THE ITHAKA GROUP, LLC
Adviser information for THE ITHAKA GROUP, LLC last updated from Form ADV on February 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 156 | $515.2M |
| Non-Discretionary | 0 | $0 |
| Total | 156 | $515.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 14 | $5.2M |
| HNW Individuals | 122 | $239.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 1 | $174.7M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 8 | $54.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 11 | $41.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 9 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 35.0M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| RAYMOND JAMES | RAYMOND JAMES |
| MORGAN STANLEY SMITH BARNEY | MORGAN STANLEY SMITH BARNEY |
| R W BAIRD | R W BAIRD |
Identifiers
| SEC RIA File Number | 801-69086 |
|---|---|
| SEC ERA File Number | 801-69086 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146975 |
| Legal Entity Identifier | None |
Principal Office
3811 N FAIRFAX DRIVESUITE 720
ARLINGTON
VA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 240-395-5000, Fax: None
Websites
Chief Compliance Officer
ROBERT A. KATZEN
CHIEF COMPLIANCE OFFICER
3811 N FAIRFAX DRIVE
SUITE 720
ARLINGTON
VA
United States
Tel:
240-395-5000X707
B******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| O'GORMAN, SCOTT, ELLIS | Individual | – | MANAGER, PRESIDENT | 06/2018 | < 5% |
| COLYER, ANDREW, JOSEPH | Individual | – | MANAGER, DIRECTOR OF RESEARCH | 06/2008 | < 5% |
| ODYSSEUS MANAGEMENT, LLC | Domestic Entity | – | MEMBER | 06/2008 | > 75% |
| O'GORMAN, SCOTT, ELLIS | Individual | ODYSSEUS MANAGEMENT, LLC | MEMBER | 05/2008 | 25-50% |
| KATZEN, ROBERT, ALAN | Individual | – | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | 07/2008 | < 5% |
| O'GORMAN, SCOTT, ELLIS | Individual | – | CHIEF INVESTMENT OFFICER | 01/2023 | < 5% |
| COLYER, ANDREW, JOSEPH | Individual | ODYSSEUS MANAGEMENT, LLC | MEMBER | 01/2023 | 25-50% |