters
Compensation % of AUM

Identifiers

SEC RIA File Number 801-69044
SEC ERA File Number 801-69044
SEC CIK Numbers 1453526
SEC CRD Numbers 146928
Legal Entity Identifier None

Principal Office

377 TROUBADOUR DRIVE
SAGAMORE HILLS
OH
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 216-292-5700, Fax: 216-292-5719

Chief Compliance Officer

JAMES A. BLUE
PRESIDENT, CCO
377 TROUBADOUR DRIVE
SAGAMORE HILLS
OH
United States
Tel: 216-292-5700
Fax: 216-292-5719
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
BLUE, JAMES, ALAN Individual – MANAGING MEMBER - CCO 01/2014 > 75%

No. Employees, Historic

105020192020202120222023202420252 on 5/15/20192 on 10/2/20192 on 3/30/20202 on 10/14/20202 on 4/1/20212 on 4/6/20212 on 3/1/20222 on 3/28/20231 on 9/20/20231 on 9/20/20231 on 3/26/2024

RAUM, Historic

200M100M02019202020212022202320242025170469809 on 5/15/2019170469809 on 10/2/2019175853030 on 3/30/2020175853030 on 10/14/2020186485770 on 4/1/2021186485770 on 4/6/2021190418064 on 3/1/2022164838893 on 3/28/2023169903880 on 9/20/2023169903880 on 9/20/2023171500154 on 3/26/2024

No. Clients, Historic

20010002019202020212022202320242025197 on 5/15/2019197 on 10/2/2019197 on 3/30/2020197 on 10/14/2020182 on 4/1/2021182 on 4/6/2021168 on 3/1/2022167 on 3/28/2023161 on 9/20/2023161 on 9/20/2023159 on 3/26/2024

Holdings

From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 2M 15K –
ALPHABET INC CAP STK CL A 4M 21K –
ALPHABET INC CAP STK CL C 1M 5K –
AMAZON COM INC COM 3M 17K –
ANSYS INC COM 438K 1K –
APPLE INC COM 4M 21K –
BECTON DICKINSON & CO COM 2M 7K –
CHECK POINT SOFTWARE TECH LT ORD 3M 21K –
CHEVRON CORP NEW COM 2M 15K –
CONSTELLATION BRANDS INC CL A 2M 8K –
EATON CORP PLC SHS 3M 11K –
ENTERPRISE PRODS PARTNERS L COM 332K 11K –
EQUITY COMWLTH COM SH BEN INT 524K 27K –
EXXON MOBIL CORP COM 6M 49K –
INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 6M 420K –
ISHARES GOLD TR ISHARES NEW 9M 216K –
ISHARES TR TIPS BD ETF 755K 7K –
KNOWLES CORP COM 511K 30K –
L3HARRIS TECHNOLOGIES INC COM 1M 5K –
LOWES COS INC COM 1M 7K –
MICROSOFT CORP COM 6M 14K –
NEOGEN CORP COM 188K 12K –
NEWMONT CORP COM 211K 5K –
NVIDIA CORPORATION COM 9M 77K –
PEPSICO INC COM 2M 10K –
PROCTER AND GAMBLE CO COM 3M 16K –
PROSHARES TR SHORT QQQ 3M 66K –
PROSHARES TR ULTRASHRT S&P500 1M 46K –
SPDR GOLD TR GOLD SHS 2M 8K –
STERIS PLC SHS USD 1M 6K –
STRYKER CORPORATION COM 2M 5K –
TESLA INC COM 277K 1K –
TJX COS INC NEW COM 3M 26K –
VANGUARD MALVERN FDS STRM INFPROIDX 639K 13K –
VERTEX PHARMACEUTICALS INC COM 2M 5K –
VISA INC COM CL A 2M 8K –
WALMART INC COM 2M 27K –
WEC ENERGY GROUP INC COM 746K 10K –
ZOETIS INC CL A 3M 15K –