FREESTONE CAPITAL MANAGEMENT, LLC
Adviser information for FREESTONE CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 107 |
|---|---|
| Investment Advisory/Research | 43 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 52 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 15 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3,598 | $6.8B |
| Non-Discretionary | 2,058 | $2.8B |
| Total | 5,656 | $9.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,190 | $1.4B |
| HNW Individuals | 1,329 | $5.9B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 18 | $2.0B |
| Pension and profit sharing plans | 29 | $61.1M |
| Charitable organizations | 10 | $50.1M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 33 | $247.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 2500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed feesCommissionsPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisorInsurance broker or agent |
Principal Office
701 5TH AVENUE74TH FLOOR
SEATTLE
WA
United States
Monday - Friday, 7:30 AM TO 4:30 PM
Tel: 206-707-7300, Fax: 206-707-7399
Chief Compliance Officer
JESSICA RODRIGUEZ
CHIEF COMPLIANCE OFFICER
701 FIFTH AVENUE
74TH FLOOR
SEATTLE
WA
United States
Tel:
206-707-7300
Fax:
206-707-7399
C*********@*******************M
(Full email address available in API data)
Industry Affiliates
| FAHP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAP IV GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FAP V GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FC GOLF GP II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FC GOLF GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| FLIP GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FREESTONE BOURBON FUND GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| FREESTONE ROYALTY INCOME GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FREESTONE ADVANTAGE PARTNERS II LP | Hedge Fund | $28.6M | $0.5M | 150 |
| FREESTONE ADVANTAGE PARTNERS III LP | Hedge Fund | $105.6M | $0.2M | 184 |
| FREESTONE ADVANTAGE PARTNERS IV LP | Hedge Fund | $399.2M | $0.1M | 464 |
| FREESTONE AFFORDABLE HOUSING PARTNERS LP | Hedge Fund | $141.1M | $0.5M | 129 |
| FREESTONE BOURBON FUND LP | Hedge Fund | $231.6M | $0.0M | 287 |
| FREESTONE CAPITAL PARTNERS LP | Hedge Fund | $5.5M | $0.5M | 68 |
| FREESTONE CAPITAL PARTNERS LTD | Hedge Fund | $4.3M | $0.5M | 63 |
| FREESTONE CAPITAL QUALIFIED PARTNERS LP | Hedge Fund | $11.2M | $0.5M | 108 |
| FREESTONE LITIGATION PARTNERS LP | Hedge Fund | $180.4M | $0.3M | 316 |
| FREESTONE LP ADVANTAGE PARTNERS V | Hedge Fund | $265.1M | $0.1M | 482 |
| FREESTONE OMAHA HOTEL LP | Hedge Fund | $25.0M | $1.0M | 47 |
| FREESTONE OPPORTUNITY PARTNERS LP | Hedge Fund | $2.3M | $0.5M | 59 |
| FREESTONE OPPORTUNITY QUALIFIED PARTNERS LP | Hedge Fund | $3.3M | $0.5M | 102 |
| FREESTONE ROYALTY INCOME PARTNERS LP | Hedge Fund | $14.3M | $0.3M | 292 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREESTONE CAPITAL HOLDINGS LLC | Domestic Entity | – | MEMBER | 03/2008 | > 75% |
| FURUKAWA, GARY, ISAAC | Individual | – | MANAGER / CHIEF INVESTMENT OFFICER | 11/2012 | < 5% |
| MORGAN, ERIK, KONRAD | Individual | – | MANAGER | 11/2012 | < 5% |
| BRIGHTON STREET LLC | Domestic Entity | FREESTONE CAPITAL HOLDINGS LLC | MEMBER | 11/2012 | 25-50% |
| OLD RIVER TRUST | Domestic Entity | BRIGHTON STREET LLC | MEMBER CLASS B | 12/2009 | > 75% |
| FURUKAWA, DELLA | Individual | BRIGHTON STREET LLC | MEMBER CLASS A; MANAGER | 08/2008 | |
| FURUKAWA, GARY, ISAAC | Individual | OLD RIVER TRUST | TRUSTEE | 11/2009 | |
| FURUKAWA, GARY, ISAAC | Individual | BRIGHTON STREET LLC | MEMBER CLASS A; MANAGER | 08/2008 | |
| MORELAND, JENNIFER, MICHELLE | Individual | – | CHIEF FINANCIAL OFFICER | 11/2012 | < 5% |
| MORGAN, ERIK, KONRAD | Individual | FREESTONE CAPITAL HOLDINGS LLC | MANAGER | 01/2013 | |
| FURUKAWA, GARY, ISAAC | Individual | FREESTONE CAPITAL HOLDINGS LLC | MANAGER | 01/2013 | |
| CHANG, GEORGE, PERCY | Individual | – | GENERAL COUNSEL | 06/2022 | < 5% |
| GOOKIN, ANN, C | Individual | – | HEAD OF INVESTMENTS | 10/2019 | < 5% |
| TIGERT, MATTHEW, ALLAN | Individual | – | CHIEF OPERATING OFFICER | 04/2023 | < 5% |
| RODRIGUEZ, JESSICA, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 09/2023 | < 5% |