AGH WEALTH ADVISORS, LLC
Adviser information for AGH WEALTH ADVISORS, LLC last updated from Form ADV on January 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 417 | $197.2M |
| Non-Discretionary | 0 | $0 |
| Total | 417 | $197.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 268 | $49.8M |
| HNW Individuals | 149 | $147.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 31 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 1 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 46 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)HOURLY CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesTHIRD PARTY ADVISER REFERRAL FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 197.2M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| AGH WEALTH WRAP FEE PROGRAM | AGH WEALTH ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-69091 |
|---|---|
| SEC ERA File Number | 801-69091 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 146796 |
| Legal Entity Identifier | None |
Principal Office
301 N. MAIN STREETSUITE 1700
WICHITA
KS
United States
Monday - Friday, 8:00 A.M. TO 5:00 P.M.
Tel: 316-267-3220, Fax: 316-291-4115
Chief Compliance Officer
BRADLY J BECHTEL
PRESIDENT/CHIEF COMPLIANCE OFFICER
301 NORTH MAIN STREET
SUITE 1700
WICHITA
KS
United States
Tel:
316-267-3220
Fax:
316-291-4115
B*************@************M
(Full email address available in API data)
Regulatory Contact
TIM PENNER
COMPLIANCE ASSOCIATE
301 N. MAIN STREET
SUITE 1700
WICHITA
KS
United States
Tel:
(316) 267-3220
Fax:
(316) 291-4108
T*********@************M
(Full email address available in API data)
Industry Affiliates
| ALLEN, GIBBS & HOULIK, L.C. | Accountant or accounting firm |
| INSIGHT WEALTH STRATEGIES, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ALLEN, GIBBS & HOULIK, L.C. | Domestic Entity | – | MANAGING MEMBER | 03/2008 | > 75% |
| ALLEN, PAUL, STEVEN | Individual | – | MANAGING MEMBER | 03/2008 | < 5% |
| BECHTEL, BRAD, JAMES | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 03/2008 | < 5% |