Hedge Fund Database

COMPREHENSIVE WEALTH MANAGEMENT

COMPREHENSIVE WEALTH MANAGEMENT, LLC Legal Name

Adviser information for COMPREHENSIVE WEALTH MANAGEMENT last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Washington, United States

Employees

Total Number of Employees 13
Investment Advisory/Research 4
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,551 $288.3M
Non-Discretionary 82 $10.3M
Total 1,633 $298.6M

Clients

Type Number RAUM
Individuals 379 $113.2M
HNW Individuals 79 $182.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 4 $230,434
Charitable organizations 1 $56,978
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 5 $3.1M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Registered representative of a broker-dealerInsurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 226.3M
Portfolio Manager to Program Sponsor
PROVEST COMPREHENSIVE WEALTH MANAGEMENT

Identifiers

SEC RIA File Number 801-69045
SEC ERA File Number 801-69045
SEC CIK Numbers 1535202
SEC CRD Numbers 116958
Legal Entity Identifier None

Principal Office

3500 188TH ST SW
SUITE 102
LYNNWOOD
WA
United States
Monday - Friday, 8-5
Tel: 425-778-6160, Fax: 425-778-8896

Websites

www.comprehensivewealth.com www.cwmnw.com www.facebook.com/comprehensivewealth twitter.com/cwm_team www.pinterest.com/cwm_team/ www.linkedin.com/company/comprehensive-wealth-management-llc?trk=company_name instagram.com/cwm_team

Chief Compliance Officer

CHRISTINA YBARRA
CCO
3500 188TH ST SW
SUITE 102
LYNNWOOD
WA
United States
Tel: 425-778-6160
Fax: 425-778-8896
(Full email address available in API data)

Regulatory Contact

SHILO LOCKETT
PRESIDENT
3500 188TH ST SW
SUITE 102
LYNNWOOD
WA
United States
Tel: 425-778-6160
Fax: 425-778-8896
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LOCKETT, BRIAN, JOSEPH Individual – VICE PRESIDENT 06/2013 < 5%
LOCKETT, SHILO, MICHELLE Individual – PRESIDENT 07/2014 < 5%
ARFORD, MORGAN, LEWIS Individual – CHIEF INVESTMENT OFFICER 06/2013 < 5%
FUPA, INC. Domestic Entity – MEMBER 03/2009 50-75%
B&S LOCKETT, INC. Domestic Entity – MEMBER 03/2009 50-75%
LOCKETT, BRIAN, JOSEPH Individual B & S LOCKETT, INC. PRESIDENT 11/2006 50-75%
LOCKETT, SHILO, MICHELLE Individual B&S LOCKETT, INC. VICE PRESIDENT 11/2006 50-75%
ARFORD, MORGAN, LEWIS Individual FUPA, INC. PRESIDENT 01/2009 > 75%
YBARRA, CHRISTINA, A Individual – CHIEF COMPLIANCE OFFICER 09/2012 < 5%

No. Employees, Historic

20100201920202021202220232024202511 on 11/22/201911 on 3/30/202011 on 6/25/202011 on 6/30/202011 on 12/9/202011 on 12/9/202011 on 3/31/202111 on 3/31/202212 on 3/31/202312 on 11/8/202313 on 3/29/2024

RAUM, Historic

400M200M02019202020212022202320242025229685677 on 11/22/2019241890732 on 3/30/2020241890732 on 6/25/2020241890732 on 6/30/2020241890732 on 12/9/2020241890732 on 12/9/2020306217347 on 3/31/2021328788543 on 3/31/2022280754746 on 3/31/2023280754746 on 11/8/2023298587422 on 3/29/2024

No. Clients, Historic

50025002019202020212022202320242025356 on 11/22/2019394 on 3/30/2020394 on 6/25/2020394 on 6/30/2020394 on 12/9/2020394 on 12/9/2020376 on 3/31/2021472 on 3/31/2022487 on 3/31/2023487 on 11/8/2023468 on 3/29/2024

Holdings

From latest 13F, filed August 13th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
AMAZON COM INC COM 301K 2K 0
CAMBRIA ETF TR SHSHLD YIELD ETF 603K 9K 0
CAPITOL SER TR HULL TACTICAL 324K 8K 0
COSTCO WHSL CORP NEW COM 213K 251 0
ETFIS SER TR I VIRTUS NEWFLEET 406K 18K 0
ETFIS SER TR I VIRTUS REAVES UT 728K 14K 0
FIRST TR EXCHANGE-TRADED FD NO AMER ENERGY 42M 1M 0
FLEXSHARES TR CR SCORED LONG 530K 12K 0
GABELLI EQUITY TR INC COM 81K 16K 0
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 649K 3K 0
INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 1M 10K 0
INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT 613K 10K 0
INVESCO EXCHANGE TRADED FD T S&P500 EQL IND 1M 25K 0
ISHARES INC MSCI GBL GOLD MN 720K 26K 0
ISHARES TR US CONSM STAPLES 558K 8K 0
ISHARES TR MSCI EAFE SMCP 2M 56K 0
ISHARES TR CORE INTL AGGR 2M 44K 0
MICROSOFT CORP COM 2M 4K 0
PACER FDS TR INDUSTRIAL RELET 418K 11K 0
PROSHARES TR HD REPLICATION 1M 25K 0
SELECT SECTOR SPDR TR FINANCIAL 334K 8K 0
SELECT SECTOR SPDR TR TECHNOLOGY 5M 20K 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 708K 5K 0
SPDR SER TR PORTFLI INTRMDIT 39M 1M 0
VANECK ETF TRUST FALLEN ANGEL HG 395K 14K 0
VANECK ETF TRUST GOLD MINERS ETF 348K 10K 0
VANECK ETF TRUST PREFERRED SECURT 29M 2M 0
VANECK ETF TRUST RETAIL ETF 954K 5K 0
VANGUARD SCOTTSDALE FDS LONG TERM TREAS 399K 7K 0
VICTORY PORTFOLIOS II SHORT TRM BD ETF 554K 11K 0
WISDOMTREE TR FUTRE STRAT FD 2M 52K 0
WISDOMTREE TR JAPN HEDGE EQT 581K 5K 0